Osaic Institutions, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

35371

SEC number

801-67242

Firm type

RIA

Assets under management

$6.5B as of May 28, 2026

Website

osaic.com/institutions ↗

Phone

203-599-6000

Address

538 Preston Avenue, Meriden, CT, 06450-4858

Advisors at this firm

518 in our index · page 8 of 11

• Nelson Lewis PersonCRD 4708167 · Apollo, PA
  IA RegisteredBroker
• Bradley Lewis PetersonCRD 2192537 · Indiana, PA
  IA RegisteredBroker
• Frank Richard PetrilliCRD 2176221 · Larchmont, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Dylan Max PfefferCRD 6085123 · Louisville, KY
  IA RegisteredBroker
• Kevin PfefferCRD 6375410 · West Orange, NJ
  IA RegisteredBroker
• Patrick Thomas PhalenCRD 2816489 · Springfield, IL
  IA RegisteredBroker
• Steven Christopher PhippsCRD 4615683 · Corbin, KY
  IA RegisteredBroker
• Angelo N. PiccoloCRD 6248788 · Naugatuck, CT
  IA RegisteredBroker
• David R PierceCRD 5500711 · Wilmington, NC
  IA RegisteredBroker
• John Lester PigeonCRD 2354079 · Fall River, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph PillotCRD 5408014 · Hopewell Junction, NY
  IA RegisteredBroker
• Cynthia Marie PollardCRD 2193928 · Greenwood Village, CO
  Broker
• Nicholas Thomas PoulosCRD 2044218 · Clearfield, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Cynthia Voelker PowellCRD 1588463 · Schenectady, NY
  IA RegisteredBroker
• Jeffrey Taylor PowersCRD 1971150 · Blackstone, VA
  Broker
• Brentley Elliott PriddyCRD 5087281 · Wilmington, NC
  IA RegisteredBroker
• Scott D PritchardCRD 7186821 · Connellsville, PA
  IA RegisteredBroker
• Dean John ProzzolyCRD 2495753 · Pittsburgh, PA
  IA RegisteredBroker
• David Ralph PruettCRD 1772568 · North Haven, CT
  Broker
• Raju T PunnooseCRD 3180761 · Garden City Park, NY
  IA RegisteredBroker
• Steve R PalmerCRD 2693018 · Concord, NH
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel Micah ParkerCRD 7494971 · Zephyrhills, FL
  IA RegisteredBroker
• Laura Anne ParkerCRD 7360623 · Southern Pines, NC
  Broker
• Christian Paul PavlakisCRD 7428452 · Orleans, MA
  IA RegisteredBroker
• Reagan Daniel PerdueCRD 7975880 · Pulaski, VA
  IA RegisteredBroker
• Josiah Lee QuickCRD 6382962 · Eagan, MN
  IA RegisteredBroker
• John Thomas QuiggleCRD 5142600 · Sanford, NC
  IA RegisteredBroker
• Robert James RamsayCRD 3224847 · Fort Myers, FL
  IA RegisteredBroker
• Lisa Marie RancourtCRD 4595422 · Agawam, MA
  IA RegisteredBroker
• Brett Alan RandCRD 4037498 · Brooklyn, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Fuller ReeseCRD 5408648 · Greensboro, NC
  IA RegisteredBroker
• Matthew Russell ReevesCRD 6775456 · Scottsdale, AZ
  IA RegisteredRegistration inactive
• Nathan Joseph RegoCRD 5913359 · New Bedford, MA
  IA RegisteredBroker
• Raymond RenelleCRD 2590777 · Bensonhurst, NY
  BrokerRegistration inactive
  Disclosure event(s) on record
• Patricia Beacham RespessCRD 4295098 · Edenton, NC
  IA RegisteredBroker
• Paulette Ann RetsinasCRD 1291691 · Mystic, CT
  IA RegisteredBroker
• April Eileen RiceCRD 1325573 · Patriot, OH
  Broker
• Matthew Reid RichCRD 2533124 · Southington, CT
  IA RegisteredBroker
• Michael William RiskoCRD 1975573 · Hyde Park, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Malcolm Glenn RoaneCRD 1553830 · Downey, CA
  IA RegisteredBroker
• Sarah Ann RobertsCRD 2472587 · Creve Coeur, MO
  Broker
• Ryan Edward RobertsonCRD 5855239 · Derry, PA
  IA RegisteredBroker
• Jeffery Blair RobinsonCRD 3058621 · Troy, NC
  IA RegisteredBroker
• John Leon RobinsonCRD 1294201 · Atchison, KS
  Broker
• Justin RodriguesCRD 5893221 · Southbury, CT
  IA RegisteredBroker
• Anthony RodriguezCRD 4629603 · Scarsdale, NY
  Broker
• Paul Christopher RogersCRD 1388496 · Groton, CT
  Broker
• Aaron RomanCRD 2354492 · Waxhaw, NC
  IA RegisteredBroker
• James Henry RopCRD 3195664 · Mt. Clemens, MI
  Broker
• Bertha M RozierCRD 3222413 · New York, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.