Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 11 of 14

• Nicholas John SanturroCRD 6802292 · New York, NY
  Broker
• Amanda Louise SassCRD 5557903 · Woodmere, OH
  IA RegisteredBroker
• Travis Michael ScarbroughCRD 6015146 · Atlanta, GA
  IA RegisteredBroker
• Nicole Annette-Palmiter SchaferCRD 4751527 · Coeur D'alene, ID
  IA RegisteredBroker
• Stephen P SchwabCRD 7085386 · New York, NY
  IA RegisteredBroker
• Kathryn Stevenson SenkbeilCRD 713829 · Atlanta, GA
  IA RegisteredBroker
• Yajaira SerranoCRD 6902600 · Los Angeles, CA
  IA RegisteredBroker
• Sheila Spainhour ShafferCRD 1230244 · Fernandina Beach, FL
  IA RegisteredBroker
• Kenneth J. ShapiroCRD 4560098 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Craig Jeffrey SharpCRD 4305263 · Grand Rapids, MI
  IA RegisteredBroker
• John William SheehanCRD 1341640 · Arlington, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Edwin ShelleyCRD 5380648 · Oklahoma City, OK
  IA RegisteredBroker
• Christopher Adam ShepherdCRD 4706107 · Wellington, FL
  IA Registered
• Ryan Michael ShermanCRD 5529875 · Naples, FL
  IA RegisteredBroker
• Anthony John ShilcoskiCRD 5985747 · Atlanta, GA
  IA RegisteredBroker
• Florina ShutinCRD 2422914 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Kanwar Manjot SinghCRD 4685900 · Chicago, IL
  IA RegisteredBroker
• Trever H SipperlyCRD 5992579 · New York, NY
  IA RegisteredBroker
• David Bishop SmithCRD 2033396 · Dallas, TX
  IA RegisteredBroker
• David Landon SmithCRD 4647286 · Austin, TX
  IA RegisteredBroker
• Daniel Wade SpainhourCRD 3161970 · Charlotte, NC
  IA RegisteredBroker
• Regina Rae SpanoCRD 6250864 · Hamilton, NJ
  IA RegisteredBroker
• Dak H SpiveyCRD 6867499 · Newport Beach, CA
  IA RegisteredBroker
• Jeffrey David SprockCRD 5200287 · Atlanta, GA
  IA RegisteredBroker
• Clement SproutCRD 5389704 · Saratoga Springs, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Keelye Mae St. JohnCRD 6432789 · Saratoga Springs, NY
  IA RegisteredBroker
• Christine N SteinmetzCRD 5668788 · Grand Rapids, MI
  IA RegisteredBroker
• Sandra L StigerCRD 2572072 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Gwyndolyn Lee StowellCRD 4238574 · Atlanta, GA
  IA RegisteredBroker
• Andrew T SullivanCRD 5556788 · Cincinnati, OH
  IA RegisteredBroker
• Brian M SullivanCRD 7541478 · Cincinnati, OH
  IA RegisteredBroker
• Gianluca SumberacCRD 1710298 · Atlanta, GA
  IA RegisteredBroker
• Leonard Jay SuskindCRD 1140599 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Stacy Lee SwainCRD 1141500 · Walnut Creek, CA
  IA RegisteredBroker
• Andrew SwedlundCRD 4562184 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven M SzeligowskiCRD 5575862 · Hartford, CT
  IA RegisteredBroker
• Yanni Ali SaderiCRD 7119411 · New York, NY
  IA RegisteredBroker
• Zachary J SaksaCRD 5468453 · New York, NY
  Broker
• Keif H SamuelCRD 5707943 · Hamilton, NJ
  IA RegisteredBroker
• Sig Oliver SandbergCRD 7540419 · New York, NY
  IA RegisteredBroker
• Johnathon SantopadreCRD 5766574 · Brentwood, TN
  IA RegisteredBroker
• David Joseph SassenCRD 5805927 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Austin SchornCRD 8206921 · Dallas, TX
  IA RegisteredBroker
• Paulina SchwarzbeckCRD 7273452 · Dallas, TX
  IA RegisteredBroker
• Vincent SelipCRD 6166612 · Hamilton, NJ
  IA RegisteredBroker
• Zachary Thomas SennCRD 8088576 · Los Angeles, CA
  IA RegisteredBroker
• Max E SeveroCRD 7127045 · Los Angeles, CA
  IA RegisteredBroker
• Jaisen Shardul ShahCRD 7731160 · New York, NY
  IA RegisteredBroker
• Christopher Michael SheaCRD 2381031 · Paramus, NJ
  IA RegisteredBroker
• Ehrynn Summer ShephardCRD 6896901 · Oklahoma City, OK
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.