Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 79 of 95

• Vito Antonio SperdutoCRD 2524961 · New York, NY
  Broker
• Gerald Wayne SpessardCRD 6330004 · Hagerstown, MD
  IA RegisteredBroker
• Peter William SpiekermanCRD 4408813 · Lake Oswego, OR
  IA RegisteredBroker
• John K SpiesCRD 3247624 · Dakota Dunes, SD
  IA RegisteredBroker
• David Octavio SpinarCRD 2789529 · Lincoln, NE
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter Leonard SpinelliCRD 3124977 · New York, NY
  Broker
• James Philip SporrerCRD 2233467 · Sewickley, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Joel Duane SpryCRD 2663888 · Shoreview, MN
  IA RegisteredBroker
• Charlotte Rae StachourCRD 1414742 · Austin, TX
  Broker
• Cynthia Holmes StacyCRD 4398710 · Minneapolis, MN
  IA RegisteredBroker
• James Riggs StaffordCRD 2756099 · Baltimore, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Philip Mcclure StanchfieldCRD 2658463 · Minneapolis, MN
  Broker
• Marvin L Lancaster StancilCRD 5007821 · Phoenix, AZ
  IA RegisteredBroker
• Ira Richard StandingcloudCRD 6311806 · Minneapolis, MN
  Broker
• Dennis John StanekCRD 2074003 · Farmington, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Heidi Elizabeth StanglCRD 6595082 · Costa Mesa, CA
  IA RegisteredBroker
• Masan StankovicCRD 6383215 · New York, NY
  Broker
• Stephen Austin StappCRD 1393866 · St. Petersburg, FL
  IA RegisteredBroker
• Chad William StarkCRD 1999115 · Fargo, ND
  IA RegisteredBroker
• Daniel Stuart StarkCRD 6216378 · Minneapolis, MN
  IA RegisteredBroker
• Dennis Edward StarkCRD 2830622 · New York, NY
  Broker
• Marnie StarkCRD 1991040 · Lincoln, NE
  IA RegisteredBroker
• Todd Jason StarkCRD 2982926 · Lincoln, NE
  IA RegisteredBroker
• Daniel M StarrCRD 2385352 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael StarrCRD 1863320 · Delray Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Tammy Deanne StaubCRD 1096328 · Kirkland, WA
  IA RegisteredBroker
• Crockett Witt StearnsCRD 6250131 · Eugene, OR
  IA RegisteredBroker
• Antonia Maria SteckCRD 2522453 · New York, NY
  Broker
• Melissa Ann SteeleCRD 4829858 · New York, NY
  IA RegisteredBroker
• Thomas Robert SteeleCRD 2236396 · Las Vegas, NV
  IA RegisteredBroker
• Richard Lee SteinCRD 1848304 · Vienna, VA
  IA RegisteredBroker
• Mark A SteinbergCRD 4097491 · Bloomfield Hills, MI
  IA RegisteredBroker
• Paula M SteinbergCRD 1972675 · New York, NY
  IA RegisteredBroker
• Christopher Gerard SteinhauerCRD 4550484 · Philadelphia, PA
  IA RegisteredBroker
• Lynne Marie StellaCRD 4432493 · Rochester, NY
  Broker
• Brett Alan SteneCRD 4977287 · Great Falls, MT
  IA RegisteredBroker
• Ashley Marie StensrudCRD 6248075 · Wayzata, MN
  IA RegisteredBroker
• Eric James StephenCRD 1852575 · Mount Laurel, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Brooke StephensCRD 6017796 · Charlotte, NC
  IA RegisteredBroker
• John Hugh StephensCRD 1136398 · Greenville, SC
  IA RegisteredBroker
• Roger Wicks StephensCRD 1042485 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Michelle Kay SterkelCRD 2782646 · Rapid City, SD
  IA RegisteredBroker
• Emma SterlingCRD 5993868 · Easton, MD
  IA RegisteredBroker
• Rick Joseph SterlingCRD 2142911 · Wayzata, MN
  IA RegisteredBroker
• Amy Lynn SternCRD 3116316 · Minneapolis, MN
  IA RegisteredBroker
• Andrew James SternCRD 5828349 · Portland, ME
  IA RegisteredBroker
• George StevensCRD 6395005 · New York, NY
  Broker
• John K StevensCRD 4645891 · Buffalo Grove, IL
  IA RegisteredBroker
• Kimberly Porter StevensCRD 2666024 · Greensboro, NC
  Broker
• Peter Dunne StevensCRD 2465950 · Boston, MA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.