Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 58 of 95
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Alicia MorimotoCRD 6299553 · Tucson, AZBroker
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William Richard MorlockCRD 3137072 · New York, NYBroker
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Bridgette Diane MorrisCRD 4144745 · Oklahoma City, OKIA RegisteredBroker
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Brynn Alexandra MorrisCRD 5538061 · Leawood, KSIA RegisteredBroker
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Daniel Harvey MorrisCRD 6421910 · New York, NYBroker
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David Michael MorrisCRD 872936 · Milwaukee, WIIA RegisteredBrokerDisclosure event(s) on record
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Jessica Mansfield MorrisCRD 6354590 · Great Barrington, MAIA RegisteredBroker
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Mitchell MorrisseyCRD 4542659 · New York, NYBroker
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Richard Patrick MorrowCRD 4875346 · Westport, CTIA RegisteredBroker
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Madison MortimerCRD 6358645 · Pittsburgh, PAIA RegisteredBroker
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Adam Thomas MortonCRD 4424722 · Stamford, CTIA RegisteredBroker
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Alexandra Nicole MortonCRD 6485385 · New York, NYBroker
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Thomas Grant MortonCRD 722275 · Stamford, CTIA RegisteredBroker
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Melissa Ann MoserCRD 2935041 · Minneapolis, MNIA RegisteredBroker
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Mary Patricia MosesCRD 5311370 · La Jolla, CAIA RegisteredBroker
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David Ben MoskovitzCRD 2907879 · Kirkland, WAIA RegisteredBroker
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Paul M MosquedaCRD 1549815 · Fresno, CAIA RegisteredBrokerDisclosure event(s) on record
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Cyril MouaikelCRD 3100820 · Watertown, NYIA RegisteredBroker
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Stephen Kent MouseCRD 2554495 · Leawood, KSIA RegisteredBroker
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Elizabeth Arletha MoynihanCRD 7070528 · Syracuse, NYIA RegisteredBroker
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David Joseph MozeleskiCRD 2182636 · Glastonbury, CTIA RegisteredBrokerDisclosure event(s) on record
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Jean M MrotekCRD 5224168 · Green Bay, WIBroker
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Cynthia A MulcahyCRD 1987919 · Wellesley Hills, MABroker
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Sanya MulhernCRD 4831642 · San Diego, CAIA RegisteredBroker
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Carol Jean MullerCRD 3106487 · Conshohocken, PAIA RegisteredBroker
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Daniel Graham MullerCRD 6207649 · New York, NYBroker
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Joel R MullinsCRD 2689822 · Minneapolis, MNIA RegisteredBroker
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Paul Vincent MulroyCRD 2192334 · Bloomfield Hills, MIIA RegisteredBroker
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Joseph William MundieCRD 2719876 · Vienna, VAIA RegisteredBroker
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Jasmine MurakamiCRD 5428322 · San Francisco, CAIA RegisteredBroker
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Tracy Lynn MurdochCRD 1972665 · St. Petersburg, FLIA RegisteredBroker
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Erin Shonsey MurnanCRD 5848355 · Omaha, NEIA RegisteredBroker
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Edward James MurphyCRD 1345333 · Portland, ORIA RegisteredBrokerDisclosure event(s) on record
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George Richard MurphyCRD 2457713 · New York, NYBroker
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Henry James MurphyCRD 6556700 · Lake Oswego, ORIA RegisteredBroker
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Joseph Michael MurphyCRD 3194803 · New York, NYBroker
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Shannon M MurphyCRD 4267109 · Stuart, FLIA RegisteredBroker
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Nancy Shatto MurrayCRD 2657722 · Longview, TXIA RegisteredBroker
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Bonnie Jean MusalCRD 1235228 · Bettendorf, IAIA RegisteredBroker
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Munziba Bushra MushtaryCRD 6316255 · New York, NYBroker
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Donald Charles MusnickiCRD 1860946 · Watertown, NYIA RegisteredBrokerDisclosure event(s) on record
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Ayesha MuzaffarCRD 6169829 · San Jose, CAIA RegisteredBroker
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Henry Ralph MacCRD 7133357 · Century City, CAIA RegisteredBroker
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John George MacfarlaneCRD 7910240 · New York, NYIA RegisteredBroker
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Conor MackenzieCRD 7920134 · New York, NYBroker
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John Kenneth MaddaloniCRD 7926183 · Boston, MABroker
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Karolina MadroCRD 7584264 · Minneapolis, MNBroker
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Derek John MaguireCRD 2844065 · Boston, MABroker
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Raj MaheshwariCRD 7710055 · New York, NYBroker
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Courtney Elizabeth MahoneyCRD 5080354 · Providence, RIIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.