Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 14 of 14

• Spenser YeagerCRD 5967758 · New York, NY
  IA RegisteredBroker
• Debra Lynne YoungCRD 1241507 · Dallas, TX
  IA RegisteredBroker
• Zheng YuCRD 7372253 · Palo Alto, CA
  Broker
• Crystal YungCRD 5353984 · New York, NY
  IA RegisteredBroker
• Sujin YooCRD 7608756 · New York, NY
  Broker
• Jeffrey Ross ZapoleonCRD 1052950 · Boca Raton, FL
  IA RegisteredBroker
• Samantha Lucille ZapoleonCRD 2803072 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Rachel ZhangCRD 2307360 · Newtown, PA
  IA RegisteredBroker
• Mehgan E ZunigaCRD 4095198 · Chicago, IL
  IA RegisteredBroker
• Erica Lynn ZippelCRD 7769793 · New York, NY
  IA RegisteredBroker
• Leah ZorziCRD 6752336 · Cincinnati, OH
  Broker
• Cameron Christopher ZubeyCRD 7123091 · Newtown, PA
  IA RegisteredBroker
• Kevin B DunleavyCRD 1009268 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.