Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 72 of 95
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Joshua Neil RosenbaumCRD 4463168 · New York, NYBroker
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Michael David RoskopfCRD 5658851 · Century City, CAIA RegisteredBrokerDisclosure event(s) on record
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Lori A RossCRD 3001237 · Sarasota, FLBroker
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Steven Scott RossCRD 734513 · Chevy Chase, MDIA RegisteredBroker
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Teia Caroline RossCRD 7269269 · New York, NYBroker
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Joseph RossanoCRD 7176419 · Florham Park, NJIA RegisteredBroker
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John Matthew RoteCRD 2426934 · New York, NYBroker
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Thomas D RothCRD 5167603 · Jersey City, NJBroker
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Barry RothenbergCRD 1857901 · Jersey City, NJBroker
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Daniel Henry RothenbergCRD 5122822 · Los Angeles, CAIA RegisteredBroker
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Adam Cory RothsteinCRD 5170430 · Boca Raton, FLIA RegisteredBroker
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Herbert RottenbergCRD 1267466 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
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Margaret Anne RousseauCRD 2072821 · San Francisco, CABroker
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Nicole RoweCRD 5504513 · Fort Collins, COIA RegisteredBroker
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Winola Sue RoyCRD 1588614 · Fort Worth, TXIA RegisteredBroker
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Randall Robert RubensCRD 1884224 · Sturgeon Bay, WIIA RegisteredBroker
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Wayne Curt RubinasCRD 4568138 · Atlanta, GAIA RegisteredBrokerDisclosure event(s) on record
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Michael Damian RuccioCRD 3030857 · Florham Park, NJIA RegisteredBroker
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Michael RudolphCRD 4335961 · Minneapolis, MNBroker
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Steven Carl RunnionCRD 2694097 · Roan Mountain, TNIA RegisteredBrokerDisclosure event(s) on record
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Mark Gordon RuofCRD 1111871 · Fresno, CAIA RegisteredBroker
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Margaret RushingCRD 7950494 · Richmond, VAIA RegisteredBroker
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Blake Thomas RuskCRD 5939526 · Houston, TXIA RegisteredBroker
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Patrick Lee RussellCRD 1975158 · Charlotte, NCBroker
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Kathy Ann RussoCRD 2732947 · Hartford, CTIA RegisteredBroker
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Gregory Allan RutherfordCRD 2769943 · New York, NYBroker
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Kevin P RyanCRD 5362168 · Bettendorf, IAIA RegisteredBroker
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Shawna Melissa RydzeskiCRD 2551412 · New York, NYBroker
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Alexander Scott RykkenCRD 4973617 · St. Paul, MNIA RegisteredBroker
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Anders Ehrich RaarupCRD 6734961 · San Francisco, CABrokerRegistration inactive
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Samantha L RaceCRD 6452267 · Chicago, ILBroker
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Andrea Michelle RadkeCRD 7297443 · Wayzata, MNIA RegisteredBroker
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Curtis RafterCRD 7080311 · South Easton, MAIA RegisteredBroker
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Rupa RajanCRD 7005644 · Jersey City, NJBroker
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Sushali RameshCRD 7987383 · New York, NYBroker
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Jorge Arturo RamirezCRD 7391845 · Dallas, TXBroker
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Samantha RamosCRD 7379653 · New York, NYBroker
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Maria Ramos-BarciaCRD 7076196 · Miami, FLBroker
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Jessica RamseyCRD 7161857 · New York, NYIA RegisteredBroker
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Eric RanaldiCRD 7262712 · New York, NYBroker
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Troy A RandallCRD 1947568 · Clive, IAIA RegisteredBroker
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Christopher Raymond RansonCRD 5632235 · TorontoBroker
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Taha RaoCRD 7542996 · New York, NYBroker
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Harshi Dhaval RasaniaCRD 7357077 · New York, NYBroker
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Robert Henry RasmussenCRD 7379376 · New York, NYBroker
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Shivek RatnasamyCRD 7380069 · New York, NYBroker
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Charlotte RauscherCRD 7760410 · Boston, MABroker
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Joleen Marie ReamCRD 7031699 · New York, NYBroker
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Alexander Paul ReberCRD 8065349 · Conshohocken, PAIA RegisteredBroker
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Joshua Meyer RebholzCRD 6511493 · Stillwater, MNIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.