Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 26 of 95

• Kelley Jean FantCRD 5508417 · Columbia, MD
  IA RegisteredBroker
• Henry James FaragalliCRD 2300382 · Conshohocken, PA
  IA RegisteredBroker
• Dmitry FarbmanCRD 2789224 · Buffalo Grove, IL
  IA RegisteredBroker
• Grant Matthew FarleyCRD 6532983 · Minneapolis, MN
  IA RegisteredBroker
• Kerry Alex Trevor FarleyCRD 6232921 · Greenbrae, CA
  IA RegisteredBroker
• Patrick Tyrone FarleyCRD 2266763 · Greenbrae, CA
  IA RegisteredBroker
• Timothy James FarleyCRD 2622533 · Edina, MN
  IA RegisteredBroker
• Zeeshaan Shafiq FarmanCRD 5499531 · New York, NY
  Broker
• Maggie Cheung FarmerCRD 5770605 · New York, NY
  Broker
• Autumn Sunshine FarringtonCRD 5111934 · Conifer, CO
  IA RegisteredBroker
• Jessica Helen FattoriCRD 4623227 · Palm Beach Gardens, FL
  Broker
• Vickie Sue FaulknerCRD 2344756 · Annapolis, MD
  IA RegisteredBroker
• Justin David FaurerCRD 6377091 · Chicago, IL
  Broker
• Jesse Alan FavreCRD 5321122 · Minneapolis, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul A. FeaCRD 3272466 · El Segundo, CA
  IA RegisteredBroker
• Teresa Kay FeathermanCRD 1884397 · Phoenix, AZ
  Broker
• John Wakefield FeeneyCRD 4614227 · Vienna, VA
  IA RegisteredBroker
• Helen Hough FeinbergCRD 1329829 · St. Petersburg, FL
  BrokerRegistration inactive
• Ally Sara FeinmanCRD 6373994 · Chadds Ford, PA
  IA RegisteredBroker
• Scott Andre FeinmanCRD 1098667 · Chadds Ford, PA
  IA RegisteredBroker
• John A. FernandezCRD 4419451 · New York, NY
  Broker
• Steven John FerrariniCRD 1642165 · Omaha, NE
  IA RegisteredBroker
• Emily Anne FerryCRD 4864666 · Chevy Chase, MD
  Broker
• Philip Holden FettCRD 1110471 · New York, NY
  IA RegisteredBroker
• Anne Uy FiatoCRD 1913001 · La Jolla, CA
  IA RegisteredBroker
• Halina FiedorowiczCRD 4501812 · Farmington, CT
  IA RegisteredBroker
• Thomas David FieldmanCRD 1202635 · Wilmington, DE
  IA RegisteredBroker
• Jack FierroCRD 7728621 · Irvine, CA
  IA RegisteredBroker
• John Anthony FierroCRD 2428117 · Irvine, CA
  IA RegisteredBroker
• Jean Marie FilipiakCRD 2382314 · New York, NY
  Broker
• Michael Philip FineCRD 2338909 · Minneapolis, MN
  Broker
• Shawn Michael FinnCRD 4822289 · Minneapolis, MN
  IA RegisteredBroker
• Bradley Alexander FinniganCRD 4562098 · Beverly Hills, CA
  IA RegisteredBroker
• Matthew C FinniganCRD 2756549 · New York, NY
  Broker
• Bernard FischCRD 1218831 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Andrew Wallace FischerCRD 1438668 · Huntington, WV
  IA RegisteredBroker
• Ashley Anne Fischer-KennedyCRD 6510044 · New York, NY
  Broker
• Jeffrey Alan FischmanCRD 1107579 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Myia Kayleen FishCRD 4286469 · Minneapolis, MN
  Broker
• Andrea FisherCRD 6314966 · Albuquerque, NM
  IA RegisteredBroker
• Benjamin O FisherCRD 4274473 · Nashville, TN
  Broker
• Frank Willis FisherCRD 2331150 · Goldsboro, NC
  IA RegisteredBroker
• John Leonard FisherCRD 717248 · Clive, IA
  IA RegisteredBroker
• Kenneth Joseph FisherCRD 1425602 · Sewickley, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Ronald Clement FitzgeraldCRD 852732 · Vienna, VA
  IA RegisteredBroker
• Amy Sue FitzpatrickCRD 2483238 · Lincoln, NE
  IA RegisteredBroker
• Rachel FitzpatrickCRD 4255748 · Denver, CO
  IA RegisteredBroker
• Tricia Ann FitzsimonsCRD 2565792 · Bloomfield Hills, MI
  IA RegisteredBroker
• Kevin FlahertyCRD 5957948 · Easton, MD
  IA RegisteredBroker
• Marc L FlaminoCRD 1988657 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.