Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 63 of 95

• Cari Marie NeitzeyCRD 7210532 · Washington, DC
  IA RegisteredBroker
• Cade Frederick NelsonCRD 7758747 · St. Paul, MN
  IA RegisteredBroker
• Nikolas Rhett NeumanCRD 6819065 · Oakdale, MN
  IA RegisteredBroker
• River NicklausCRD 8055960 · Minocqua, WI
  IA RegisteredBroker
• Lin Hai NieCRD 8052613 · New York, NY
  Broker
• Madeleine Ayumi NishimuraCRD 7570021 · New York, NY
  Broker
• Julie Louise NiznanskyCRD 8052374 · Grafton, WI
  IA RegisteredBroker
• Jude NjokuCRD 7586946 · New York, NY
  Broker
• Adam A. NofalCRD 6916079 · New York, NY
  Broker
• Brian M. NolanCRD 5537724 · New York, NY
  IA RegisteredBroker
• Michael Armstrong NoonanCRD 7147021 · New York, NY
  Broker
• Franklin Michael NorceCRD 1730007 · New York, NY
  BrokerRegistration inactive
• Nicholas Charles NoyerCRD 7764235 · New York, NY
  Broker
• Jason Paul O'bornCRD 6283823 · New York, NY
  Broker
• Daniel Conor O'brienCRD 4712278 · West Conshohocken, PA
  Broker
• Mitchell Robert O'brienCRD 7515685 · St Louis Park, MN
  IA RegisteredBroker
• Bernard James O'connellCRD 5390738 · Jersey City, NJ
  Broker
• Henriette Isabella O'connorCRD 1105501 · Purchase, NY
  IA RegisteredBroker
• Paula Calbom O'connorCRD 2475333 · Tacoma, WA
  IA RegisteredBroker
• Sean Walter O'connorCRD 6578918 · Jersey City, NJ
  Broker
• Campbell Mccarthy O'conorCRD 7574183 · New York, NY
  Broker
• John St George O'dowdCRD 4970267 · New York, NY
  Broker
• Paul O'farrillCRD 4067725 · Jersey City, NJ
  Broker
• Angela Alcorn O'learyCRD 2322168 · Minneapolis, MN
  IA RegisteredBroker
• Charles Stephens O'neilCRD 2638417 · Lake Forest, IL
  IA RegisteredBroker
• Francis J O'neillCRD 3277622 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Sean Matthew O'neillCRD 3021055 · Annapolis, MD
  IA RegisteredBroker
• Tyler John O'neillCRD 6256397 · New York, NY
  Broker
• Anne Stephenson O'neilCRD 7477156 · New York, NY
  Broker
• Cara Isabella O'reillyCRD 7574176 · New York, NY
  Broker
• Allison Link OakeyCRD 6087526 · Roanoke, VA
  IA RegisteredBroker
• Scott Alan ObenshainCRD 1965919 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Rosemaria Bernadette OberlinCRD 1039304 · New York, NY
  IA RegisteredBroker
• Parag OberoiCRD 5159257 · New York, NY
  Broker
• Connor Flanary ObrienCRD 6686417 · Minneapolis, MN
  IA RegisteredBroker
• Michael J OcchiutoCRD 4984508 · Stamford, CT
  IA RegisteredBroker
• Charles Keith OdellCRD 1526031 · Bainbridge Island, WA
  IA RegisteredBroker
• Jennifer Woods OdonnellCRD 1865488 · Williamsville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• John Laurence OdonnellCRD 2172658 · Minneapolis, MN
  Broker
• Victor Vardell OelsenCRD 1241484 · San Antonio, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Christian Anne OfnerCRD 4259104 · Denver, CO
  IA RegisteredBroker
• Steven Michael OgleCRD 2394086 · San Antonio, TX
  IA RegisteredBroker
• Graham Dylan OkellyCRD 4437544 · Newport Beach, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Stuart OkunCRD 2699169 · St. Petersburg, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gino Adriano OlceseCRD 6320055 · New York, NY
  Broker
• Mark Paul Myron OliverCRD 5400253 · Vancouver Bc
  Broker
• Andrew Thomas OlsonCRD 3019781 · Minneapolis, MN
  IA RegisteredBroker
• Brian William OlsonCRD 2066846 · New York, NY
  Broker
• David Paul OlsonCRD 2416466 · Fort Lauderdale, FL
  IA RegisteredBroker
• Teresa Ladonna OlsonCRD 5047290 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.