Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 76 of 95

• Bonnie Beth SedlacekCRD 2226248 · Minneapolis, MN
  Broker
• Christopher Thomas SeefeldtCRD 706260 · Williamsville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Jennifer Jane SeidlerCRD 2351492 · San Francisco, CA
  IA RegisteredBroker
• Cynthia Victoria SeifertCRD 2592603 · Chicago, IL
  Broker
• Lauren Nicole SeimCRD 4861864 · Falls Church, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Alexander SekhniashviliCRD 5402835 · New York, NY
  Broker
• Philip Merle SelineCRD 1751843 · Bettendorf, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Taunya Rae SellCRD 4229068 · Seattle, WA
  IA RegisteredBroker
• Michael Jon SellingerCRD 1574834 · Brookfield, WI
  IA RegisteredBroker
• Clinton Bert SepolioCRD 2742383 · Houston, TX
  IA RegisteredBroker
• Scott Charles SerafinCRD 5170773 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Philip John SerafineCRD 1628803 · Rochester, NY
  IA RegisteredBroker
• Mark SerbyCRD 1892325 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Olivia SetoCRD 5591625 · Toronto
  Broker
• Nina Marie SeveriniCRD 4540415 · Madison, WI
  IA RegisteredBroker
• Patrick Scott SeveroCRD 1550957 · Beverly Hills, CA
  IA RegisteredBroker
• Megan Jane SeversCRD 5424893 · Denver, CO
  Broker
• Douglas Earl SexeCRD 2205145 · Great Falls, MT
  IA RegisteredBroker
• Alessandro SfoggiaCRD 6390552 · New York, NY
  Broker
• Anthony John SgaglioneCRD 3079408 · New York, NY
  Broker
• Eric ShadoffCRD 5905931 · Hunt Valley, MD
  IA RegisteredBroker
• Kunal Kumar ShahCRD 6437639 · Toronto
  Broker
• Nirav M ShahCRD 6892339 · Jersey City, NJ
  Broker
• Pallav S ShahCRD 5542048 · Florham Park, NJ
  Broker
• John W ShamlianCRD 1031773 · Syracuse, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Quinn ShamlianCRD 5726904 · Syracuse, NY
  IA RegisteredBroker
• Eamon John ShanahanCRD 2749372 · New York, NY
  Broker
• Laurence Benedicte ShanahanCRD 5191910 · New York, NY
  Broker
• Matthew Paul ShannonCRD 4032840 · Bangor, ME
  IA RegisteredBroker
  Disclosure event(s) on record
• Kimberly Renee ShappeeCRD 6314447 · Missoula, MT
  IA RegisteredBroker
• Ashley Brianne SharlandCRD 6318737 · New York, NY
  Broker
• Douglas Andrew SharonCRD 728393 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jacob William SharpCRD 6489816 · New York, NY
  Broker
• Amit ShashidharanCRD 4493986 · Washington, DC
  IA RegisteredBroker
• Michael ShaughnessyCRD 5542893 · New York, NY
  Broker
• Craig Harmon ShaverCRD 1236521 · Wayzata, MN
  IA RegisteredBroker
• Shari Lynn ShawCRD 1255616 · Naples, FL
  Broker
• Geraldine Marie SheaCRD 2113709 · Boston, MA
  IA RegisteredBroker
• Joy Lynn SheetsCRD 2433477 · Rochester, MN
  IA RegisteredBroker
• Eric ShellCRD 4190871 · Paramus, NJ
  IA RegisteredBroker
• Kimberly Ann SheltonCRD 1693281 · Frisco, TX
  Broker
• Karl Robert ShepardCRD 5788847 · Minneapolis, MN
  Broker
• Patricia Lynn SherickCRD 2198124 · Lemoyne, PA
  IA RegisteredBroker
• Andrew Jonathan ShermoenCRD 4183096 · Grand Rapids, MN
  IA RegisteredBroker
• Russell Samuel SherredCRD 829137 · Pittsburgh, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Connie Lea SherrillCRD 2755544 · Dallas, TX
  IA RegisteredBroker
• Fred Jernigan SherrillCRD 5082833 · Annapolis, MD
  IA RegisteredBroker
• Lynn Marie SherryCRD 5615768 · Minneapolis, MN
  Broker
• Julie Y ShiehCRD 2802369 · San Jose, CA
  IA RegisteredBroker
• Gregory Paul ShieldsCRD 6891908 · Minneapolis, MN
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.