Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 67 of 95

• Michelle Dawn PlumridgeCRD 4499685 · Mequon, WI
  IA RegisteredBroker
• Alan Ray PochterCRD 2516968 · Century City, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Edward Charles PodivinskyCRD 4959491 · Toronto
  Broker
• Allison Leigh PohlmanCRD 6306587 · Madison, WI
  IA RegisteredBroker
• Michael Laurence PoissonCRD 6419957 · Toronto
  Broker
• John Mike PokladowskiCRD 4035106 · Lemoyne, PA
  IA RegisteredBroker
• Richard PolicastroCRD 1699378 · New York, NY
  Broker
• Jared Jackson PollardCRD 4995903 · New York, NY
  Broker
• Sarah B PollingerCRD 3015336 · Vienna, VA
  IA RegisteredBroker
• Christopher Eric PollittCRD 2711158 · Hunt Valley, MD
  IA RegisteredBroker
• Tracey Anne PollockCRD 1155285 · Syracuse, NY
  Broker
• Melanie Kay PolvogtCRD 1424669 · Denver, CO
  Broker
• Alexis PompeoCRD 4063069 · New York, NY
  Broker
• Cynthia Lynn PonderCRD 4014843 · Houston, TX
  Broker
• Kenneth Yam Kei PoonCRD 5620616 · New York, NY
  Broker
• Douglas John PopeCRD 6729234 · New York, NY
  Broker
• Sheldon Rashad PopeCRD 3263851 · Denver, CO
  Broker
• Liudmila PopovaCRD 4900019 · New York, NY
  Broker
• Yevgeny PopovichCRD 2262550 · Rockville, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Vanessa Julia Therese PoppieCRD 6229242 · Palos Heights, IL
  IA RegisteredBroker
• Michael Shane PorembaCRD 4775862 · Hermosa Beach, CA
  Broker
• Alexander Chris PossisCRD 2004155 · Edina, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael James PostCRD 7209987 · New York, NY
  Broker
• Keyveat PostellCRD 6966553 · New York, NY
  Broker
• Denise Renee PotterCRD 2698714 · York, PA
  IA RegisteredBroker
• Jeffrey Douglas PotterCRD 2902522 · Las Vegas, NV
  IA RegisteredBroker
• Jerald Austin PotterCRD 6385449 · Houston, TX
  Broker
• Paul Henri PoulinCRD 4177713 · Glastonbury, CT
  IA RegisteredBroker
• Andrew Brett PoulosCRD 2454860 · Rockville, MD
  IA RegisteredBroker
• David Donald PowellCRD 2088249 · Seattle, WA
  IA RegisteredBroker
• Charles Leo PowersCRD 2554489 · Boise, ID
  IA RegisteredBroker
  Disclosure event(s) on record
• Colette Kathleen PowersCRD 5995350 · Syracuse, NY
  IA RegisteredBroker
• Maria R PowersCRD 1383942 · Palm Beach Gardens, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Patrick Joseph PowersCRD 5950312 · New York, NY
  Broker
• Kevin Matthew PrellCRD 2444368 · Farmington, CT
  IA RegisteredBroker
• Patricia PrenticeCRD 5770461 · Palm Desert, CA
  IA RegisteredBroker
• Mark Morgan PrestonCRD 5976023 · Charlotte, NC
  IA RegisteredBroker
• Dean Andrew PriceCRD 6542068 · New York, NY
  Broker
• Daniel PrichardCRD 6357182 · Beverly Hills, CA
  IA RegisteredBroker
• Scott Gregory PrimroseCRD 1879135 · New York, NY
  Broker
• Nicole Lynn PrindivilleCRD 6248146 · Minneapolis, MN
  Broker
• James Henry ProctorCRD 1035169 · Duluth, MN
  IA RegisteredBroker
• Wesley Daniel PruittCRD 6080349 · Houston, TX
  IA RegisteredBroker
• Larry Kirk PrutchCRD 1716810 · Rolling Hills, CA
  IA RegisteredBroker
• Gregory Vincent PucciaCRD 2177065 · Jersey City, NJ
  Broker
• Angela Lee PulleyCRD 5034971 · Fresno, CA
  IA RegisteredBroker
• Jennifer L PumphreyCRD 5056686 · Philadelphia, PA
  Broker
• Mark Edward PurcellCRD 1869198 · Salt Lake City, UT
  IA RegisteredBroker
• Adina G PusterlaCRD 4271760 · New York, NY
  Broker
• Tobin J PyleCRD 6979451 · Sewickley, PA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.