Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 8 of 14

• Jason Ross MingelgreenCRD 4827962 · New York, NY
  IA RegisteredBroker
• Caryn Marie MinnsCRD 6067602 · Palm Beach Gardens, FL
  Broker
• Rizwan Mohammad MirzaCRD 5080469 · Hamilton, NJ
  Broker
• Michael Paul MisciagnaCRD 5346749 · New York, NY
  Broker
• Christopher George MitchellCRD 4366322 · Charlotte, NC
  IA RegisteredBroker
• Thomas Patrick MonaghanCRD 2460962 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Regina Rochelle MonroeCRD 2802807 · Los Angeles, CA
  IA RegisteredBroker
• John A MontgomeryCRD 1380514 · New York, NY
  Broker
• Robert Lewis MoonCRD 2431875 · Bethesda, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• John Vianney MooneyCRD 2261982 · Woodmere, OH
  IA RegisteredBroker
• Patrick Lee MooreCRD 2262059 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Garic MoranCRD 7075761 · Atlanta, GA
  IA RegisteredBroker
• Sophia Nadene MorganCRD 5666896 · Boston, MA
  Broker
• Edmond Nicholas MoriartyCRD 1744318 · New York, NY
  Broker
• Tracy L MoscatelloCRD 6770104 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Iziar MoureCRD 6083409 · Charlotte, NC
  IA RegisteredBroker
• Brian J MulliganCRD 7166361 · Stone Mountain, GA
  IA RegisteredBroker
• Amanda R MurphyCRD 6150218 · Atlanta, GA
  IA RegisteredBroker
• Mohammed MusahCRD 5339204 · Paramus, NJ
  Broker
• Jack Steven MutchnikCRD 6494351 · Bethesda, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter I. Isaac MyersCRD 5539970 · Dallas, TX
  IA RegisteredBroker
• Summer Alexandra MacallisterCRD 7037754 · Novato, CA
  IA RegisteredBroker
• Sierra Isabel Zora MackenCRD 7275179 · San Francisco, CA
  IA RegisteredBroker
• Timothy Strates MagidCRD 6425820 · Winter Park, FL
  IA RegisteredBroker
• Despina Vallianos MannCRD 2752316 · Houston, TX
  IA RegisteredBroker
• Rocky George Imperial MaraniaCRD 8214946 · Los Gatos, CA
  Broker
• Jennifer Dee MasonCRD 6953657 · Los Angeles, CA
  IA RegisteredBroker
• Grace MaybellCRD 7867639 · New York, NY
  Broker
• Bernard Nicholas MccallCRD 6324371 · Saratoga Springs, NY
  IA RegisteredBroker
• Nicholas Thomas MccartanCRD 7390778 · New York, NY
  IA RegisteredBroker
• Liam MccarthyCRD 7358110 · Dallas, TX
  IA RegisteredBroker
• John Elroy MccawCRD 7930984 · New York, NY
  Broker
• Colin McgrathCRD 7118221 · Hamilton, NJ
  Broker
• James Richard McgrathCRD 1988768 · Charlotte, NC
  IA RegisteredBroker
• Charles Paul MetzgerCRD 8128817 · Cincinnati, OH
  IA RegisteredBroker
• Lorna F MeyerCRD 834169 · San Francisco, CA
  IA RegisteredBroker
• Patrick John MichaelCRD 7008526 · Hamilton, NJ
  Broker
• Dylan Miller-JonesCRD 7936028 · Paramus, NJ
  IA RegisteredBroker
• Maxwell Joseph MimsCRD 8150125 · Houston, TX
  IA RegisteredBroker
• Crystal G MinerCRD 5429244 · Newport Beach, CA
  IA RegisteredBroker
• Juan Carlos MirelesCRD 7703489 · Oklahoma City, OK
  IA RegisteredBroker
• Charles Evan MoffittCRD 7381200 · Carmel, IN
  IA RegisteredBroker
• Douglas Angelo MogliaCRD 6489296 · New York, NY
  IA RegisteredBroker
• Daniel Vincent MoldaverCRD 7151058 · New York, NY
  IA RegisteredBroker
• Nicholas Max MoldaverCRD 8214436 · New York, NY
  IA RegisteredBroker
• Ryan Patrick MonaghanCRD 7060811 · New York, NY
  IA RegisteredBroker
• Melyssa Bjella MooreCRD 7708935 · New York, NY
  IA RegisteredBroker
• Jane Ellison MorrisCRD 7981559 · Charlotte, NC
  IA RegisteredBroker
• William Jamison Morris WallrappCRD 7128104 · The Woodlands, TX
  IA RegisteredBroker
• Theodore Alexander Mpatsios-PappasCRD 7216315 · Fort Lauderdale, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.