Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 69 of 95

• Daniel PlassaCRD 7826095 · Chicago, IL
  Broker
• Luke T PolakCRD 7496058 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Caroline Elizabeth PollockCRD 7356034 · New York, NY
  Broker
• Stanislav F PoltavetsCRD 6824900 · Seattle, WA
  IA RegisteredBroker
• Christopher Michael PomboCRD 4323606 · New York, NY
  Broker
• Carrie M PortCRD 6557374 · New York, NY
  IA RegisteredBroker
• Nathaniel Scott PostCRD 7260846 · New York, NY
  Broker
• David Allen PoulinCRD 2008669 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Elyssa PowellCRD 5897695 · New York, NY
  Broker
• Maurice PowellCRD 7674794 · Toronto
  Broker
• Carolyn Kestner PowersCRD 5186412 · Conshohocken, PA
  Broker
• James Patrick PowersCRD 6667302 · Houston, TX
  Broker
• Prakshi Dhaneshkumar PrajapatiCRD 8040316 · New York, NY
  Broker
• Robert E PratelCRD 5988472 · Green Bay, WI
  IA RegisteredBroker
• Madison James PriceCRD 6825105 · New York, NY
  Broker
• Adedolapo Taiwp PrinceCRD 7392015 · Toronto
  Broker
• Brent William ProwseCRD 6687175 · New York, NY
  Broker
• Jack P PrudenteCRD 7798352 · Boston, MA
  IA RegisteredBroker
• Sirui PuCRD 7410083 · New York, NY
  Broker
• Ryan Joseph PulverCRD 7921295 · Rolling Hills, CA
  IA RegisteredBroker
• Victoria Leigh PunturoCRD 6805239 · New York, NY
  Broker
• Hanyao QiCRD 6364315 · New York, NY
  Broker
• David Richard QuaintanceCRD 2385698 · New York, NY
  IA RegisteredBroker
• Kevin Jay QuanCRD 4448139 · New York, NY
  Broker
• Thomas Leo QuigleyCRD 1533854 · Eau Claire, WI
  IA RegisteredBroker
• Alison Mae QuinnCRD 4744507 · New York, NY
  IA RegisteredBroker
• Thomas Michael QuinnCRD 1589858 · Florham Park, NJ
  IA RegisteredBroker
• Lubna Hasan QureshiCRD 6499425 · Chevy Chase, MD
  IA RegisteredBroker
• Jonathan QinCRD 7934033 · New York, NY
  Broker
• Chen QiuCRD 6948946 · New York, NY
  Broker
• Samuel QuaintanceCRD 8009929 · Minneapolis, MN
  IA RegisteredBroker
• Ryan Thomas QuiggCRD 7124946 · Annapolis, MD
  IA RegisteredBroker
• Stacy Hadnot QuiriCRD 5321469 · Tucson, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Edward RabbeCRD 1240143 · Portsmouth, NH
  IA RegisteredBroker
  Disclosure event(s) on record
• Brian David RabinoveCRD 5573488 · New York, NY
  Broker
• Traci Eileen RadochonskiCRD 5362261 · Chicago, IL
  Broker
• Louisa Espedanza RaelCRD 2381409 · Fort Collins, CO
  Broker
• Mary Elizabeth RaffertyCRD 4318986 · Washington, DC
  IA RegisteredBroker
• John Patrick RafteryCRD 2526141 · Chicago, IL
  Broker
• Kimberley K RainsCRD 1600063 · Denver, CO
  IA RegisteredBroker
• Sylvia Isolde RaithCRD 1401146 · Oakbrook Terrace, IL
  IA RegisteredBroker
• Nabeel A RajanCRD 6272771 · Toronto
  Broker
• Sanjay RajanCRD 5370959 · New York, NY
  Broker
• Daniel Jared Joseph RamCRD 6337408 · Toronto
  Broker
• Radhika RamamurthyCRD 4720258 · Jersey City, NJ
  Broker
• Scott Brian RamoCRD 3268719 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Valerie Hope RamoCRD 5150697 · Fort Lauderdale, FL
  IA RegisteredBroker
• Damien RamondoCRD 3103677 · Philadelphia, PA
  IA RegisteredBroker
• Andrew Stewart RamsayCRD 5166607 · Toronto
  Broker
• John Michael RamseyCRD 5964873 · Atlanta, GA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.