Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 71 of 95

• David Scott RichterCRD 1765505 · Shoreview, MN
  IA RegisteredBroker
• Anthony Francis RickerCRD 4431324 · St Paul, MN
  IA RegisteredBroker
• Cory Robert RickheimCRD 2696685 · New York, NY
  Broker
• Carl Hugh RickmeierCRD 3186637 · Fond Du Lac, WI
  IA RegisteredBroker
• Kathleen E RiemanCRD 5345017 · Princeton, NJ
  Broker
• Brooke Laurel RiemerCRD 5847704 · Bend, OR
  IA RegisteredBroker
• George Alan RiemerCRD 1004632 · Bend, OR
  IA RegisteredBroker
  Disclosure event(s) on record
• Lauren Perpall RiepenhoffCRD 6105759 · Atlanta, GA
  IA RegisteredBroker
• John Joseph RiffleCRD 1496087 · Austin, TX
  IA RegisteredBroker
• Michael James RileyCRD 4866519 · Rockville, MD
  IA RegisteredBroker
• Thomas Eugene RileyCRD 4483983 · Longview, TX
  IA RegisteredBroker
• Amy Lynn RinaldiCRD 5205475 · New York, NY
  Broker
• Suzanne Evelyn RinelliCRD 2703708 · Brookfield, WI
  IA RegisteredBroker
• William Paul RinghamCRD 3141238 · Minneapolis, MN
  IA RegisteredBroker
• Jordan Anne RingstadCRD 6349227 · Greenwood Village, CO
  IA RegisteredBroker
• Susan Lynne RiosCRD 1225409 · Florham Park, NJ
  IA RegisteredBroker
• Karrie Ann RiskoCRD 2271868 · Great Falls, MT
  IA RegisteredBroker
• Sergio RizzoCRD 4411726 · New York, NY
  Broker
• Katherine A RobbieCRD 2387924 · Denver, CO
  IA RegisteredBroker
• Cory Michael RobbinsCRD 5032754 · Albuquerque, NM
  IA RegisteredBroker
• Abigail Drinker RobertsCRD 4172429 · Philadelphia, PA
  Broker
• Victoria Suzanne RobertsCRD 5579231 · Vienna, VA
  IA RegisteredBroker
• Frederick Oldshue RobertshawCRD 2206669 · Sedona, AZ
  IA RegisteredBroker
• Kirsten RobinsonCRD 5334508 · Indianapolis, IN
  IA RegisteredBroker
• Tamela Latrease RobinsonCRD 4105909 · New York, NY
  IA RegisteredBroker
• Javier E RochaCRD 4643184 · New York, NY
  Broker
• John David RocheCRD 5300910 · New York, NY
  Broker
• Patrick Edward RocheCRD 1382243 · Seattle, WA
  IA RegisteredBroker
• Benjamin David RodefferCRD 6485928 · New York, NY
  Broker
• Celina RodriguezCRD 6327763 · Fresno, CA
  IA RegisteredBroker
• Courtney Jo RodriguezCRD 5302974 · Bettendorf, IA
  IA RegisteredBroker
• Jeffrey RodvienCRD 4211972 · Walnut Creek, CA
  IA RegisteredBroker
• Peter Allan RoeCRD 1127573 · Scottsdale, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Spencer Christian RoeCRD 5996397 · Scottsdale, AZ
  IA RegisteredBroker
• Polly L RoeserCRD 5609533 · Green Bay, WI
  IA RegisteredBroker
• David Michael RogersCRD 1133693 · Albany, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Nicholas Holmes RogersCRD 4506966 · New York, NY
  Broker
• Ryan James RognebyCRD 6533468 · Minneapolis, MN
  IA RegisteredBroker
• Mark Robert RohlikCRD 2235798 · New York, NY
  Broker
• Peggy Lynn RokalaCRD 1015748 · Minneapolis, MN
  IA RegisteredBroker
• Stephane Georges-Pierre RolletCRD 5278413 · New York, NY
  Broker
• Vincent Joseph RomeoCRD 2902112 · New York, NY
  Broker
• Rachel Ann RoneCRD 4984451 · Chicago, IL
  IA RegisteredBroker
• Michael Richard RooneyCRD 2281554 · Clive, IA
  IA RegisteredBroker
• Ryan Refugia RoqueCRD 6345523 · Seattle, WA
  IA RegisteredBroker
• Brian Adam RoseCRD 4430991 · New York, NY
  Broker
• Matt C. RoseCRD 3185208 · Omaha, NE
  IA RegisteredBroker
• Avigail Benderly RosemoreCRD 2972947 · Baltimore, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Freddie RosenCRD 3193460 · New York, NY
  Broker
• Chaim Joseph RosenbaumCRD 4501552 · Seattle, WA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.