Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 7 of 14

• Buffy Armstrong LeonardCRD 4028003 · Saratoga Springs, NY
  IA RegisteredBroker
• Brian Francis LessigCRD 4027441 · New York, NY
  Broker
• Sabina Hoinkiss LienCRD 2444085 · Winter Park, FL
  IA RegisteredBroker
• Xiao Peng LiuCRD 5915417 · Los Angeles, CA
  IA RegisteredBroker
• Xichan LiuCRD 6343286 · Los Gatos, CA
  IA RegisteredBroker
• David George LloydCRD 2539265 · San Antonio, TX
  IA RegisteredBroker
• Jaslinne M LopezCRD 6166335 · New York, NY
  IA RegisteredBroker
• John Edward LowCRD 2583969 · Birmingham, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Richard LuechtefeldCRD 4432338 · Bluffton, SC
  IA RegisteredBroker
• Emily Heiss LumleyCRD 4944856 · Dallas, TX
  IA RegisteredBroker
• Jonathan Scott LundCRD 4611229 · Grand Rapids, MI
  IA RegisteredBroker
• John LynchCRD 5216245 · Ponte Vedra Beach, FL
  IA RegisteredBroker
• Maninder S LailCRD 7846719 · Oak Brook, IL
  IA RegisteredBroker
• Katherine Julia LatypovCRD 6894162 · Palo Alto, CA
  IA RegisteredBroker
• Colin Bradley LessardCRD 4233230 · Hamilton, NJ
  IA RegisteredBroker
• Robert Donald LindellCRD 7373639 · Newport Beach, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Andrew LiouCRD 6803802 · New York, NY
  Broker
• Devon Paige LitchfieldCRD 7261326 · New York, NY
  IA RegisteredBroker
• Alan LovetereCRD 7843168 · Los Angeles, CA
  IA RegisteredBroker
• Cory Todd LoganCRD 5192760 · Hamilton, NJ
  IA RegisteredBroker
• John LubinCRD 7872221 · Chicago, IL
  IA RegisteredBroker
• Madison Rose LynchCRD 7054607 · New York, NY
  IA RegisteredBroker
• Sarah Anne MadisonCRD 7264534 · Oak Brook, IL
  IA Registered
• Sharon Mary MagnerCRD 4083745 · New York, NY
  IA RegisteredBroker
• Ryan R MahlstedtCRD 5344055 · Newtown, PA
  IA RegisteredBroker
• Jackson Timothy MahorneyCRD 7254090 · Cincinnati, OH
  IA RegisteredBroker
• Khamar Z MaitlandCRD 5060623 · New York, NY
  IA RegisteredBroker
• Jonathan Ray MaldonadoCRD 5553071 · Austin, TX
  IA RegisteredBroker
• Anthony J MaranzanoCRD 1794824 · New York, NY
  Broker
• James Barry MarchettiCRD 814059 · Walnut Creek, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Lawrence MarchettiCRD 4976899 · Jackson, WY
  IA RegisteredBroker
• Jennifer Scarbrough MarshCRD 5640892 · Atlanta, GA
  IA RegisteredBroker
• Francisco Agustin MatoCRD 6492181 · New York, NY
  Broker
• Christopher P MatteoCRD 5168006 · New York, NY
  IA RegisteredBroker
• Kyle Benjamin MaxwellCRD 4888380 · The Woodlands, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Jonathan Michael MazzeoCRD 4319742 · Ny, NY
  IA RegisteredBroker
• Kristin K MccarthyCRD 3215521 · Wilmington, NC
  IA RegisteredBroker
• Ann Michelle McclainCRD 2698124 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Andrew McdavidCRD 3174259 · Atlanta, GA
  IA RegisteredBroker
• John Joseph MckennaCRD 2033277 · Hamilton, NJ
  Broker
• John H McmanusCRD 2526019 · Austin, TX
  IA RegisteredBroker
• Justin Robert MedeirosCRD 6409444 · Newport Beach, CA
  IA RegisteredBroker
• Daniel Jonathan MendelsonCRD 2976388 · Chicago, IL
  IA RegisteredBroker
• Brett Winston MendenhallCRD 6488655 · Atlanta, GA
  IA RegisteredBroker
• Andrew J MeyerCRD 2840988 · San Francisco, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• William M MeyerCRD 5576603 · San Francisco, CA
  IA RegisteredBroker
• Jennifer L MeyetteCRD 2606516 · Saratoga Springs, NY
  Broker
• Tamila Renee MiceliCRD 2572102 · Dublin, CA
  IA RegisteredBroker
• Burt Martin MillsCRD 5096186 · New York, NY
  IA RegisteredBroker
• Cassandra Ann MinerviniCRD 4865782 · Hamilton, NJ
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.