Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 61 of 95
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Braxton Jude MoutonCRD 6826298 · Houston, TXIA RegisteredBroker
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Isaiah Zachary MoyaCRD 7543399 · Albuquerque, NMIA RegisteredBroker
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Justin John MuellerCRD 7697759 · Boulder, COIA RegisteredBroker
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Basit MuhammadiCRD 7789851 · New York, NYBroker
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Brian J MulcahyCRD 4582225 · New York, NYBroker
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Sean Matthew MulchroneCRD 7559377 · Shoreview, MNIA RegisteredBroker
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Francesca MuliawanCRD 7148566 · New York, NYBroker
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Cassandra Marie MullanyCRD 6666867 · New York, NYBroker
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Adrianne MunozCRD 6122505 · New York, NYBroker
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Poornima MuralidharCRD 6718648 · New York, NYBroker
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Maeve MurdochCRD 7817901 · Edmonds, WAIA RegisteredBroker
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Jack Edward MurphyCRD 7264040 · Minneapolis, MNIA RegisteredBroker
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Jacobsun MurphyCRD 7264574 · San Francisco, CABroker
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Jay Christopher MurphyCRD 5587228 · Milwaukee, WIIA RegisteredBrokerDisclosure event(s) on record
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Patrick Michael MurphyCRD 6583115 · Lake Oswego, ORIA RegisteredBroker
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Sarah Brooke MurphyCRD 7306033 · Fairfax, VAIA RegisteredBroker
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Brooks Harrison MurrayCRD 7388391 · Dallas, TXBroker
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Michael Andrew MurrayCRD 6963723 · Nashville, TNBroker
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Jennifer Lynne MusalCRD 6559083 · Bettendorf, IAIA RegisteredBroker
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David Anthony MutiCRD 7932721 · New York, NYBroker
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Tanya Marie MyersCRD 2084326 · Minneapolis, MNIA RegisteredBroker
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Joshua Yaw NaayoCRD 6812462 · New York, NYBroker
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David NadelmanCRD 4871122 · New York, NYBroker
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Steven NadlerCRD 1091917 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Helene Marcia NaftaliCRD 724951 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Michael Joseph NagleCRD 2009941 · Chadds Ford, PAIA RegisteredBroker
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Louis Vincent NanneCRD 2156122 · Minneapolis, MNBrokerRegistration inactive
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Kira Ayn NapolitanoCRD 2758718 · Sewickley, PAIA RegisteredBroker
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Shilpa G NarangCRD 4365004 · New York, NYBroker
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Eshwar NarayanCRD 2618276 · TorontoBroker
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Linda Ann NataleCRD 2827514 · Naples, FLIA RegisteredBroker
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Barry Raymon NathansonCRD 2201377 · Atlanta, GAIA RegisteredBrokerDisclosure event(s) on record
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Susan Dolores NatsiosCRD 2408052 · Bedford, NHIA RegisteredBrokerDisclosure event(s) on record
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Kathryn Kay NaultCRD 3151389 · Minneapolis, MNBroker
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Nathan Michael NawrockiCRD 6723006 · New York, NYBroker
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Arjun NayyarCRD 3074271 · LondonBroker
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Julie Ann NealCRD 4123206 · New York, NYBroker
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Gordon Richard NearingCRD 869371 · Stuart, FLIA RegisteredBrokerDisclosure event(s) on record
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Joseph D NearyCRD 4629717 · New York, NYIA RegisteredBroker
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Brian Christopher NeaultCRD 5710180 · San Diego, CAIA RegisteredBroker
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Lisa Dawn NekrichCRD 3186099 · Westport, CTIA RegisteredBroker
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Gary Lewis NelsonCRD 4439540 · Stillwater, MNIA RegisteredBroker
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Hans David NelsonCRD 4413714 · New York, NYBroker
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Jonathan Richard NelsonCRD 6655653 · Edina, MNIA RegisteredBroker
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Laura Lynn NelsonCRD 4052112 · New York, NYBroker
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Michael Robert NelsonCRD 4712446 · New York, NYBroker
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Nicole Amy NelsonCRD 2522959 · Norwell, MAIA RegisteredBroker
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Randy Scott NelsonCRD 841006 · Houston, TXIA RegisteredBroker
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Susan Ann NelsonCRD 5208579 · Minneapolis, MNIA RegisteredBroker
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Trent C NelsonCRD 4171926 · Green Bay, WIIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.