Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 78 of 95

• Joshua Page SmithCRD 5386207 · Green Bay, WI
  IA RegisteredBroker
• Kelsey Lynn SmithCRD 6284215 · New York, NY
  IA RegisteredBroker
• Mark James SmithCRD 3150491 · Minneapolis, MN
  IA RegisteredBroker
• Nichole Lashon SmithCRD 3173364 · Sewickley, PA
  Broker
• Patricia Ann SmithCRD 1393267 · Rochester, NY
  IA RegisteredBroker
• Robert Allen SmithCRD 2897385 · Frisco, TX
  IA RegisteredBroker
• Robert John SmithCRD 3043890 · Jersey City, NJ
  Broker
• Ryan Jeffrey SmithCRD 5895787 · Syracuse, NY
  IA RegisteredBroker
• Sean Michael SmithCRD 2916617 · Seattle, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Curts SmithCRD 2275765 · Tyler, TX
  IA RegisteredBroker
• Kristan Spivey SmothersCRD 4849287 · New York, NY
  Broker
• Kent Roger SnodgrassCRD 1017827 · Fort Worth, TX
  IA RegisteredBroker
• Justin Ross SnyderCRD 5551948 · New York, NY
  Broker
• Mark Richard SnyderCRD 2439777 · Lemoyne, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Elizabeth Anne SofmanCRD 1953397 · Paramus, NJ
  Broker
• David Brian SoggeCRD 1234173 · Greenwood Village, CO
  IA RegisteredBroker
• Tiffanie Lois SojournerCRD 6137500 · Atlanta, GA
  IA RegisteredBroker
• Molly Katherine SolariCRD 5536184 · Boston, MA
  IA RegisteredBroker
• Mark Christopher SolisCRD 5343360 · Walnut Creek, CA
  Broker
• Christopher Todd SolmssenCRD 2878021 · San Francisco, CA
  Broker
• Matthew William SolnitzkyCRD 5339808 · Minneapolis, MN
  IA RegisteredBroker
• Jedidiah Avery SolomonCRD 6712305 · New York, NY
  IA RegisteredBroker
• Keith Allan SolomonCRD 4010763 · New York, NY
  Broker
• Steven Greg SolomonCRD 2208857 · Purchase, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Erling SolstadCRD 5161222 · New York, NY
  Broker
• Huawei SongCRD 5793119 · New York, NY
  Broker
• Jeremy SonnenburgCRD 5031568 · Jersey City, NJ
  Broker
• Donald C SonsallaCRD 2481823 · Mequon, WI
  IA RegisteredBroker
• Trudy Renee SoperCRD 4748773 · Lincoln, NE
  IA RegisteredBroker
• Teresa Rose SoppetCRD 1137104 · Palos Heights, IL
  IA RegisteredBroker
• Kristian Pfeil SorensenCRD 860061 · San Jose, CA
  IA RegisteredBroker
• Matthew Bartlett SorensonCRD 2845823 · Lake Oswego, OR
  IA RegisteredBroker
• Angela Joy SorianoCRD 1376625 · New York, NY
  IA RegisteredBroker
• John Robert SoriceCRD 2241269 · New York, NY
  Broker
• Rachel Denise SorrentinoCRD 2543804 · Hartford, CT
  IA RegisteredBroker
• Diane Janet SoucherayCRD 2897460 · Boulder, CO
  IA RegisteredBroker
• Ryan John SoulignyCRD 4330617 · Franktown, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Shannon K. SoulsCRD 7090197 · Norwell, MA
  Broker
• Jeffrey Allan SouzaCRD 4148383 · Eagle, ID
  IA RegisteredBroker
• Kimberly Faith SowersCRD 4089974 · Nashville, TN
  IA RegisteredBroker
• Jason T SpacekCRD 4326085 · New York, NY
  Broker
• Benjamin H SpaldingCRD 1924878 · Phoenix, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Eugene SpanglerCRD 2000458 · New York, NY
  Broker
• Nancy Jean SparksCRD 1998650 · Erie, PA
  IA RegisteredBroker
• Charles Henry SpavinCRD 1573513 · St. Paul, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Renae R SpehnCRD 2345757 · Minneapolis, MN
  IA RegisteredBroker
• Christopher Michael SpenceCRD 4460841 · Walnut Creek, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Aidan SpencerCRD 7902812 · New York, NY
  Broker
• Ty Robert SpencerCRD 1927051 · Kirkland, WA
  IA RegisteredBroker
• Albert John SperaCRD 2729647 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.