Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 50 of 95

• Frank Mitchell LequericaCRD 5834280 · Germantown, TN
  IA RegisteredBroker
• Debra Sue LeslieCRD 1701628 · New York, NY
  IA RegisteredBroker
• James Patrick LeslieCRD 1057563 · Pittsburgh, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jay Stuart LessardCRD 2503132 · Minneapolis, MN
  Broker
• Matthew James LessardCRD 1883631 · Concord, NH
  IA RegisteredBroker
• Dennis A LesterCRD 3172896 · Great Falls, MT
  IA RegisteredBroker
• Robert John Leszkowicz JrCRD 2604844 · Jersey City, NJ
  Broker
• Barbara Flynn LetvinchukCRD 1171307 · Bedford, NH
  IA RegisteredBroker
• Paul Edouard LevalloisCRD 5720871 · New York, NY
  Broker
• Christopher Quentin Hugh LeverettCRD 1477637 · Rochester, NY
  IA RegisteredBroker
• James R LeveyCRD 5921290 · New York, NY
  Broker
• Daniel Robert LevinCRD 1095730 · Century City, CA
  IA RegisteredBroker
• Jason Drew LevitzCRD 2269406 · New York, NY
  Broker
• Bernice LewCRD 4009940 · San Francisco, CA
  Broker
• Carol Pasol LewisCRD 2281131 · Beverly Hills, CA
  IA RegisteredBroker
• Cindy Gay LewisCRD 2406321 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Russell Francis LewisCRD 2615703 · Stillwater, MN
  IA RegisteredBroker
• Steven David LewisCRD 2542504 · La Jolla, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kit-Wing William LiCRD 5219143 · Jersey City, NJ
  Broker
• Jay Henry LibermanCRD 3050026 · Frisco, TX
  IA RegisteredBroker
• Jason Todd LichtensteinCRD 4485230 · New York, NY
  IA RegisteredBroker
• Ricky Ket Loen Lie Ken JieCRD 5515624 · Toronto
  Broker
• Jared Alan LiebertCRD 2814646 · Kennewick, WA
  IA RegisteredBroker
• Elsa LignosCRD 6265190 · New York, NY
  Broker
• Richard Emmanuel LimCRD 4971937 · New York, NY
  Broker
• Ruby Yingchi LinCRD 3029652 · San Jose, CA
  IA RegisteredBroker
• Jennifer Lynn LinderCRD 5354918 · Minneapolis, MN
  IA RegisteredBroker
• Matthew Ethan LindheimCRD 6500121 · New York, NY
  Broker
• Luke Garrity LindstromCRD 5949288 · Minneapolis, MN
  Broker
• Michael Paul LindvallCRD 6208249 · New York, NY
  IA RegisteredBroker
• Nancy Q LingCRD 2189999 · Jersey City, NJ
  Broker
• Nelson Edward LinkCRD 1763815 · Roanoke, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Camilla Kuo LiouCRD 6082613 · New York, NY
  Broker
• Michelle Annette LiposkyCRD 5160885 · New York, NY
  Broker
• Sijun LiuCRD 7914522 · New York, NY
  Broker
• Yinbo LiuCRD 7210766 · New York, NY
  Broker
• Christopher Mark LiuzziCRD 4047392 · Minneapolis, MN
  Broker
• Joan Cappiello LivingstonCRD 1421321 · Annapolis, MD
  IA RegisteredBroker
• Christine Anne LizasoCRD 3052344 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Carla LoarteCRD 5372340 · Wellesley Hills, MA
  IA RegisteredBroker
• Christopher Robert LoboCRD 1369209 · Syracuse, NY
  IA RegisteredBroker
• Jay Michael LochCRD 2271759 · St. Cloud, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Heedy Kay LockeCRD 2987324 · Seattle, WA
  IA RegisteredBroker
• Megan Hawes LockhartCRD 4601294 · Kirkland, WA
  IA RegisteredBroker
• Sarah Burbridge LodgeCRD 5200374 · Sarasota, FL
  IA RegisteredBroker
• Christian Gary LoffredoCRD 2308947 · Hartford, CT
  IA RegisteredBroker
• Matthew Ryan LoftusCRD 5148402 · New York, NY
  Broker
• Hing C LoiCRD 1706571 · New York, NY
  Broker
• Keith Ryan LongCRD 4721826 · New York, NY
  Broker
• Jacob Mckenna LongoriaCRD 5942832 · Atlanta, GA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.