Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 24 of 95

• Marilyn DuCRD 7759404 · New York, NY
  Broker
• Joan DuquetteCRD 5154671 · Salt Lake City, UT
  IA RegisteredBroker
• Aidan Duignan-PapineauCRD 8041695 · Houston, TX
  IA RegisteredBroker
• Michael Patrick DunhamCRD 7264906 · Dallas, TX
  Broker
• Brennan Patrick DunnCRD 6588831 · Baltimore, MD
  IA RegisteredBroker
• John Alexander DunnCRD 1415997 · Fort Lauderdale, FL
  IA RegisteredBroker
• John Kenneth DunnCRD 7755659 · Brookfield, WI
  Broker
• Rhett Dunn-SperlingCRD 7523782 · Minneapolis, MN
  IA RegisteredBroker
• Ernesto Michael DuranCRD 7569310 · Tucson, AZ
  IA RegisteredBroker
• Christopher George DwyerCRD 6589397 · New York, NY
  Broker
• Nicholas T DzunaCRD 7478700 · New York, NY
  IA RegisteredBroker
• Steven Shaw EagleyCRD 2949571 · Annapolis, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• James Michael EarlCRD 1234987 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Robin Lynn EarlyCRD 2571094 · Rolling Hills, CA
  Broker
• Linda Louise EastbergCRD 1126695 · Sewickley, PA
  IA RegisteredBroker
• Michelle Elizabeth EastmondCRD 6394862 · New York, NY
  Broker
• Nathan Logan EatonCRD 4988995 · Norwell, MA
  IA RegisteredBroker
• Carl Matthew EckelmanCRD 3135183 · Albuquerque, NM
  IA RegisteredBroker
• Peter Edward EckerlineCRD 1244319 · Wayzata, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Alan EdblomCRD 2363941 · Minneapolis, MN
  Broker
• David EdgarCRD 4198477 · New York, NY
  Broker
• Braden James EdwardsCRD 3214754 · San Francisco, CA
  Broker
• Dave Lorrington EdwardsCRD 5349833 · New York, NY
  Broker
• Michael Bradley EdwardsCRD 5063605 · Vienna, VA
  IA RegisteredBroker
• Terri Oliver EdwardsCRD 2591742 · Houston, TX
  IA RegisteredBroker
• Timothy John EganCRD 2012637 · Red Bank, NJ
  Broker
• Daniel Adam EhrlichCRD 4309011 · New York, NY
  Broker
• David John EikenbergCRD 2223691 · Boston, MA
  Broker
• Jeffrey Paul EischensCRD 3096840 · Minneapolis, MN
  Broker
• Maria Angela El GawarguiCRD 2814933 · New York, NY
  Broker
• Jennifer Lee ElliottCRD 3013567 · Concord, NH
  IA RegisteredBroker
• Mark Gregory ElliottCRD 2003631 · Seal Beach, CA
  IA RegisteredBroker
• Byron Lee EllisCRD 4302550 · Boise, ID
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Robin EllisCRD 2590319 · Westport, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Sandra Lynn EllisCRD 2911686 · Delafield, WI
  IA RegisteredBroker
• Todd David EllisCRD 2202633 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen Hallett EllsworthCRD 4824164 · Houston, TX
  IA RegisteredBroker
• Aladdin E ElsayedCRD 5161652 · New York, NY
  Broker
• Andrew Nicholas EmberyCRD 5102098 · Chicago, IL
  IA RegisteredBroker
• Devon E EmberyCRD 6991025 · Chicago, IL
  IA RegisteredBroker
• April Renae EmeolaCRD 3209722 · Leawood, KS
  IA RegisteredBroker
• Frank B EmmerlingCRD 1475810 · Lower Burrell, PA
  IA RegisteredBroker
• Steven Arnold EndresCRD 5850157 · Minneapolis, MN
  Broker
• Edmon Lee EnfieldCRD 4598858 · Waynesville, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Edward M. EngCRD 4675987 · New York, NY
  Broker
• Angela Marie EngenCRD 4847120 · New York, NY
  IA RegisteredBroker
• Timothy Wayne EngleCRD 2977669 · Lemoyne, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Derek Michael EnglerCRD 4477448 · Madison, WI
  IA RegisteredBroker
• Karen Irene EnglishCRD 5489654 · Spokane, WA
  IA RegisteredBroker
• Eric Arthur EnglundCRD 5181206 · Greenbrae, CA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.