Osaic Institutions, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

35371

SEC number

801-67242

Firm type

RIA

Assets under management

$6.5B as of May 28, 2026

Website

osaic.com/institutions ↗

Phone

203-599-6000

Address

538 Preston Avenue, Meriden, CT, 06450-4858

Advisors at this firm

518 in our index · page 7 of 11

• Fermin Alberto MesinaCRD 4619199 · Chula Vista, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Lisa Dolores MessierCRD 2200769 · Meriden, CT
  Broker
• Geoffrey Paul MiltonCRD 6099512 · East Hampton, NY
  Broker
• Angela Catherine Weber MoffatCRD 5855235 · Johnstown, PA
  IA RegisteredBroker
• Dennis Leroy MollisonCRD 4700121 · San Juan Capistrano, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert J. MontagCRD 4535078 · Blairsville, PA
  IA RegisteredBroker
• Erin Marie MooneyCRD 6177372 · Pittsburgh, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Josephine MoranCRD 4027947 · Hanover, NH
  Broker
• Thomas W. MoranCRD 1786203 · Oakville, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Chris Daniel MorinCRD 5353575 · Spokane, WA
  IA RegisteredBroker
• Christopher Charles MorrisseyCRD 1581526 · Meriden, CT
  Broker
• James Alexander MuirCRD 6197994 · Hollidaysburg, PA
  IA RegisteredBroker
• Michael Lawrence MullenCRD 4015097 · Denver, CO
  IA RegisteredBroker
• Michael James MurphyCRD 5520417 · Hudsonville, MI
  Broker
• Jordan MartinezCRD 7888113 · Miami, FL
  IA RegisteredBroker
• Trevor Prakash MathewCRD 7353900 · Fargo, ND
  IA RegisteredBroker
• James A. MatthewsCRD 7361225 · Santa Fe, TX
  IA RegisteredBroker
• John Andrew McloughlinCRD 1437650 · Poughkeepsie, NY
  IA RegisteredBroker
• Janet MendezCRD 5794487 · San Juan Capistrano, CA
  IA RegisteredBroker
• Chad Ryan MilesCRD 3014326 · Walnut Creek, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph E MillerCRD 8235679 · Poughkeepsie, NY
  Broker
• Christopher MoenCRD 7428956 · Grand Forks, ND
  IA RegisteredBroker
• Nathan Robert MoenCRD 5027457 · Minnetonka, MN
  IA RegisteredRegistration inactive
• Amanda Giselle MongilloCRD 5182214 · South Windsor, CT
  Broker
• Robert Raymond MurphyCRD 8208263 · Meriden, CT
  Broker
• Christopher NardoneCRD 4652723 · South Windsor, CT
  IA RegisteredBroker
• David Dale NelsonCRD 2576883 · Burke, SD
  Broker
• Jason Andrew NetrosioCRD 2743225 · Poughkeepsie, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert NietoCRD 2535794 · Woodland Hills, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Jerry NocerinoCRD 1152575 · Wallingford, CT
  IA RegisteredBroker
• Lee Harrison NormanCRD 2279436 · Clinton, CT
  IA RegisteredBroker
• John Michael NaumanCRD 501190 · Olathe, KS
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen Edward O'callaghanCRD 2360651 · Hanover, NH
  IA RegisteredBroker
• Michael Joseph O'learyCRD 4520062 · Swansea, MA
  IA RegisteredBroker
• Michael Christopher OakleyCRD 1854408 · New City, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Mathew Philip OfmanCRD 4937610 · Phoenix, AZ
  IA RegisteredBroker
• Mario Ernesto OsorioCRD 2669634 · Downey, CA
  Broker
• Francine Marie OsseCRD 4899002 · Fargo, ND
  BrokerRegistration inactive
• Matthew Roland OuelletteCRD 3274304 · South Berwick, ME
  IA RegisteredBroker
• Angela W OgboluCRD 4410138 · Stroudsburg, PA
  Broker
• Sarah Christina OwensCRD 7958198 · Concord, NH
  Broker
• Christopher Matthew ParksCRD 4974240 · Springfield, IL
  IA RegisteredBroker
• Justin K ParksCRD 5768637 · Denver, CO
  IA RegisteredBroker
• Lee Karen ParksCRD 5618879 · Corbin, KY
  IA RegisteredBroker
• Amy Christine PasquarelliCRD 6181846 · Danvers, MA
  IA RegisteredBroker
• Andrew Christopher PatrickCRD 2928157 · Wildwood, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gray Clark PeckhamCRD 5228428 · Milford, CT
  IA RegisteredBroker
• Sandra Maria PennerCRD 2197496 · Meridiam, ID
  IA RegisteredBroker
• Philip Warner PerryCRD 1479827 · Groton, CT
  Broker
• Raymond Ronald PerryCRD 360708 · Dayville, CT
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.