Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 68 of 95
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William F PackardCRD 4637892 · Appleton, WIIA RegisteredBroker
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Joseph Nathaniel PadillaCRD 7760224 · New York, NYBroker
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David PalmerCRD 7757683 · Houston, TXBroker
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Johnathon PanterCRD 6173447 · Chicago, ILIA RegisteredBroker
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Nathalie PaquinCRD 7049339 · Fort Lauderdale, FLIA RegisteredBroker
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Reyna Lynn ParcellsCRD 4805274 · Suquamish, WAIA RegisteredBroker
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Andrew ParishCRD 7462677 · New York, NYBroker
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Jack W ParkerCRD 2591231 · Frisco, TXIA RegisteredBroker
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Nicholas William ParkerCRD 7833582 · Providence, RIIA RegisteredBroker
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Edward ParkhillCRD 7392810 · New York, NYBroker
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Brandon Richard ParrCRD 6197744 · Vienna, VAIA RegisteredBroker
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Sydney Marie PartchCRD 6853775 · St. Cloud, MNIA RegisteredBroker
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Aadesh PatelCRD 7897948 · TorontoBroker
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Raj G PatelCRD 7652714 · Phoenix, AZIA RegisteredBroker
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Elizabeth Claire PawlakCRD 7392811 · New York, NYBroker
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Kimberly PayneCRD 7050440 · New York, NYIA RegisteredBroker
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Ryan S. PearsonCRD 5495822 · Nashville, TNIA RegisteredBroker
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Andrew Harrison PeatrossCRD 1500818 · Raleigh, NCIA RegisteredBroker
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Jennifer Laura Madson PedersonCRD 1980585 · Minneapolis, MNBroker
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Stephen Walter PendergastCRD 1388526 · Stamford, CTIA RegisteredBrokerDisclosure event(s) on record
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Ryan Michael PendersCRD 6930815 · Palos Heights, ILIA RegisteredBroker
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Elaine Frances PendrillCRD 6769338 · New York, NYBroker
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Jiaxi PengCRD 7045630 · Chicago, ILBroker
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Arturo A PensatoCRD 2723950 · New York, NYIA RegisteredBroker
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Claudia J PeppardCRD 6852530 · Princeton, NJIA RegisteredBroker
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Matthew James PereiraCRD 7852371 · New York, NYBroker
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Adam PerezCRD 7770837 · New York, NYBroker
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Benjamin C PerkinsCRD 7940569 · Lake Forest, ILIA RegisteredBroker
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John M PerkinsCRD 6819532 · New York, NYBroker
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Gina Leigh PeroutkaCRD 7028277 · Minneapolis, MNBroker
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Caleb Ruth PerraultCRD 6899561 · New York, NYBroker
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Julie Mary PerrellaCRD 4251380 · Wayzata, MNIA RegisteredBroker
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Margarita D PerryCRD 1141866 · Greenbrae, CAIA RegisteredBrokerDisclosure event(s) on record
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Maximillian Anthony PersicoCRD 7582670 · New York, NYBroker
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Christina Marie PeschongCRD 7695142 · Minneapolis, MNBroker
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Christopher Stevan PetersCRD 6896928 · New York, NYBroker
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Anna S PetersonCRD 7729529 · New York, NYBroker
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Heather Elizabeth PetersonCRD 7560833 · Boston, MAIA RegisteredBroker
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Robert Mitchell PetrasCRD 7643978 · Houston, TXBroker
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Kendall Ray PfutzenreuterCRD 3053830 · Frisco, TXIA RegisteredBrokerDisclosure event(s) on record
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Lauren Yung PhanCRD 7041272 · Rolling Hills, CAIA RegisteredBroker
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Jana Danielle PhilipsCRD 6592154 · Tyler, TXIA RegisteredBroker
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Emily Marie PierceCRD 6676270 · New York, NYBroker
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Garet PierceCRD 7391808 · New York, NYBroker
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Adam PiesowiczCRD 6700896 · New York, NYBroker
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Christopher M PiferCRD 7950625 · Washington, DCIA RegisteredBroker
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Timothy John PippetCRD 5020237 · Conshohocken, PAIA RegisteredBroker
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Christine E PisanoCRD 7348338 · Chevy Chase, MDIA RegisteredBroker
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Elijah Christopher PiwowarczykCRD 7561158 · Oakbrook Terrace, ILIA RegisteredBroker
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Simon Rafael PlacikCRD 7390148 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.