Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 57 of 95

• Henry Roberts MillerCRD 840580 · Richmond, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Martin Joseph MillerCRD 2202839 · Richmond, VA
  IA RegisteredBroker
• Matthew Charles MillerCRD 5293511 · Chevy Chase, MD
  IA RegisteredBroker
• Robert J MillerCRD 2422961 · Shoreview, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Russell John MillerCRD 5543146 · New York, NY
  Broker
• Sarah Janel MillerCRD 5349915 · Minneapolis, MN
  Broker
• Stefanie Marie MillsCRD 5044511 · Hartford, CT
  IA RegisteredBroker
• David Frederic MiloweCRD 1387139 · Wellesley Hills, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Nancy Ann MinkkinenCRD 2180417 · St. Cloud, MN
  IA RegisteredBroker
• Frank Malcolm MinorCRD 1318374 · Chester, NJ
  IA RegisteredBroker
• Jameson Barclay MinturnCRD 6969348 · New York, NY
  Broker
• Shirin MirshahCRD 5931614 · New York, NY
  Broker
• Keith Thomas MirtoCRD 1639489 · New York, NY
  IA RegisteredBroker
• Sophia MitacekCRD 727142 · New York, NY
  Broker
• Donald Roy MitchellCRD 2141080 · Bangor, ME
  IA RegisteredBroker
• Jennifer Lynn MitchellCRD 4839639 · Hartford, CT
  Broker
• Stephen Duane MitchellCRD 2527301 · Boston, MA
  BrokerRegistration inactive
• Craig W MittlerCRD 4216458 · New York, NY
  Broker
• Kevin Robert MjaatvedtCRD 5962767 · New York, NY
  Broker
• Terry Alan MoenCRD 1965431 · Minneapolis, MN
  IA RegisteredBroker
• Roger Michael MolatoreCRD 1449913 · Lake Oswego, OR
  IA RegisteredBroker
  Disclosure event(s) on record
• Ronald James MolinariCRD 1025934 · Syracuse, NY
  IA RegisteredBroker
• Nicole MolineuxCRD 6113017 · Stuart, FL
  IA RegisteredBroker
• Shane Michael MonacoCRD 7790617 · Beverly Hills, CA
  IA RegisteredBroker
• Davis B MonaghanCRD 6527235 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Deborah Vituscka MonahanCRD 2399714 · Mount Laurel, NJ
  Broker
• Kevin Patrick MonnCRD 2201410 · St. Paul, MN
  IA RegisteredBroker
• James John MonnerCRD 5368315 · New York, NY
  Broker
• Louis Daniel MonnoletoCRD 1196299 · Mount Laurel, NJ
  IA RegisteredBroker
• Mark Eric MonroeCRD 2879149 · Hartford, CT
  IA RegisteredBroker
• Seamus Matthew MonscheinCRD 4855235 · Westport, CT
  IA RegisteredBroker
• Albert Alexander MontagueCRD 2060345 · Fort Lauderdale, FL
  IA RegisteredBroker
• Alfred R MontaninoCRD 2531607 · New York, NY
  Broker
• Sherry Lynn MontesinoCRD 1841621 · Dallas, TX
  Broker
• Molly M MontgomeryCRD 4937106 · Columbus, OH
  IA RegisteredBroker
• Jolene Makayla MoodyCRD 6211203 · Minneapolis, MN
  Broker
• Andrew Gregory MooreCRD 4753805 · Century City, CA
  Broker
• Dianna Marie MooreCRD 4864802 · Atlanta, GA
  IA RegisteredBroker
• Gina Ricci MooreCRD 1323761 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• James Lloyd MooreCRD 1427917 · Charlotte, NC
  IA RegisteredBroker
• Marcia Marie Moore HullCRD 1233909 · Portland, OR
  IA RegisteredBroker
• Theodore Robert MoorheadCRD 2108748 · San Jose, CA
  IA RegisteredBroker
• Robert Daniel MoquinCRD 4970440 · Hartford, CT
  IA RegisteredBroker
• Elise Deyon MoralesCRD 6327776 · Austin, TX
  IA RegisteredBroker
• John Bernard MoranCRD 1232727 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Mitchell John MoreheadCRD 6885596 · New York, NY
  Broker
• Cynthia Prescilla MorenoCRD 2005045 · Seal Beach, CA
  IA RegisteredBroker
• Stephanie A MorenoCRD 4967601 · Kirkland, WA
  IA RegisteredBroker
• William Joseph MorethCRD 2740946 · Wellesley Hills, MA
  IA RegisteredBroker
• Virginia Elizabeth MorettinCRD 6395966 · Boca Raton, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.