Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 12 of 14

• Hayden Dae Chul ShinCRD 8215291 · New York, NY
  Broker
• Margaret M SimmonsCRD 6236072 · Newtown, PA
  IA RegisteredBroker
• Elizabeth Anne SingletonCRD 7539330 · Atlanta, GA
  IA RegisteredBroker
• Alessandra SirabellaCRD 7017138 · New York, NY
  IA RegisteredBroker
• Annette Molina SmithCRD 6747181 · San Francisco, CA
  IA RegisteredBroker
• Benjamin Cornelius SmithCRD 7950253 · New York, NY
  Broker
• Connor SmithCRD 7564155 · New York, NY
  IA RegisteredBroker
• Gregory Owen SmithCRD 7203875 · New York, NY
  Broker
• Henry David SmithCRD 7266283 · Dallas, TX
  IA RegisteredBroker
• Tyler Glen SmythCRD 7322384 · Grand Rapids, MI
  IA RegisteredBroker
• Lukas Olson SonkaCRD 8139860 · New York, NY
  IA RegisteredBroker
• Stacey L SpechtCRD 2188443 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott Christopher SpiethCRD 5182570 · Denver, CO
  Broker
• Daria StanCRD 7418177 · Atlanta, GA
  IA RegisteredBroker
• Zachary James StanleyCRD 6641544 · Woodmere, OH
  IA RegisteredBroker
• Luca StashCRD 8094807 · San Francisco, CA
  IA RegisteredBroker
• Kyle Lawson StoufferCRD 6672624 · Dallas, TX
  IA RegisteredBroker
• Collin Liam SundstedCRD 7871705 · New York, NY
  IA RegisteredBroker
• Lynette Janelle SusiCRD 6497480 · Naples, FL
  IA RegisteredBroker
• Gregory Robert SwensonCRD 6933286 · New York, NY
  IA RegisteredBroker
• Rusty TallyCRD 822696 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Lisa Beth TarshisCRD 2726340 · Boca Raton, FL
  IA RegisteredBroker
• Andrew Wimberly TateCRD 4251108 · Charlotte, NC
  IA RegisteredBroker
• Richard D ThomeCRD 5701315 · Brentwood, TN
  IA RegisteredBroker
• Lynda Ann TormeyCRD 1499221 · New York, NY
  IA RegisteredBroker
• Jeffrey Jeffrey TownerCRD 2772131 · Grand Rapids, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Anthony TramontanoCRD 2801113 · San Antonio, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Quinton Michael TramontanoCRD 6283652 · San Antonio, TX
  IA RegisteredBroker
• Jackson Keith TraxlerCRD 7118974 · Bethesda, MD
  IA RegisteredBroker
• Elizabeth Ann TremaglioCRD 5327651 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Evangelos TsembelisCRD 5984358 · Newtown, PA
  IA RegisteredBroker
• Ray P TucholskiCRD 4417237 · Hamilton, NJ
  IA RegisteredBroker
• Lauren Elizabeth TurbittCRD 6555405 · Dallas, TX
  IA RegisteredBroker
• Dean Charles TurnerCRD 6070346 · Chicago, IL
  IA RegisteredBroker
• Diane Ching TycangcoCRD 7540819 · Palo Alto, CA
  IA RegisteredBroker
• John Harold TylerCRD 5272438 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Cristina TacettinCRD 6190392 · St. Augustine, FL
  IA RegisteredBroker
• Maggie TepeCRD 7948148 · Cincinnati, OH
  IA RegisteredBroker
• Marcos Bienvenido ThomasCRD 7952740 · New York, NY
  Broker
• Joseph M ThrailkillCRD 7457427 · Saratoga Springs, NY
  IA RegisteredBroker
• Jeffrey TitusCRD 4954364 · Boston, MA
  IA RegisteredBroker
• Grace Ann TouchetteCRD 7819270 · Grand Rapids, MI
  IA RegisteredBroker
• Chloe TramontanoCRD 8205202 · San Antonio, TX
  Broker
• Sandy TranCRD 6475412 · Los Gatos, CA
  IA RegisteredBroker
• Vincent John TricaricoCRD 7836678 · New York, NY
  IA RegisteredBroker
• Patricia E TylerCRD 2301544 · Boca Raton, FL
  IA RegisteredBroker
• Terri B UcciCRD 2006712 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Wayne UlrichCRD 3264974 · Newtown, PA
  IA RegisteredBroker
• Thomas Marshall UngerCRD 5448538 · Cincinnati, OH
  IA RegisteredBroker
• Paul Vladimir UrbanekCRD 4414235 · Brentwood, TN
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.