Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 35 of 95

• Marshall William HallCRD 7693641 · Houston, TX
  Broker
• Stephen Shearman HallCRD 828758 · Greenville, SC
  IA RegisteredBroker
  Disclosure event(s) on record
• John Harold HallgrenCRD 1792554 · Salt Lake City, UT
  IA RegisteredBroker
• Jennifer HalperCRD 2424750 · Jericho, NY
  IA RegisteredBroker
• Mitchell Allen HalperinCRD 2256948 · Sarasota, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• John Rice HalsellCRD 1443082 · Nashville, TN
  IA RegisteredBroker
• Ryan K HalstedCRD 4259254 · New York, NY
  Broker
• Anne E HamiltonCRD 4562386 · New York, NY
  Broker
• Philip Stephen HammittCRD 2409244 · Frisco, TX
  IA RegisteredBroker
• Margaret Ann HamptonCRD 2586126 · Colorado Springs, CO
  IA RegisteredBroker
• Peter Lowell HancuhCRD 2449254 · Minneapolis, MN
  Broker
• Nathan Daniel HanesCRD 4652735 · New York, NY
  Broker
• Scott P HankardCRD 5169428 · Glastonbury, CT
  Broker
• James Brent HanlinCRD 2714616 · Denver, CO
  Broker
• Jeffrey Michael HannCRD 5930738 · New York, NY
  Broker
• Scott Michael HanoldCRD 4031545 · Minneapolis, MN
  Broker
• Jennifer Jean HansardCRD 6805486 · Frisco, TX
  IA RegisteredBroker
• Caroline HansenCRD 732923 · Greenwood Village, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Timothy James HansenCRD 4187284 · Stillwater, MN
  IA RegisteredBroker
• Brent Lee HansonCRD 2543095 · Stillwater, MN
  IA RegisteredBroker
• Danny Lee HansonCRD 5664328 · Sturgeon Bay, WI
  IA RegisteredBroker
• William Raymond HappelCRD 1633285 · Cedar Rapids, IA
  IA RegisteredBroker
• Brendon C. HarbronCRD 4163398 · Indianapolis, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Harvey Hamilton HardeeCRD 843675 · Houston, TX
  IA RegisteredBroker
• Heather Leigh HardeeCRD 5435385 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Sheridan HardgroveCRD 3134809 · New York, NY
  Broker
• Martin Joseph HareCRD 2194612 · Oakbrook Terrace, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Bradley Steven HaringCRD 5173495 · Fort Lauderdale, FL
  IA RegisteredBroker
• David Brandt HaringCRD 1806841 · Arlington, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• William George HaringCRD 1283969 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott William HarlanderCRD 1352567 · Syracuse, NY
  IA RegisteredBroker
• Erin HarmonCRD 4991592 · Ketchum, ID
  IA RegisteredBroker
• Harold Todd HarmonCRD 1832523 · Ketchum, ID
  IA RegisteredBroker
• Carmel Elease HarrellCRD 2473685 · Sarasota, FL
  IA RegisteredBroker
• Sandra Jeanine HarringtonCRD 2417487 · Indianapolis, IN
  Broker
• Bruce Duncan HarrisCRD 5406483 · Jersey City, NJ
  Broker
• David Lawson HarrisCRD 1379543 · Sturgeon Bay, WI
  IA RegisteredBroker
• Randal Ward HarrisonCRD 2076407 · Minneapolis, MN
  Broker
• Scott Thomas HarrisonCRD 4427946 · Green Bay, WI
  IA RegisteredBroker
• George Childs HartCRD 728082 · St. Paul, MN
  IA RegisteredBroker
• Regina Marie HartCRD 1306215 · Conshohocken, PA
  Broker
• John David HartmanCRD 5993435 · New York, NY
  IA RegisteredBroker
• Teri Anne HartmanCRD 2562014 · Atlanta, GA
  Broker
• Holly Ann HarveyCRD 2905692 · Seattle, WA
  IA RegisteredBroker
• James Bryan HarveyCRD 2396081 · Portland, ME
  IA RegisteredBroker
• Lydia Pauline HarveyCRD 6674570 · Denver, CO
  Broker
• Nikki Carolyn HaskinsCRD 4155381 · Albany, NY
  IA RegisteredBroker
• Rachael Sue HaslerCRD 4318328 · Greenwood Village, CO
  IA RegisteredBroker
• Kathleen A HassenfeldtCRD 4847649 · Canonsburg, PA
  IA RegisteredBroker
• Brian Daniel HatfieldCRD 6327548 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.