Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 5 of 14

• James Alan HardingCRD 3120515 · Grand Rapids, MI
  IA RegisteredBroker
• Wade Howard HartzCRD 2815060 · Conshohocken, PA
  IA RegisteredBroker
• Jennifer Michi HashimotoCRD 5073584 · Newport Beach, CA
  IA RegisteredBroker
• Richard Owen HassanCRD 1349435 · Stamford, CT
  IA RegisteredBroker
• Paige HatcherCRD 6716100 · Countyline, OK
  IA RegisteredBroker
• Eric HeatonCRD 1987373 · New York, NY
  IA RegisteredBroker
• Robert Gene HeisterbergCRD 1632899 · Atlanta, GA
  IA RegisteredBroker
• Benjamin Joseph HelveyCRD 4483056 · Los Angeles, CA
  IA RegisteredBroker
• Kevin Ray HermisCRD 5057695 · The Woodlands, TX
  IA RegisteredBroker
• Rocio HernandezCRD 6578873 · Los Angeles, CA
  IA RegisteredBroker
• Charles E Ellzey Hoffman Jr.CRD 2748484 · San Antonio, TX
  IA RegisteredBroker
• Michael Gerard HofmeisterCRD 6556801 · Richmond, VA
  IA RegisteredBroker
• Joseph Mark HolcombCRD 2573551 · Cincinnati, OH
  IA RegisteredBroker
• Ryan Matthew HolcombCRD 6975170 · Olympia, WA
  IA RegisteredBroker
• James P HollandCRD 5703002 · Charlotte, NC
  IA RegisteredBroker
• Robert Andrew HonCRD 2194902 · Chicago, IL
  IA RegisteredBroker
• Joseph HosiCRD 6965043 · Arlington, VA
  IA RegisteredBroker
• Brett Allen HowellCRD 4157822 · Grand Rapids, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Katherine P HudsonCRD 6973393 · New York, NY
  IA RegisteredBroker
• Sylvia May HydrickCRD 2649545 · San Antonio, TX
  IA RegisteredBroker
• Ashley Mary HaischCRD 6361606 · Charlotte, NC
  IA RegisteredBroker
• Charles HallCRD 7229694 · Shelburne, VT
  IA RegisteredBroker
• Ross Allen HambletonCRD 6969307 · Cincinnati, OH
  IA RegisteredBroker
• Jonathan G HambrechtCRD 4235477 · New York, NY
  Broker
• Kelli HansenCRD 4464571 · Winter Park, FL
  IA RegisteredBroker
• Elizabeth Mccormack HarrisCRD 8086554 · New York, NY
  Broker
• Mason HarryCRD 7751383 · Jacksonville Beach, FL
  IA RegisteredBroker
• Matthew W HeadyCRD 4450239 · Hamilton, NJ
  Broker
• Gladys Viviana HeathCRD 6723214 · Arlington, VA
  IA RegisteredBroker
• Kai Heller SpencerCRD 6751463 · Wellington, FL
  IA RegisteredBroker
• Christopher HelmsCRD 5899677 · Boston, MA
  IA RegisteredBroker
• Lauren HersheyCRD 7092567 · Richmond, VA
  IA RegisteredBroker
• Harper J HicksCRD 6523926 · Charlotte, NC
  IA RegisteredBroker
• Christian Thomas HigginsCRD 6497358 · Atlanta, GA
  Broker
• Adam HospodarCRD 7715835 · Los Gatos, CA
  IA RegisteredBroker
• Jasmine HosseiniCRD 6809880 · New York, NY
  BrokerRegistration inactive
• Mickey HowellCRD 7705011 · Charlotte, NC
  IA RegisteredBroker
• Xinyi HuangCRD 7261090 · San Francisco, CA
  IA RegisteredBroker
• Jessica IorioCRD 5194044 · New York, NY
  Broker
• Madeline Audrey IrvinCRD 7118653 · New York, NY
  IA RegisteredBroker
• Dylan Gregory IsaacsCRD 6186070 · Los Angeles, CA
  IA RegisteredBroker
• Sanjeevan IswaraCRD 4957955 · New York, NY
  Broker
• Claude Lee IvesCRD 2487717 · Charlotte, NC
  IA RegisteredBroker
• Todd W IvesCRD 5161178 · New York, NY
  IA RegisteredBroker
• Steve IngenitaCRD 4045257 · New York, NY
  Broker
• Andrea Nicole IslasCRD 6042320 · Houston, TX
  IA RegisteredBroker
• Brent JacobellisCRD 7242143 · New York, NY
  IA RegisteredBroker
• Christopher Dale JacobsCRD 1565567 · Sarasota, FL
  IA RegisteredBroker
• Wayne Maynard JanusCRD 1180927 · Plainfield, IL
  IA Registered
• Garrett M JonesCRD 4443734 · Winter Park, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.