Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 1 of 95
-
Margret Marie OrtloffCRD 6950364 · Wayzata, MNIA RegisteredBroker
-
Dustin Derek AamodtCRD 5277691 · Minneapolis, MNBroker
-
Tiffany Jacqueline AanensonCRD 6291263 · New York, NYBroker
-
Joseph Anthony AbbateCRD 836683 · Providence, RIIA RegisteredBroker
-
Helen L AbeCRD 2222281 · Greenbrae, CAIA RegisteredBrokerDisclosure event(s) on record
-
Lisa Angelique AbelCRD 2904342 · Cedar Rapids, IABroker
-
Scott Learned AbellCRD 4908580 · Vienna, VAIA RegisteredBroker
-
Brian Corey AbrahamsCRD 4877362 · New York, NYBroker
-
Steven Eric AbrahamsonCRD 2274105 · Sturgeon Bay, WIIA RegisteredBroker
-
Drew Joseph AbramsonCRD 7254807 · Portland, MEIA RegisteredBroker
-
Peter Russell AbricCRD 4306088 · New York, NYBroker
-
Jonas Jeffrey AbulenciaCRD 4167964 · San Francisco, CAIA RegisteredBroker
-
Joseph John AccardiCRD 4969705 · Jersey City, NJBroker
-
Jennalyn Villafuerte AceronCRD 5968845 · Beverly Hills, CABroker
-
Bradley William AckerCRD 4941255 · New York, NYBroker
-
John Fitzgerald AcostaCRD 2766451 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
-
Ricardo Francisco AcostaCRD 3230538 · San Antonio, TXBroker
-
Russell Monroe AdamsCRD 1328239 · San Francisco, CABroker
-
Ann Marie AdeCRD 4121226 · Philadelphia, PAIA RegisteredBroker
-
Joseph Michael AdinolfiCRD 4232210 · Jersey City, NJBroker
-
Daniel AferiatCRD 1104491 · New York, NYBroker
-
Nona AgboCRD 2773278 · Beverly Hills, CAIA RegisteredBroker
-
Matthew AgudeloCRD 7728542 · New York, NYBroker
-
Nicole Paragua AguinaldoCRD 6682373 · Vienna, VAIA RegisteredBroker
-
Colin James AhernCRD 7680762 · Minneapolis, MNIA RegisteredBroker
-
Asif Omar AhsanCRD 5679465 · New York, NYBroker
-
Fatima AissaouiCRD 5274892 · New York, NYBroker
-
Frank AlbaneseCRD 1200413 · Syracuse, NYIA RegisteredBroker
-
Vincent AlbaneseCRD 3118839 · Paramus, NJIA RegisteredBroker
-
Lisa M Albers-KoppmannCRD 3205339 · Rapid City, SDIA RegisteredBrokerDisclosure event(s) on record
-
Harvey AlbertCRD 872836 · Wellesley Hills, MAIA RegisteredBroker
-
Matthew AlbertCRD 5930047 · New York, NYBroker
-
Eric S AldousCRD 4413992 · New York, NYBroker
-
Todd Devin AldrichCRD 1851384 · Greenbrae, CABroker
-
Peter Francis AlepraCRD 1961408 · Cedar Rapids, IAIA RegisteredBroker
-
Theresa Seto AlewineCRD 2741548 · Minneapolis, MNIA RegisteredBroker
-
Diana Hathway AlexanderCRD 731900 · Sugar Land, TXIA RegisteredBroker
-
Sara Lorraine AlexanderCRD 4289477 · Minneapolis, MNBroker
-
Emily Ann AleyCRD 4879402 · Lake Oswego, ORIA RegisteredBroker
-
Haider Liaqat AliCRD 5311076 · New York, NYBroker
-
Charles Joseph AliniCRD 2778122 · New York, NYBroker
-
Courtney Elice AllenCRD 5607322 · San Diego, CAIA RegisteredBroker
-
Theresa AllenCRD 2183693 · Laguna Beach, CAIA RegisteredBrokerDisclosure event(s) on record
-
William Ross AllfordCRD 1766608 · San Diego, CAIA RegisteredBrokerDisclosure event(s) on record
-
James Randolph AllredCRD 4822975 · Houston, TXBroker
-
Shannon J AlmanCRD 2193720 · Minneapolis, MNBroker
-
David Charles AlmquistCRD 4998699 · Fairfield, CTIA RegisteredBroker
-
Ryan Weston AlsteadCRD 4409198 · Plymouth, MNIA RegisteredBroker
-
Warren Steven AlstodtCRD 2190485 · Jericho, NYIA RegisteredBroker
-
Vittorio AltavasCRD 4993588 · Chevy Chase, MDIA RegisteredBroker
1–50 of 4,703Next →
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
BrokerCheck Terms of Use ↗
Report a data error on this page →
Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.