Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 9 of 14

• George MunroCRD 7855812 · New York, NY
  IA RegisteredBroker
• Colton Benjamin MyersCRD 7905479 · Atlanta, GA
  IA RegisteredBroker
• Jacob Davis MyersCRD 7499447 · Atlanta, GA
  IA RegisteredBroker
• Joseph J NaccaCRD 4695672 · Rochester, NY
  IA RegisteredBroker
• Maria D NavarroCRD 3134671 · Houston, TX
  IA RegisteredBroker
• Garland E NealCRD 6211234 · Charlotte, NC
  IA RegisteredBroker
• Brian Tuhy NelsonCRD 1891995 · Atlanta, GA
  IA RegisteredBroker
• Angeline Pamela NewmanCRD 1425710 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Anne NghiemCRD 2574840 · Bethesda, MD
  Broker
• Tuan Huu NguyenCRD 2399392 · Conshohocken, PA
  IA RegisteredBroker
• Arthur Thomas NintzelCRD 1024248 · New York, NY
  IA RegisteredBroker
• Anne Frances NorwoodCRD 3114714 · Mesquite, NV
  IA RegisteredBroker
• Jeff Cushing NahleyCRD 2001671 · Brentwood, TN
  Broker
• Timothy Daniel O'haraCRD 2682487 · Saint Simons Island, GA
  IA RegisteredBroker
• David Edward O'learyCRD 4967685 · Saratoga Springs, NY
  Broker
• Daniel J O'neillCRD 6501824 · Boston, MA
  IA RegisteredBroker
• Thomas Patrick O'rourkeCRD 4269787 · Grand Rapids, MI
  IA RegisteredBroker
• Kevin Michael OconnorCRD 6950706 · New York, NY
  Broker
• Ian Marshall OgilvieCRD 3248247 · Oklahoma City, OK
  IA RegisteredBroker
  Disclosure event(s) on record
• John Jack Patrick OharaCRD 7578598 · New York, NY
  IA RegisteredBroker
• Brittany Rose OladunjoyeCRD 6207553 · Walnut Creek, CA
  IA RegisteredBroker
• Heather Ward OsterCRD 5411660 · New York, NY
  Broker
• Colton C OutcaltCRD 5932844 · Boca Raton, FL
  IA RegisteredBroker
• Alexa Justine OliverCRD 7862129 · Winter Park, FL
  IA RegisteredBroker
• Brian David OpatoskyCRD 3025888 · New York, NY
  Broker
• Victor Ernesto PaganoCRD 1563767 · Hamilton, NJ
  IA RegisteredBroker
• Kristen PalazetiCRD 6895020 · Birmingham, MI
  IA RegisteredBroker
• Joshua G ParkerCRD 4297169 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Michael Paul ParkerCRD 2262357 · Fair Haven, NJ
  IA RegisteredBroker
• James Daniel ParlitsisCRD 5552857 · New York, NY
  Broker
• Kevin Scott ParrillCRD 5290257 · Dallas, TX
  IA RegisteredBroker
• Traci Rene PassamonteCRD 2567832 · Rochester, NY
  Broker
• Parth PatelCRD 7183120 · Conshohocken, PA
  IA RegisteredBroker
• Mark Randall PattersonCRD 1960961 · New York, NY
  Broker
• Joseph Nicholas PaulCRD 6789147 · Salt Lake City, UT
  IA RegisteredBroker
• Linda Caridad PaulCRD 4292364 · Winter Park, FL
  IA RegisteredBroker
• Sharon Cynthia Paul-JordanCRD 3062971 · New York, NY
  IA RegisteredBroker
• Carl M PavlichCRD 1368912 · Austin, TX
  Broker
• Lindsay Elizabeth PayneCRD 6432016 · Richmond, VA
  IA RegisteredBroker
• Jennifer Bacon PearsonCRD 4657403 · Sarasota, FL
  IA RegisteredBroker
• Laura Nafis PenningtonCRD 2122111 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Melinda Jane PerryCRD 4626468 · Tulsa, OK
  IA RegisteredBroker
• Robyn R Petty-GreerCRD 4830223 · Dallas, TX
  IA RegisteredBroker
• Heather Ada PhilipCRD 3026760 · Stamford, CT
  IA RegisteredBroker
• Scott James PickloCRD 5554848 · Birmingham, MI
  IA RegisteredBroker
• Jeffrey James PollardCRD 4844431 · Saratoga Springs, NY
  IA RegisteredBroker
• James S PollockCRD 5867376 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Alicia Romania PowellCRD 2563078 · Walnut Creek, CA
  IA RegisteredBroker
• John Whalen PrattCRD 2314075 · Stamford, CT
  Broker
• Darrel Gene PrestonCRD 1644695 · Dallas, TX
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.