Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 36 of 95

• Carl Joseph HattermannCRD 1340215 · Newport Beach, CA
  IA RegisteredBroker
• Matthew C HavertyCRD 4618183 · Leawood, KS
  IA RegisteredBroker
  Disclosure event(s) on record
• Connor L HawkinsonCRD 6681504 · Boston, MA
  IA RegisteredBroker
• Kevin Wayne HawkinsonCRD 1606794 · Boston, MA
  IA RegisteredBroker
• Elisabeth Brooke HawleyCRD 4568021 · Seattle, WA
  IA RegisteredBroker
• Elizabeth Marie HawleyCRD 4283909 · Seattle, WA
  IA RegisteredBroker
• Tammy Bernette HaygoodCRD 5029457 · Washington, DC
  IA RegisteredBroker
• Todd A HaynesCRD 3162738 · Leawood, KS
  IA RegisteredBroker
  Disclosure event(s) on record
• Edward Dormann HaywoodCRD 2629773 · Seattle, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Aimee Rebecca HazelwoodCRD 6464547 · San Francisco, CA
  IA RegisteredBroker
• Timothy Hamilton HealdCRD 4469601 · Wellesley Hills, MA
  IA RegisteredBroker
• Robert Bickford HearneCRD 2254884 · Princeton, NJ
  IA RegisteredBroker
• Matthew James HearringCRD 6306788 · Webster Groves, MO
  IA RegisteredBroker
• John Camrin HeathCRD 1924324 · Houston, TX
  IA RegisteredBroker
• Scott Donald HeckCRD 2399834 · Rochester, MN
  IA RegisteredBroker
• Jason HedbergCRD 5197562 · New York, NY
  Broker
• Matthew George HedbergCRD 5081849 · Minneapolis, MN
  Broker
• Candace Joyce Hedgepeth-KimCRD 5382830 · Chevy Chase, MD
  IA RegisteredBroker
• Sally Raelene HedrickCRD 1980597 · Billings, MT
  IA RegisteredBroker
• Daniel Sheridan HeenanCRD 2369816 · Philadelphia, PA
  IA RegisteredBroker
• Patrick M. HeenanCRD 4181693 · Philadelphia, PA
  IA RegisteredBroker
• Matthew Ryan HeereyCRD 3228818 · Minneapolis, MN
  IA RegisteredBroker
• Bradley Barrett HeffernCRD 5858149 · Austin, TX
  Broker
• Donald Edward HeichertCRD 2496661 · New York, NY
  Broker
• David Charles HeideCRD 2112032 · Palos Heights, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Trevor David HeideCRD 5671601 · Palos Heights, IL
  IA RegisteredBroker
• Benjamin Joseph HeiseCRD 3131611 · Chicago, IL
  IA RegisteredBroker
• Michael Kern HeiserCRD 2563461 · New York, NY
  IA RegisteredBroker
• Michael Scott HeisickCRD 3214807 · Walnut Creek, CA
  IA RegisteredBroker
• Kareem HekalCRD 6323255 · New York, NY
  Broker
• Jennifer Ann Rivet HellerCRD 2191071 · Annapolis, MD
  Broker
• Rhys A HeltCRD 2447099 · Indianapolis, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph Richard HemmesCRD 6196090 · New York, NY
  Broker
• Mindy Joy HendawiCRD 3260136 · Chevy Chase, MD
  IA RegisteredBroker
• Alan C HenryCRD 4883663 · Dallas, TX
  IA RegisteredBroker
• Daniel Storey HenryCRD 3007915 · Newport Beach, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• David HenryCRD 4969998 · New York, NY
  Broker
• Michael Patrick HenryCRD 2083700 · Florham Park, NJ
  Broker
• Thomas Scott HensbyCRD 4923013 · Richmond, VA
  IA RegisteredBroker
• Andrew John HensenCRD 4044957 · Clive, IA
  IA RegisteredBroker
• Mai Chao HerCRD 4792683 · Minneapolis, MN
  IA RegisteredBroker
• Michael Clarence HeratyCRD 2967382 · New York, NY
  BrokerRegistration inactive
• Amir HeraviCRD 4246771 · New York, NY
  Broker
• Timothy Michael HerbCRD 3182548 · Hunt Valley, MD
  IA RegisteredBroker
• Kenneth George HerbertCRD 4273348 · San Francisco, CA
  Broker
• Sean Patrick HerlihyCRD 4977948 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Brenda Ann HernandezCRD 1532727 · New York, NY
  Broker
• Eric HernandezCRD 4520887 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Joshua Jensen HernandezCRD 5860114 · Minneapolis, MN
  Broker
• Ryan Patrick HeroffCRD 6620911 · Stillwater, MN
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.