Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 3 of 95
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Alexander N AubreyCRD 5932809 · Greenwood Village, COIA RegisteredBroker
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Carmen Marie AugustineCRD 6305114 · New York, NYBroker
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James Dean AugustineCRD 1915966 · Dakota Dunes, SDIA RegisteredBrokerDisclosure event(s) on record
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Daniel Lord AustinCRD 1170912 · Houston, TXIA RegisteredBroker
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Thomas George AustinCRD 1375475 · Syracuse, NYIA RegisteredBroker
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Brian Joe AutryCRD 4336842 · Minneapolis, MNBroker
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Jesse Joseph AversanoCRD 5796187 · New York, NYBroker
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Desiree Jennifer AvinaCRD 2485594 · Pueblo, COIA RegisteredBroker
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Sayab AyubCRD 6539824 · New York, NYBroker
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Mauris AziziCRD 1947455 · Beverly Hills, CAIA RegisteredBroker
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Tabatha AbrahamCRD 6649888 · San Francisco, CAIA RegisteredBroker
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Nathan James AbrahamsonCRD 6676521 · Milwaukee, WIIA RegisteredBroker
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Federico Maria AcabbiCRD 5936082 · San Francisco, CABroker
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Carmilita AchingCRD 6355012 · New York, NYIA RegisteredBroker
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Abdulrahman AdekunleCRD 7396569 · New York, NYBroker
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Rajesh AdibatlaCRD 7368862 · New York, NYBroker
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Allyson Michelle AdkinsCRD 6734924 · Easton, MDIA RegisteredBroker
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William AdoteCRD 7681734 · Lancaster, PAIA RegisteredBroker
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Jonathan AdwarCRD 4870766 · New York, NYBroker
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Alizeh AfzalCRD 7149810 · Washington, DCIA RegisteredBroker
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Vani AgarwalCRD 7580316 · New York, NYBroker
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Matthew Rudolph AgnolettoCRD 6294142 · New York, NYIA RegisteredBroker
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Bernard Ablegina AguilarCRD 7122954 · Dallas, TXBroker
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Chris Jihyun AhnCRD 7755973 · New York, NYBroker
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Emir AkdoganCRD 7602850 · New York, NYBroker
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Kathryn Marie AkemannCRD 7376034 · Minneapolis, MNIA RegisteredBroker
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Yazeed Al-KattebCRD 7948015 · New York, NYBroker
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Zachary Wesler AlbertCRD 6668544 · Wellesley Hills, MAIA RegisteredBroker
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Austin AlbrechtCRD 7525583 · New York, NYBroker
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Jessica S AlcornCRD 4555608 · Green Bay, WIIA RegisteredBroker
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Irsa AliCRD 7938603 · New York, NYBroker
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Mahmoud AliCRD 7932372 · New York, NYBroker
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Daniel AlkhouryCRD 7567025 · Minneapolis, MNIA RegisteredBroker
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Liam Ross AllfordCRD 7946704 · San Diego, CAIA RegisteredBroker
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Andrew Robert AlveyCRD 7573180 · Rockville, MDIA RegisteredBroker
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Harrison Sparkman AmbroseCRD 6857125 · Seattle, WAIA RegisteredBroker
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Cameron Alexander AmelCRD 6204393 · Century City, CABroker
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Ashwin AnandCRD 7427689 · TorontoBroker
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Brooke Kristine AndersonCRD 7072829 · Edina, MNIA RegisteredBroker
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Nathan James AndersonCRD 5768916 · Albuquerque, NMIA RegisteredBrokerDisclosure event(s) on record
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Shawn AndersonCRD 5753708 · Omaha, NEIA RegisteredBroker
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Bilal Ahmed AndhaCRD 7760100 · New York, NYBroker
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Alexandra Xan AngelovichCRD 8247781 · Austin, TXBroker
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Alexandra AramburuCRD 6985485 · New York, NYIA RegisteredBroker
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Alexander J ArmbrusterCRD 6584318 · Minneapolis, MNIA RegisteredBroker
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Isaac William ArmitageCRD 7947625 · Minneapolis, MNIA RegisteredBroker
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Ashley ArmstrongCRD 7906088 · New York, NYBroker
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Christine ArmstrongCRD 8246727 · Denver, COIA RegisteredBroker
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Megan Elizabeth ArmstrongCRD 6962755 · New York, NYBroker
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Chance Jermey Britton ArneyCRD 7970566 · Houston, TXBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.