Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 77 of 95
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Chad Dallas ShilsonCRD 2414476 · Maple Grove, MNIA RegisteredBroker
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Stephen Jae ShinCRD 1957108 · Newport Beach, CAIA RegisteredBroker
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William Randle ShoemakerCRD 6824868 · New York, NYBroker
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Paul Alexander ShoresCRD 6247357 · Leawood, KSIA RegisteredBroker
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Ralph H Short Jr.CRD 2152808 · San Jose, CAIA RegisteredBroker
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Keith Alan ShultisCRD 2388045 · New York, NYBroker
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Scott Thomas SiebenalerCRD 5954899 · New York, NYBroker
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Abby L SiegelCRD 6459938 · Atlanta, GABroker
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Stephen Scott SiegleCRD 2083980 · Vienna, VAIA RegisteredBrokerDisclosure event(s) on record
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Joseph Frank SienaCRD 6675778 · New York, NYBroker
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Kevin Golden SienkoCRD 6139570 · Minneapolis, MNIA RegisteredBroker
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Patrick Kevin SienkoCRD 870483 · Minneapolis, MNIA RegisteredBroker
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Paul James SierocinskiCRD 4369746 · Bel Air, MDIA RegisteredBroker
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Jaider G SierraCRD 4546457 · New York, NYBroker
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Keith Bernard SierraCRD 6265404 · Brookfield, WIIA RegisteredBroker
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Patrick Allen SignorCRD 2761157 · Watertown, NYIA RegisteredBroker
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Robert Joseph SikichCRD 6264292 · Edina, MNIA RegisteredBroker
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Adam Jay SilverCRD 3061539 · New York, NYBroker
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Matthew Joshua SilverCRD 7996318 · Lemoyne, PAIA RegisteredBroker
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Michael Alan SilverCRD 2647315 · Lemoyne, PAIA RegisteredBroker
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Katherine Antonia SimmondsCRD 4757039 · Tucson, AZIA RegisteredBrokerDisclosure event(s) on record
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Clara Leslie SimmonsCRD 3235021 · Chicago, ILBroker
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Robert Patrick SimmonsCRD 4768309 · Huntington, WVIA RegisteredBroker
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Michael Howard SimonCRD 1025956 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
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Theodore John SimosCRD 2631844 · Walnut Creek, CAIA RegisteredBroker
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Caroline C SimpkinsCRD 6077852 · New York, NYBroker
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Lindsay M SinclairCRD 6310388 · TorontoBroker
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Jaclyn SingerCRD 4237457 · Williamsville, NYIA RegisteredBroker
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Camille SinghCRD 6535833 · New York, NYBroker
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Harvi SinghCRD 7011131 · New York, NYBroker
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Kavanmeet SinghCRD 5938522 · Houston, TXBroker
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Jonathan SistoCRD 5185606 · New York, NYBroker
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Wendy Williams SkarnesCRD 1504429 · Minneapolis, MNBroker
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Andrew W SkeltonCRD 5025406 · New York, NYBroker
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Scott Douglas SkinnerCRD 2826892 · Houston, TXIA RegisteredBroker
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Igor SkochiloCRD 4978714 · New York, NYBroker
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Sean Patrick SlatteryCRD 1699486 · New York, NYBroker
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Gregory SlawskyCRD 5360806 · New York, NYBroker
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Joel E SlovinCRD 2466600 · Wellesley Hills, MABroker
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Robert SluymerCRD 3164975 · New York, NYBroker
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William Joseph SmartCRD 1847362 · Mclean, VAIA RegisteredBrokerDisclosure event(s) on record
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Amanda Jean SmithCRD 4390763 · Clarksdale, MSBrokerRegistration inactive
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Brendan Joseph SmithCRD 6442885 · Tacoma, WAIA RegisteredBroker
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Christine Helene SmithCRD 6508099 · San Franciso, CABroker
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Daniel Stephen SmithCRD 2561692 · Omaha, NEIA RegisteredBroker
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Gary Carl SmithCRD 2824121 · Eugene, ORIA RegisteredBroker
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Gerard M SmithCRD 4816831 · Jersey City, NJBroker
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Harry August SmithCRD 1260018 · Kirkland, WAIA RegisteredBroker
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Howard Alan SmithCRD 2771279 · Palm Beach Gardens, FLIA RegisteredBroker
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Jared Richard SmithCRD 4521391 · Charlotte, NCIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.