Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 2 of 95

• Steven Harvey AltholtzCRD 1332622 · Boynton Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Shaun AlzateCRD 5350596 · San Diego, CA
  IA RegisteredBroker
• Christopher V AmatoCRD 5073404 · New York, NY
  Broker
• Ashlim Adrian AmeenCRD 4876140 · Toronto
  Broker
• Darren AmerkanianCRD 2224332 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Jonathan AmeryCRD 3268177 · New York, NY
  Broker
• Brendan AmesCRD 7902408 · Cheyenne, WY
  IA RegisteredBroker
• Marshall Evan AmesCRD 1144603 · St. Petersburg, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph B AmoyalCRD 5292745 · Hunt Valley, MD
  Broker
• Brian AmsterCRD 4642943 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Raymond AnconaCRD 1948124 · New York, NY
  Broker
• Brian Lee AndersonCRD 5406726 · Houston, TX
  IA RegisteredBroker
• Dale Edward AndersonCRD 2562333 · Minneapolis, MN
  IA RegisteredBroker
• Derek Richard AndersonCRD 2639499 · New York, NY
  Broker
• Jay AndersonCRD 5691373 · New York, NY
  Broker
• Mckenzie Kaye AndersonCRD 7739098 · Sioux Falls, SD
  IA RegisteredBroker
• Michael David AndersonCRD 2578893 · Albuquerque, NM
  IA RegisteredBroker
• Ryan Douglas AndersonCRD 5436289 · Minneapolis, MN
  Broker
• Sonja M. AndersonCRD 4059354 · Fargo, ND
  IA RegisteredBroker
• Stephen C AndersonCRD 5103969 · Germantown, TN
  IA RegisteredBroker
• Steven Craig AndersonCRD 1493362 · Reno, NV
  IA RegisteredBroker
  Disclosure event(s) on record
• Cathy Jo Anderson HyamsCRD 1937766 · Denver, CO
  IA RegisteredBroker
• Dalton Alan AndrewsCRD 6625970 · Parker, CO
  IA RegisteredBroker
• Douglas Anthony AndrewsCRD 2167803 · Tacoma, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Dianne Marie AngeloCRD 5786187 · Syracuse, NY
  IA RegisteredBroker
• Nicholas Cosmo AngillettaCRD 1911281 · New York, NY
  IA RegisteredBroker
• Pietro AngottiCRD 4953439 · New York, NY
  Broker
• Andrew Marc AnselCRD 1955809 · New York, NY
  Broker
• Nancy Jo AnstoetterCRD 1734699 · Clive, IA
  IA RegisteredBroker
• Gary Kenneth AntenbergCRD 2389761 · New York, NY
  Broker
• Amy Michele AntonellisCRD 2511579 · Florham Park, NJ
  IA RegisteredBroker
• Nnamdi Augustine AnwahCRD 5047138 · Minneapolis, MN
  Broker
• Jeffrey Parker AppelCRD 3273898 · Boston, MA
  IA RegisteredBroker
• Steven Matthew AprilanoCRD 6510761 · New York, NY
  Broker
• John Al ArasCRD 1271914 · Vienna, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Edward ArcellaCRD 5075485 · New York, NY
  Broker
• Kimberly Renee ArchCRD 3143226 · Eugene, OR
  Broker
• Jon Glenn ArfstromCRD 2247041 · Minneapolis, MN
  Broker
• William Paul ArgiriouCRD 1886158 · New York, NY
  Broker
• James Walter ArmstrongCRD 1866725 · Winchester, VA
  IA RegisteredBroker
• Robert Michael ArmstrongCRD 1530547 · Minneapolis, MN
  Broker
• Nancy Kaye ArndtCRD 1701834 · Minneapolis, MN
  Broker
• Chris ArthurCRD 6441315 · New York, NY
  Broker
• Raymond Salvatore AsaroCRD 4587459 · New York, NY
  Broker
• Mark Elliot AshkinosCRD 5209566 · Jersey City, NJ
  Broker
• Margaret M AthanasatosCRD 3273027 · Purchase, NY
  IA RegisteredBroker
• Jonathan AtkinCRD 2906447 · San Francisco, CA
  Broker
• Kurt Arnold AtkinsonCRD 2803152 · St. Paul, MN
  IA RegisteredBroker
• Kendall AuCRD 7466970 · New York, NY
  Broker
• Brianne Lanae AubinCRD 5871183 · Bloomfield Hills, MI
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.