Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 10 of 14

• Jillian Marie PropstCRD 5902125 · Wilmington, NC
  IA RegisteredBroker
• Eshani Sugnay PatelCRD 7772271 · San Francisco, CA
  IA RegisteredBroker
• Davina PattersonCRD 7523891 · Atlanta, GA
  Broker
• Grace E PelinoCRD 7397668 · Charlotte, NC
  IA RegisteredBroker
• Bryant PerdomoCRD 7350623 · New York, NY
  IA RegisteredBroker
• Susan K PerryCRD 2316953 · Grand Rapids, MI
  Broker
• Nicholas Joseph PetersonCRD 6118736 · Los Gatos, CA
  IA RegisteredBroker
• Vivian Phuong-Vi PhanCRD 7966426 · Dallas, TX
  IA RegisteredBroker
• Haley PinkCRD 7359605 · Boston, MA
  IA RegisteredBroker
• Michael Joseph PintarCRD 7381662 · Paramus, NJ
  IA RegisteredBroker
• Craig D PollockCRD 4629116 · Walnut Creek, CA
  IA RegisteredBroker
• Gary G PollockCRD 1590194 · Walnut Creek, CA
  IA RegisteredBroker
• Kirk Randall PorterCRD 5616628 · Arlington, VA
  Broker
• Evan PotterCRD 8173778 · Chesterfield, MO
  IA RegisteredBroker
• Christopher Jacob PottsCRD 6247321 · Cincinnati, OH
  IA RegisteredBroker
• Nancy Elizabeth PultzCRD 7973689 · Dallas, TX
  Broker
• Ryan QuinnCRD 6020602 · Boston, MA
  IA RegisteredBroker
• Antonio QuezadaCRD 6944255 · Saratoga Springs, NY
  IA RegisteredBroker
• William Michael RametteCRD 2076334 · St. Helena Island, SC
  IA RegisteredBroker
• Christopher RandazzoCRD 5199154 · New York, NY
  Broker
• Stephen Arthur RandolphCRD 6753011 · Carmel, IN
  IA RegisteredBroker
• Rajeev RathiCRD 2636350 · Naples, FL
  IA RegisteredBroker
• Laura Raybin-MillerCRD 3202042 · Fort Lauderdale, FL
  IA RegisteredBroker
• Heather Jeter ReichCRD 7041004 · Atlanta, GA
  IA RegisteredBroker
• Greg RhodesCRD 4542736 · Dallas, TX
  IA RegisteredBroker
• Jacqueline Lavonne RiggsCRD 6493871 · Los Angeles, CA
  IA RegisteredBroker
• Daniel RiordanCRD 2109374 · Florham Park, NJ
  IA RegisteredBroker
• Seth Neil RippleCRD 2308776 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas H RisherCRD 5828110 · Hilton Head Island, SC
  IA RegisteredBroker
• Richard Francis RodeschiniCRD 6080255 · Boston, MA
  IA RegisteredBroker
• Kylie Anne RomanCRD 5983662 · Richmond, VA
  IA RegisteredBroker
• Scott Baxter RosenblumCRD 4823337 · New York, NY
  IA RegisteredBroker
• Michael Aaron RosnerCRD 3085187 · Birmingham, MI
  IA RegisteredBroker
• Amanda RubalcavaCRD 2075814 · Desoto, TX
  IA RegisteredBroker
• Emily Kramer RubinCRD 2260469 · New York, NY
  IA RegisteredBroker
• Jennifer RubleCRD 5053519 · Carmel, IN
  IA RegisteredBroker
• Jose Enrique RuizCRD 5536741 · Charlotte, NC
  IA RegisteredBroker
• Tory Jay RaetherCRD 3278336 · Charlotte, NC
  IA RegisteredBroker
• Suruchi RastogiCRD 8033946 · Los Gatos, CA
  Broker
• Zane Arie RianomCRD 7950318 · New York, NY
  Broker
• Thomas Andrew RiceCRD 8125756 · New York, NY
  Broker
• Morgan G RicheyCRD 7369597 · Bentonville, AR
  IA RegisteredBroker
• Brandon Michael RoseCRD 6394908 · Scottsdale, AZ
  IA RegisteredBroker
• Avery Devon RoweCRD 6648524 · Atlanta, GA
  IA RegisteredBroker
• Luke John SaddlemireCRD 7328656 · Saratoga Springs, NY
  IA RegisteredBroker
• Constandina Carkonen SaitesCRD 2939997 · Bellevue, WA
  IA RegisteredBroker
• Anis SalahCRD 5754763 · Walnut Creek, CA
  IA RegisteredBroker
• Sammy Roy Salas-SalinasCRD 6424478 · Grand Rapids, MI
  IA RegisteredBroker
• Brian Ross SaltzmanCRD 5596597 · New York, NY
  IA RegisteredBroker
• Danielle Nicole SanterreCRD 4256168 · Atlanta, GA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.