Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 6 of 14

• Debra Jones-McconnellCRD 3187080 · Charlotte, NC
  IA RegisteredBroker
• Matthew Douglas JorgensenCRD 6696144 · New York, NY
  IA RegisteredBroker
• Sarah Reign JacksonCRD 8101212 · New York, NY
  Broker
• India R. JohnsCRD 4141175 · Bethesda, MD
  IA RegisteredBroker
• Tracey Lewis JohnstonCRD 4768410 · New York, NY
  Broker
• Noah R JonesCRD 7466246 · Grand Rapids, MI
  Broker
• Anthony M JosephCRD 7912583 · Grand Rapids, MI
  Broker
• Mark JuelisCRD 6141285 · Fort Washington, PA
  IA RegisteredBroker
• Margaret Ann Hawk KaiserCRD 6198796 · Cincinnati, OH
  IA RegisteredBroker
• Brian Richard KaminCRD 5911805 · Oak Brook, IL
  IA RegisteredBroker
• James Morgan KennyCRD 2370015 · Atlanta, GA
  Broker
• Roxiane KernsCRD 2541074 · San Antonio, TX
  IA RegisteredBroker
• Abbas KhoshnevissanCRD 1261761 · San Francisco, CA
  IA RegisteredBroker
• Nicole KiankaCRD 6738319 · Berwyn, PA
  IA RegisteredBroker
• Benjamin KimCRD 4825795 · New York, NY
  Broker
• Forrest St John KimCRD 6210603 · Bellevue, WA
  IA RegisteredBroker
• Tae I KimCRD 4724286 · New York, NY
  IA RegisteredBroker
• Jacqueline Allison KlaberCRD 4678414 · New York, NY
  Broker
• Griffin Young KnowltonCRD 5479260 · Boston, MA
  IA RegisteredBroker
• Laurence Heimburg KnowltonCRD 1383052 · Rye Beach, NH
  IA RegisteredBroker
  Disclosure event(s) on record
• Joyce A Kotusky-DedmonCRD 1763919 · New York, NY
  Broker
• Kevin R. KurtzCRD 4363632 · Oklahoma City, OK
  IA RegisteredBroker
• Isabelle KuzmichCRD 7814343 · Saratoga Springs, NY
  IA RegisteredBroker
• Melanie KaneCRD 7117221 · Chesterfield, MO
  IA RegisteredBroker
• Justin Matthew KatzCRD 7159259 · Grand Rapids, MI
  IA RegisteredBroker
• Michael James KeatingCRD 6957745 · New York, NY
  Broker
• Jack KelleherCRD 7987228 · New York, NY
  Broker
• Bryce E KellerCRD 7932498 · Hamilton, NJ
  Broker
• Connor Michael KellyCRD 6655860 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Pamela M KingCRD 7827917 · Hartford, CT
  IA RegisteredBroker
• Christopher Glenn KnightCRD 7791741 · Saratoga Springs, NY
  IA RegisteredBroker
• Demetrios Evangelo KotsisCRD 7651522 · New York, NY
  Broker
• John Charles KrebsCRD 7807566 · Stamford, CT
  IA RegisteredBroker
• Amy Lynn LabargeCRD 6208707 · Atlanta, GA
  IA RegisteredBroker
• Marc E. LabordeCRD 4975479 · Houston, TX
  IA RegisteredBroker
• Alexander Charles LadageCRD 4452169 · Austin, TX
  IA RegisteredBroker
• Jason M. LadnerCRD 4149466 · Scottsdale, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Karen LamCRD 6766473 · New York, NY
  Broker
• Pamela Jean LamichhaneCRD 7207873 · Olympia, WA
  IA RegisteredBroker
• Adam Baker LandauCRD 2204351 · Palm Beach Gardens, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Tyler D LaneCRD 5453351 · Houston, TX
  IA RegisteredBroker
• Lawrence LaroseCRD 5866597 · Saratoga Springs, NY
  IA RegisteredBroker
• Wyatt R LarsenCRD 3128120 · Provo, UT
  IA RegisteredBroker
  Disclosure event(s) on record
• Kyle Philip LaughlinCRD 7277281 · New York, NY
  IA RegisteredBroker
• Karla Hall LavinCRD 2538786 · Charlotte, NC
  IA RegisteredBroker
• Patricia Lynn LawyerCRD 2086274 · San Antonio, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Joseph LeachCRD 4952675 · Torrance, CA
  IA RegisteredBroker
• Alexandra LebenthalCRD 1638099 · New York, NY
  BrokerRegistration inactive
  Disclosure event(s) on record
• Christopher Yunsoon LeeCRD 6564729 · Los Angeles, CA
  IA RegisteredBroker
• Jessica Myra LeeCRD 3015356 · Arlington, VA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.