Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 62 of 95

• William Patrick NelsonCRD 7705395 · Minneapolis, MN
  IA RegisteredRegistration inactive
• Daniel Edward NemchekCRD 5168832 · New York, NY
  Broker
• Stephanie W. NeriCRD 5818315 · Greenbrae, CA
  IA RegisteredBroker
• Ryan NeskeCRD 5515621 · Toronto
  Broker
• Ann Marie NesslerCRD 2054969 · Houston, TX
  Broker
• Paul William NeuhedelCRD 4376695 · New York, NY
  Broker
• Jason H NeumannCRD 5943717 · New York, NY
  Broker
• Jeffrey Phillip NeumannCRD 6119347 · Palos Heights, IL
  IA RegisteredBroker
• Gregory Jon NevilleCRD 2954242 · New York, NY
  IA RegisteredBroker
• Jeremy Alan NewtonCRD 5310067 · Vienna, VA
  IA RegisteredBroker
• Khanh Da NgoCRD 4729202 · San Diego, CA
  IA RegisteredBroker
• Dang Hai NguyenCRD 2720563 · New York, NY
  Broker
• Diem T.N. NguyenCRD 5065180 · Minneapolis, MN
  Broker
• Ngoc-Ha NguyenCRD 5948495 · New York, NY
  Broker
• Christopher George NiceCRD 3226333 · Baltimore, MD
  IA RegisteredBroker
• Lagina Letitia NicholasCRD 2697047 · Leawood, KS
  IA RegisteredBroker
• Tonya Ruth NicholsCRD 5030573 · Lake Oswego, OR
  IA RegisteredBroker
• Scott Macleod NicolCRD 812856 · Bend, OR
  IA RegisteredBroker
• James Edward NielsenCRD 720766 · San Jose, CA
  IA RegisteredBroker
• Kyle NielsenCRD 5315382 · Stillwater, MN
  IA RegisteredBroker
• Larry Dean NielsenCRD 1053498 · Edina, MN
  IA RegisteredBroker
• Alexander James NierlingCRD 5825305 · Dallas, TX
  IA RegisteredBroker
• Richard NierlingCRD 4930315 · Dallas, TX
  IA RegisteredBroker
• John James NikolouCRD 4071416 · Minneapolis, MN
  IA RegisteredBroker
• Bryan J NilesCRD 5540764 · New York, NY
  IA RegisteredBroker
• Raghava Krishna Koushik NimmagaddaCRD 6462778 · New York, NY
  Broker
• Angela NimohCRD 4788604 · New York, NY
  Broker
• Deepa Rathnam NirmalCRD 5888530 · New York, NY
  Broker
• Michael Vance NobleCRD 1593199 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Margaret Hardy NolanCRD 1163196 · Vienna, VA
  IA RegisteredBroker
• Alexandra Elizabeth Nolan JamrosCRD 6239092 · Rockville, MD
  IA RegisteredBroker
• Shannon NordickCRD 5567676 · Fargo, ND
  IA RegisteredBroker
• Elizabeth Bruner NormanCRD 2947345 · Madison, WI
  IA RegisteredBroker
• Michael A NorrisCRD 5136006 · Annapolis, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Andrew Brian NotoCRD 6450827 · New Orleans, LA
  IA RegisteredBroker
• Jeffrey L NovaCRD 2550362 · Coral Springs, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Carla A NovakCRD 5266616 · Seattle, WA
  IA RegisteredBroker
• Thomas Michael NovotnyCRD 2230704 · Lincoln, NE
  IA RegisteredBroker
• Nicole NowakCRD 6378248 · New York, NY
  Broker
• Raymond Paul NoyceCRD 4150041 · Walnut Creek, CA
  IA RegisteredBroker
• John Russell NuberCRD 4599530 · Watertown, NY
  IA RegisteredBroker
• Nicola Teresa NugentCRD 4276898 · Boca Raton, FL
  Broker
• William Steele NugentCRD 6446843 · St. Petersburg, FL
  IA RegisteredBroker
• Tye NumelinCRD 6485268 · Houston, TX
  Broker
• Jennifer Mieko Chinn NakagakiCRD 7003551 · San Francisco, CA
  IA RegisteredBroker
• Matthew Nakajima-InglisCRD 7501857 · New York, NY
  Broker
• Jack Timothy NasbyCRD 6965631 · Edina, MN
  IA RegisteredBroker
• Rebecca NatheCRD 6424404 · Scottsdale, AZ
  IA RegisteredBroker
• Garrett Henry NehlCRD 6776823 · Eugene, OR
  IA RegisteredBroker
• Scott Trimble NeidholdCRD 6668629 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.