Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 66 of 95
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Mark Wildman PepeCRD 5938482 · New York, NYBroker
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J Craige PepperCRD 851501 · Erie, PAIA RegisteredBroker
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Jeffrey Louis PeragalloCRD 6130326 · New York, NYBroker
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Matthew Michael PercyCRD 4232358 · New York, NYBroker
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Matthew James PerilloCRD 5542287 · New York, NYBroker
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Daniel Rock PerlinCRD 2686674 · New York, NYBroker
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Stuart Lowell PerlmutterCRD 1603329 · Florham Park, NJIA RegisteredBroker
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Joseph John PerreweCRD 2683420 · Chicago, ILBroker
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Samuel Jehan PerrierCRD 6416632 · New York, NYBroker
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Jordan Sivan PerschelCRD 6086853 · Hingham, MAIA RegisteredBroker
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Michael Leigh PersichitteCRD 5657535 · Denver, COBroker
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David PersinCRD 2955482 · Walnut Creek, CAIA RegisteredBroker
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Zachary D PersinCRD 6278497 · Las Vegas, NVIA RegisteredBroker
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Randall George PeterosCRD 2248448 · Glastonbury, CTIA RegisteredBroker
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Mitchell Ryan PetersCRD 2761231 · San Francisco, CAIA RegisteredBrokerDisclosure event(s) on record
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Nicholas Charles PetersCRD 5904168 · Minneapolis, MNIA RegisteredBroker
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Eric Donald PetersonCRD 1697960 · Philadelphia, PAIA RegisteredBroker
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Gary A PetersonCRD 4513042 · Greenwood Village, COIA RegisteredBrokerDisclosure event(s) on record
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Joan Elizabeth PetersonCRD 4977106 · New York, NYIA RegisteredBroker
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Zackery Thomas PetersonCRD 7937418 · Minocqua, WIIA RegisteredBroker
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Richard A PetrieCRD 5017059 · Beverly Hills, CAIA RegisteredBroker
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Daniel Aloysius PetroCRD 5427144 · Bel Air, MDIA RegisteredBroker
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Patrick John PfahlCRD 1654162 · Duluth, MNIA RegisteredBroker
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Shawna L PfauCRD 5986478 · Minneapolis, MNBrokerRegistration inactive
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Shmuel PfeifferCRD 6494096 · New York, NYBroker
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Daniel Sean PhelanCRD 2602484 · Annapolis, MDIA RegisteredBroker
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Malinda PhilbertCRD 2508731 · Jericho, NYBroker
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Margaret H PhilbinCRD 6353135 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Anupa Ann PhilipCRD 6215343 · Dallas, TXIA RegisteredBroker
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Anne Sophie PhilippyCRD 6829258 · New York, NYBroker
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Erin Kathleen PhillipsCRD 2481021 · Hunt Valley, MDBroker
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Allison Renee PicernoCRD 3035450 · New York, NYBroker
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Joseph Martin PicheCRD 1660849 · Wayzata, MNIA RegisteredBroker
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John Justin PierceCRD 1113020 · New York, NYIA RegisteredBroker
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Bradley Joseph PiermantierCRD 4373105 · Minneapolis, MNIA RegisteredBroker
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Carlos Manuel PineiroCRD 4246854 · Chicago, ILBroker
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Blake Alexander PinellCRD 6101878 · New York, NYBroker
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Thomas David PinkCRD 4291749 · Stillwater, MNIA RegisteredBroker
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Anthony PiroloCRD 6973525 · New York, NYBroker
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Charles Joseph PisoniCRD 1755942 · Scottsdale, AZIA RegisteredBroker
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Ryan James PitmanCRD 4052487 · New York, NYIA RegisteredBroker
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Samantha Sue PittsCRD 1637951 · Kuna, IDIA RegisteredBroker
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Suzanne Margaret Plain-WardCRD 2522040 · Rochester, NYIA RegisteredBroker
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Ryan PlankCRD 6004763 · Winter Park, FLIA RegisteredBroker
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Rachael Lynn PlanteCRD 4741701 · Hartford, CTBroker
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Catherine Ann PlayfordCRD 3186046 · Conshohocken, PAIA RegisteredBroker
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Melissa M PleasantsCRD 1347028 · St. Louis, MOIA RegisteredBroker
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Jeremy Michael PliskoCRD 5568340 · Fort Collins, COIA RegisteredBroker
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J Daniel PluffCRD 1449129 · Syracuse, NYIA RegisteredBroker
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Daniel W PlummerCRD 5702414 · Stuart, FLIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.