Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 4 of 95
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Tyler Forestall AronsonCRD 7535595 · New York, NYBroker
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Victor Alejandro ArriagaCRD 7266192 · Leawood, KSIA Registered
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Michael Anthony ArtilesCRD 6704542 · New York, NYBroker
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Conrado Antonio Asencio AsencioCRD 7978066 · St. Petersburg, FLIA RegisteredBroker
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Julie Kay AsherCRD 4763126 · Billings, MTIA RegisteredBroker
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Kristin J AshmanCRD 7483245 · New York, NYIA RegisteredBroker
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Samadhi AsnesCRD 6885664 · New York, NYBrokerRegistration inactive
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Rachael Shan AspaturianCRD 7529310 · Los Angeles, CAIA RegisteredBroker
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Ahmed Wagdi AttiaCRD 4982450 · New York, NYBroker
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Michael Griffeth AustinCRD 7736149 · Raleigh, NCIA RegisteredBroker
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Charles Stephen AyresCRD 8207463 · Houston, TXBroker
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Jerry AzzolliniCRD 6995288 · Florham Park, NJIA RegisteredBroker
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Nitin BabbarCRD 4464888 · TorontoBroker
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Justin Jeffrey BacaCRD 6367752 · New York, NYBrokerRegistration inactive
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Gwenne Siron BacaniCRD 3171188 · San Francisco, CAIA RegisteredBroker
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Sara J BachCRD 4585084 · Eau Claire, WIIA RegisteredBroker
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Daniel S BachmannCRD 4248264 · Baltimore, MDIA RegisteredBroker
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David Kent BachofnerCRD 5568324 · Bend, ORIA RegisteredBroker
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Manibanseng BaderCRD 2898641 · Minneapolis, MNBroker
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Margaret Gentempo BaderCRD 1138863 · Sugar Land, TXBroker
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William Rex BahneyCRD 10097 · Boise, IDIA RegisteredBroker
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Dean Andrew BahniukCRD 2418525 · Miami, FLIA RegisteredBrokerDisclosure event(s) on record
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Andrew Jay BaileyCRD 5388145 · Seal Beach, CAIA RegisteredBroker
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Douglas Alan BaileyCRD 2113159 · Seal Beach, CAIA RegisteredBrokerDisclosure event(s) on record
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Mark Wayne BaileyCRD 1345299 · Seattle, WAIA RegisteredBrokerDisclosure event(s) on record
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Harleen Kaur BainsCRD 4879985 · TorontoBroker
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Donald Robert BakerCRD 803170 · Fort Collins, COIA RegisteredBroker
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Justin Ryan BakerCRD 4200772 · Wayzata, MNIA RegisteredBroker
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Lisa Ann BakerCRD 2769696 · Edina, MNIA RegisteredBroker
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Lizbeth Kathleen BakerCRD 1056380 · Wayzata, MNIA RegisteredBroker
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Scott Tilton BakerCRD 710804 · Fort Collins, COIA RegisteredBroker
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Kurt Jerome BakkenCRD 2192373 · Rochester, MNIA RegisteredBroker
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Branko BalachCRD 2549743 · Chicago, ILBroker
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Adrian Victor BalderramaCRD 5811500 · Phoenix, AZBroker
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Lora BaldiniCRD 5093444 · Chadds Ford, PAIA RegisteredBroker
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Daniel Harris BallCRD 2316441 · Great Falls, MTIA RegisteredBroker
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Jeffrey Dean BallCRD 1940030 · Red Bank, NJIA RegisteredBrokerDisclosure event(s) on record
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Paul BallettCRD 4233602 · Austin, TXIA RegisteredBroker
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Terrence BallisCRD 5284101 · Minneapolis, MNBroker
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Carolyn Ann BambaciCRD 4861077 · Florham Park, NJIA RegisteredBroker
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Ashraf Karim BanayottiCRD 2725957 · Jersey City, NJBroker
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Sai BandhakaviCRD 5271974 · New York, NYBroker
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Scott Herbert BanerjeeCRD 6133054 · New York, NYBroker
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Tamonath BanerjeeCRD 5520028 · New York, NYBroker
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Rory Michael BanksCRD 5336289 · Mount Laurel, NJIA RegisteredBroker
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William M Michael BanksCRD 866519 · Mount Laurel, NJIA RegisteredBrokerDisclosure event(s) on record
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Richard Raymond BansaCRD 2839841 · Minneapolis, MNBroker
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Amogh BansalCRD 4825281 · Boston, MABroker
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Anthony Lewis BarbashCRD 1123804 · Reno, NVIA RegisteredBroker
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John Gregory BarberCRD 6232584 · Minneapolis, MNIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.