Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 51 of 95
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Christine Marie LoomisCRD 5502987 · Minneapolis, MNBroker
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Anthony James LoretiCRD 5941016 · Dallas, TXIA RegisteredBroker
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Christopher James LoriaCRD 6205592 · Jericho, NYIA RegisteredBroker
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Harold Donald LoseyCRD 1025176 · Concord, NHIA RegisteredBrokerDisclosure event(s) on record
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Christopher Mark LouneyCRD 5936103 · New York, NYBroker
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Robert Elliott LoupeeCRD 863131 · Bloomfield Hills, MIIA RegisteredBrokerDisclosure event(s) on record
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Jingjing LuCRD 6495353 · New York, NYBroker
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Jinxian LuCRD 6674974 · New York, NYBroker
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Joseph Luca JrCRD 1237374 · Florham Park, NJBroker
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Mark Michael LucasCRD 1375697 · Erie, PAIA RegisteredBroker
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Thomas Wayne LucasCRD 5956099 · Minneapolis, MNIA RegisteredBroker
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David LucianoCRD 5700678 · Boca Raton, FLIA RegisteredBroker
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Charles Michael LuckCRD 3062559 · Wilmington, DEIA RegisteredBroker
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Michael Charles LudovicoCRD 6873533 · New York, NYBroker
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Emanuel Vaughn LudwigCRD 5532756 · Lancaster, PAIA RegisteredBroker
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Gregory John LudwigCRD 2311675 · New York, NYBroker
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Jennifer Phillippe LudwigCRD 2699635 · Albany, NYIA RegisteredBroker
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Joshua Samuel LuerkensCRD 6189899 · Cedar Rapids, IAIA RegisteredBroker
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Joseph A LuinoCRD 3008651 · New York, NYBroker
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Shari Miyeko LumCRD 4464576 · Minneapolis, MNIA RegisteredBroker
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Luis Alfredo LunaCRD 2292141 · Beverly Hills, CAIA RegisteredBrokerDisclosure event(s) on record
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Gregory D LunakCRD 4237363 · Stillwater, MNIA RegisteredBrokerDisclosure event(s) on record
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Tylar Frederick LunkeCRD 5218285 · Minneapolis, MNIA RegisteredBroker
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Albert Kuo LuongCRD 5366651 · New York, NYBroker
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Lori LupoCRD 4126905 · New York, NYBroker
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Paul Joseph LupoCRD 2202274 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
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Cindy Rochelle LusbyCRD 1388120 · Florham Park, NJBroker
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Dylan James LusianCRD 5794767 · Minneapolis, MNBroker
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Christi Ann LutgenCRD 3212333 · Minneapolis, MNBroker
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Alicia LutherCRD 5692567 · Minneapolis, MNIA RegisteredBroker
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James David LynchCRD 2469897 · San Diego, CAIA RegisteredBroker
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Julie Ann LynchCRD 1865180 · Wellesley Hills, MAIA RegisteredBroker
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Matthew Michael LynchCRD 6533005 · Delafield, WIIA RegisteredBroker
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Michael Robert LynchCRD 1599520 · Estero, FLIA RegisteredBroker
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Paul Joseph LynchCRD 1779127 · New York, NYBroker
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Thomas Patrick LynchCRD 4543297 · Madison, WIIA RegisteredBroker
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Andrew Lincoln LyonCRD 4160409 · Winter Park, FLIA RegisteredBrokerDisclosure event(s) on record
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Heather Noel LaknerCRD 6556914 · Annapolis, MDIA RegisteredBroker
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David P LambertCRD 1858878 · New York, NYIA RegisteredBroker
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Jack Nelson LammCRD 6619522 · Phoenix, AZIA RegisteredBroker
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Giulia A LaplanteCRD 7124233 · Fort Collins, COIA RegisteredBroker
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Danielle Marie LaraCRD 7391713 · New York, NYBroker
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Langston M Laramore-JoseyCRD 7391712 · New York, NYBroker
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Richard LaraqueCRD 7533476 · New York, NYBroker
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Matthew John LarrabureCRD 5346593 · Greenbrae, CAIA RegisteredBroker
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Brittnay Nicole LarrimoreCRD 6927008 · Hunt Valley, MDIA RegisteredBroker
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Charles Elling LarsonCRD 8106931 · Minneapolis, MNBroker
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Henry James LarsonCRD 6982901 · Orono, MNIA RegisteredBroker
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Amy Jo LawinCRD 6974994 · Long Lake, MNIA RegisteredBroker
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Julia LawlessCRD 7933062 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.