Advisors Asset Management, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

46727

SEC number

801-62731

Firm type

RIA

Assets under management

$2.2B as of Mar 31, 2026

Website

www.aamlive.com ↗

Phone

719-488-9956

Address

18925 Base Camp Road, Monument, CO, 80132

Advisors at this firm

145 in our index · page 2 of 3

• Justin Donald GrowCRD 4038268 · Monument, CO
  Broker
• Matthew A HeihnCRD 5144343 · Palatine, IL
  Broker
• Cristin Dillon HendersonCRD 4792480 · Melville, NY
  Broker
• Donald Osborn HobartCRD 2316032 · Charlotte, NC
  IA RegisteredBroker
• Brett Donald HorneCRD 8068070 · Boca Raton, FL
  IA RegisteredBroker
• Connor Alexander HuthCRD 7800199 · Princeton, NJ
  IA RegisteredBroker
• Inger Margit JansenCRD 2085119 · Hillsborough, NC
  IA RegisteredBroker
• Richard Shane JohnsonCRD 4483534 · Woodland, CA
  IA RegisteredBroker
• Jacob Robert JohnstonCRD 5408783 · Lisle, IL
  IA RegisteredBroker
• Evangeline Katherine KanarisCRD 1557628 · Willow Springs, IL
  IA RegisteredBroker
• Joseph A KenistonCRD 5772685 · Andover, MA
  IA RegisteredBroker
• Seda KayaCRD 5399377 · New York, NY
  IA RegisteredBroker
• Kathryn KettenhofenCRD 6453614 · Ada, MI
  IA RegisteredBroker
• Antone Jonathan KlechaCRD 6777469 · Niles, OH
  IA RegisteredBroker
• Edward Aloyisius KoncelCRD 6656245 · Miamisburg, OH
  IA RegisteredBroker
• Michael Thomas LandrumCRD 5394316 · Boerne, TX
  IA RegisteredBroker
• Matthew William LloydCRD 2460808 · Monument, CO
  IA RegisteredBroker
• Jonathan Bruce LadenheimCRD 7565751 · Melville, NY
  IA RegisteredBroker
• Robert Louis LarsenCRD 2421869 · Palatine, IL
  BrokerRegistration inactive
• Lucas Scott LavinCRD 4541887 · Boston, MA
  IA RegisteredBroker
• Jeffrey Paul LeoneCRD 3258875 · Sykesville, MD
  IA RegisteredBroker
• Sean James MahoneyCRD 6158258 · Malvern, PA
  IA RegisteredBroker
• Philip Francis MarinelloCRD 2695102 · Boca Raton, FL
  Broker
• James Gerard McfarlandCRD 832774 · Charlotte, NC
  Broker
• Michael L MeachamCRD 2274949 · Princeton, NJ
  IA RegisteredBroker
• Alex Robert MeitznerCRD 1964373 · Wichita, KS
  Broker
• Robert Martin MoserCRD 1882325 · Lisle, IL
  Broker
• Justin Michael MarcusCRD 7573596 · Melville, NY
  IA RegisteredBroker
• Sean Francis McloughlinCRD 6400329 · Grosse Pointe, MI
  IA RegisteredBroker
• Hayley Margaret McneillyCRD 7605089 · Palatine, IL
  Broker
• Kelli Rose MesiCRD 5481983 · Princeton, NJ
  IA RegisteredBroker
• Dylan Anthony MoranoCRD 7656315 · New York, NY
  Broker
• Michael Richard NarlowCRD 4752207 · Boca Raton, FL
  Broker
• Joseph Thomas NatoliCRD 2499674 · Melville, NY
  Broker
• Tracy Monroe NolteCRD 2784932 · Boerne, TX
  IA RegisteredBroker
• Linda May NorthCRD 2558621 · San Diego, CA
  Broker
• Miguel NavarreteCRD 7934178 · Boerne, TX
  IA RegisteredBroker
• Trang Thuy NguyenCRD 4420442 · Monument, CO
  IA RegisteredBroker
• Kylee Arin O'neilCRD 7020931 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Jeffrey Kurtis OpieCRD 5763807 · Princeton, NJ
  Broker
• David Ross ParnesCRD 5682720 · Boca Raton, FL
  Broker
• Lloyd Elbert PeguesCRD 1981223 · Rockville, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Stuart PetrucelliCRD 5751764 · Madison, NJ
  IA RegisteredBroker
• Alan Ira PanzerCRD 2336082 · Atlanta, GA
  IA RegisteredBroker
• Carlos Daniel PerezCRD 8030974 · Boerne, TX
  IA RegisteredBroker
• Michael John PfeifferCRD 6823868 · Princeton, NJ
  IA RegisteredBroker
• Trinity Joyce PlunkCRD 7540266 · Cedarburg, WI
  IA RegisteredBroker
• Adrianne Stewart PotworaCRD 2100318 · Eugene, OR
  IA RegisteredBroker
• Rene RamirezCRD 5543135 · Boerne, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Sonja Devon ReedCRD 4226012 · Monument, CO
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.