Advisors Asset Management, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

46727

SEC number

801-62731

Firm type

RIA

Assets under management

$2.2B as of Mar 31, 2026

Website

www.aamlive.com ↗

Phone

719-488-9956

Address

18925 Base Camp Road, Monument, CO, 80132

Advisors at this firm

145 in our index · page 3 of 3

• Morgan Edward RoseneauCRD 7070284 · Charlotte, NC
  Broker
• Steven Noel RuizCRD 7513146 · Boerne, TX
  IA RegisteredBroker
• Nicholas Nathan ScarpelloCRD 5568775 · Boca Raton, FL
  Broker
• Brad SchultheisCRD 4835709 · Monument, CO
  IA RegisteredBroker
• Steven Geoffrey SchwanekampCRD 2557091 · Cincinnati, OH
  IA RegisteredBroker
• David Ray SeibertCRD 2738072 · Murfreesboro, TN
  IA RegisteredBroker
• Charles Edward SicklesCRD 2097390 · Princeton, NJ
  IA RegisteredBroker
• Shelley D SmithCRD 4544460 · Boerne, TX
  Broker
• Mark B SolimandoCRD 6470983 · Boca Raton, FL
  BrokerRegistration inactive
• Roy George SteinhilberCRD 1595458 · Lisle, IL
  Broker
• Richard Alan StewartCRD 1653343 · New York, NY
  Broker
• William Tieck StillmanCRD 5298830 · Monument, CO
  Broker
• Timothy John StoklosaCRD 4897959 · Princeton, NJ
  IA RegisteredBroker
• Arthur Francis SullivanCRD 1392785 · Boerne, TX
  IA RegisteredBroker
• Daniel Martin SwallowCRD 2192847 · Audubon, NJ
  IA RegisteredBroker
• John Michael SwensonCRD 4290889 · Boca Raton, FL
  Broker
• John Zoltan SzalayCRD 4268345 · Boerne, TX
  IA RegisteredBroker
• Jason SandlerCRD 5558397 · Boca Raton, FL
  IA RegisteredBroker
• Lauren SawyerCRD 6557430 · Palatine, IL
  Broker
• Scott Nicklaus SibleCRD 8191356 · Lisle, IL
  IA RegisteredBroker
• James Phillip SluisCRD 6247506 · Irvine, CA
  IA RegisteredBroker
• Christopher Craig SolodynaCRD 4205096 · Boca Raton, FL
  Broker
• Harrison Michael SwettCRD 7608802 · Melville, NY
  Broker
• Christopher Ryan ThompsonCRD 5335451 · Wichita, KS
  Broker
• Gerardo Enrique TrevinoCRD 4786446 · Boerne, TX
  Broker
• Lori Ann TerraziCRD 4223358 · Boca Raton, FL
  Broker
• James ToppingCRD 7469144 · Lisle, IL
  IA RegisteredBroker
• Dustin Kyle TruittCRD 7470152 · Wichita, KS
  IA RegisteredBroker
• Lucinda Inez UvalleCRD 7469809 · Monument, CO
  Broker
• Jennifer Lynn Van AlstyneCRD 4272025 · Boerne, TX
  IA RegisteredBroker
• Frank J VidakovicsCRD 4406666 · Monument, CO
  IA RegisteredBroker
• Jacobus Johannes VisserCRD 2549405 · San Antonio, TX
  IA RegisteredBroker
• Fabrizio Volpe Von HorochCRD 7825862 · Boca Raton, FL
  IA RegisteredBroker
• Edward Anthony WhiteCRD 5298836 · Boerne, TX
  IA RegisteredBroker
• Renita Lynn WhitmireCRD 2154146 · Boerne, TX
  Broker
• Brady Nicholas WahlCRD 7052573 · Boca Raton, FL
  IA RegisteredBroker
• Frederick Donald WeihmillerCRD 6887197 · Monument, CO
  IA RegisteredBroker
• Tyler Scott WeitzenfeldCRD 7932409 · Boca Raton, FL
  IA RegisteredBroker
• Kurt Volker WessnerCRD 8030973 · Melville, NY
  IA RegisteredBroker
• Jake Robert WhiteCRD 7983993 · Lisle, IL
  IA RegisteredBroker
• Ryan Nathaniel WhitesellCRD 4332424 · Boca Raton, FL
  Broker
• Ciara Dai WilcoxCRD 7186745 · Monument, CO
  Broker
• Robert WilkinsonCRD 4769052 · Doylestown, PA
  IA RegisteredBroker
• Tomer Daniel YabrovCRD 4228882 · Woodland Hills, CA
  IA RegisteredBroker
• Andrew Stuart ZimmermanCRD 4875314 · Boca Raton, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.