Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 13 of 14

• Grace UpshawCRD 6953879 · Dallas, TX
  IA RegisteredBroker
• Joseph Joakim ValasiadisCRD 5858820 · New York, NY
  IA RegisteredBroker
• Kevin Mark ValentinoCRD 6065140 · Atlanta, GA
  IA RegisteredBroker
• Gina ValleCRD 2081490 · Boca Raton, FL
  IA RegisteredBroker
• Monica Yvette VallejoCRD 5245742 · Austin, TX
  IA RegisteredBroker
• Eric VanderpoolCRD 6251729 · Boston, MA
  IA RegisteredBroker
• Eric Michael VerhulstCRD 2414858 · Chesterfield, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Charles Monroe VettersCRD 4828088 · Houston, TX
  IA RegisteredBroker
• Mike A VivasCRD 3122296 · Jacksonville Beach, FL
  IA RegisteredBroker
• Krishna Phanindra Swaroop VegeCRD 6081639 · Chicago, IL
  IA RegisteredBroker
• James S VenetosCRD 862197 · Stamford, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter J. VenetosCRD 6209444 · Florham Park, NJ
  IA RegisteredBroker
• Cori Ann VerdinoCRD 7035687 · New York, NY
  IA RegisteredBroker
• Cole Travers VerhulstCRD 8121031 · Chesterfield, MO
  IA RegisteredBroker
• Alexander A VillacampaCRD 6165745 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Tyler WachtelCRD 7268812 · Atlanta, GA
  IA RegisteredBroker
• Carolyn WachterCRD 5633610 · New York, NY
  Broker
• Samantha Clarke WagnerCRD 7062904 · New York, NY
  IA RegisteredBroker
• Edward Jelliff WahlbergCRD 2696139 · Hartford, CT
  IA RegisteredBroker
• Stephanie B WalshCRD 6034855 · Chesterfield, MO
  IA RegisteredBroker
• Jing WangCRD 7754131 · Dallas, TX
  IA RegisteredBroker
• Xiaotian WangCRD 7290958 · Atlanta, GA
  IA RegisteredBroker
• Vonda K WarrenCRD 4953857 · Chesterfield, MO
  IA RegisteredBroker
• Duncan Mcclave WheelerCRD 7262860 · Winter Park, FL
  IA RegisteredBroker
• Timothy Porcher WhiteCRD 5365229 · Dallas, TX
  IA RegisteredBroker
• Jonathan Owen WilcoxCRD 4239022 · New York, NY
  Broker
• Londa Gaye WillemsCRD 1728557 · San Antonio, TX
  IA RegisteredBroker
• Lance Alexander WilliamsCRD 2164760 · Olympia, WA
  IA RegisteredBroker
• Debra Lynn WillsonCRD 5410485 · Chicago, IL
  IA RegisteredBroker
• Elizabeth Lee WilsonCRD 2005198 · Brentwood, TN
  IA RegisteredBroker
• Christopher David WolfCRD 4893576 · Dallas, TX
  IA RegisteredBroker
• Jennifer L WolmanCRD 4703094 · Hamilton, NJ
  IA RegisteredBroker
• Kevin Robert WrightCRD 6344931 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Dawn Holtermann WyattCRD 1458270 · Newtown, PA
  IA RegisteredBroker
• Deborah J WainwrightCRD 1410678 · Newtown, PA
  IA RegisteredBroker
• James Patrick WatersCRD 5886384 · Charlotte, NC
  IA RegisteredBroker
• Celine Joy WaxhamCRD 7794625 · Dallas, TX
  IA RegisteredBroker
• Cara Chiemi WeathersCRD 6642741 · Arlington, VA
  IA RegisteredBroker
• Cole Jameson WellsCRD 7424086 · New York, NY
  IA RegisteredBroker
• Michael Bradley WestCRD 6491274 · Houston, TX
  IA RegisteredBroker
• Seth Alton WheelerCRD 7257869 · Charlotte, NC
  IA RegisteredBroker
• Ryan James WhiteCRD 7286288 · Los Angeles, CA
  IA RegisteredBroker
• Aliya Mei White PasqualeCRD 7939994 · Atlanta, GA
  Broker
• Emily Faith WhooleyCRD 7254831 · Saratoga Springs, NY
  IA RegisteredBroker
• Michelle WilliamsCRD 6919679 · Grand Rapids, MI
  IA RegisteredBroker
• Molly WilliamsCRD 7941043 · Dallas, TX
  IA RegisteredBroker
• Brian Thomas WischerathCRD 7075188 · New York, NY
  IA RegisteredBroker
• Wendy Wong-TsangCRD 2857779 · New York, NY
  Broker
• Jack Robert WorthCRD 7668524 · Florham Park, NJ
  IA RegisteredBroker
• Joyce Hillary WuCRD 7772270 · San Francisco, CA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.