Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 25 of 95
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Lisa Lynn EngmanCRD 3139148 · New York, NYBroker
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Jack Martin EnochCRD 1237412 · Richmond, VAIA RegisteredBroker
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Bryon Patrick EppleCRD 3059497 · Bel Air, MDIA RegisteredBroker
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Blake Peter EpsteinCRD 3070710 · Philadelphia, PAIA RegisteredBroker
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Beth ErbenCRD 2403321 · Paramus, NJBroker
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Bradley D EricksonCRD 5824733 · New York, NYBroker
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Christopher Conrad EricksonCRD 2435452 · Providence, RIIA RegisteredBroker
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Ryan Marshall EricksonCRD 3036558 · Minneapolis, MNBroker
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James Joseph ErnstCRD 2409922 · Mount Laurel, NJIA RegisteredBrokerDisclosure event(s) on record
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Timothy Gerald ErnsteCRD 5146004 · Rochester, MNIA RegisteredBroker
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Charles Joseph ErrichielloCRD 1883803 · New York, NYBroker
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Kevin Joseph ErtelCRD 3120762 · West Conshohocken, PABroker
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Andrea Lynn ErvinCRD 2228056 · Denver, COIA RegisteredBroker
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Kristen Elizabeth EspenakCRD 5570750 · New York, NYBroker
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Ralph Michael EspositoCRD 2224969 · New York, NYBroker
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Ann Marie Elizabeth EterginoCRD 725204 · Chevy Chase, MDIA RegisteredBroker
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Alphonse Robert EtteldorfCRD 2381698 · New York, NYBroker
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William Alan EvanchoCRD 3035040 · Sewickley, PAIA RegisteredBroker
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David John EvansCRD 817715 · Greenwood Village, COIA RegisteredBroker
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Otho Francis EvansCRD 1199304 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Thomas William EvansCRD 2927400 · Chicago, ILIA RegisteredBrokerDisclosure event(s) on record
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Jennifer Kemp EwingCRD 6698987 · New York, NYBroker
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Megan EwingCRD 4501265 · Indianapolis, INIA RegisteredBroker
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Tonya Darlene EwingCRD 3140229 · Philadelphia, PABroker
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Elijah M EagleCRD 6142487 · Philadelphia, PAIA RegisteredBroker
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John Robert EdmanCRD 7601848 · Wayzata, MNBroker
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Morgan Lindsey EdwardsCRD 6836811 · Sarasota, FLIA RegisteredBroker
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Terrance G EdwardsCRD 2491193 · Richmond, VAIA RegisteredBroker
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Kevin EganCRD 7711735 · Leawood, KSIA RegisteredBroker
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Dylon Jerry EggertCRD 7039970 · Minneapolis, MNBroker
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Max Henry EisenbergCRD 6681672 · Philadelphia, PAIA RegisteredBroker
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Brandon Jay EllingsonCRD 7566061 · Chicago, ILIA RegisteredBroker
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Tom ElliottCRD 6076804 · Bainbridge Island, WAIA RegisteredBroker
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Jennifer H EllisCRD 6904353 · Salt Lake City, UTBroker
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Taylor Margaret EmersonCRD 7345012 · New York, NYBroker
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John Randolph EndersCRD 1930939 · San Francisco, CAIA RegisteredBroker
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Christian Johannes EngelenCRD 5830265 · New York, NYBroker
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Davis Doyle EnglishCRD 6835000 · Houston, TXBroker
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Daniel Joseph EnrightCRD 6669383 · Shoreview, MNIA RegisteredBroker
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Felipe Escobar GomezCRD 7803376 · Hunt Valley, MDIA RegisteredBroker
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Nicholas John EspositoCRD 8207347 · New York, NYBroker
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Kathleen Hanahan EstremCRD 7273661 · Naples, FLIA RegisteredBroker
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Ethan Louis-Gerald EtheridgeCRD 7206561 · San Francisco, CAIA RegisteredBrokerDisclosure event(s) on record
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Drake Calvin Berkeley EvansCRD 7457442 · Phoenix, AZIA RegisteredBroker
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Steven Robert FagerlandCRD 3096560 · Minneapolis, MNBroker
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Paul John-Pius FaheyCRD 5154185 · Seattle, WAIA RegisteredBrokerDisclosure event(s) on record
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Timothy FaigCRD 6394701 · Minneapolis, MNIA RegisteredBroker
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Ilya FaivinovCRD 2041414 · New York, NYBroker
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Dana Lynn FalcoCRD 3175759 · Tyler, TXIA RegisteredBrokerDisclosure event(s) on record
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Lindsey Jean FalessiCRD 6023253 · New York, NYIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.