Charles Schwab & Co., Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 5393
- SEC number
- 801-29938
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Address
- 425 Market Street, San Francisco, CA, 94105
Advisors at this firm
17,048 in our index · page 122 of 341
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Eric P HarrisCRD 6757889 · Phoenix, AZBroker
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Evon Joo Tin HarrisCRD 4667294 · Orlando, FLIA RegisteredBroker
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James Brantley HarrisCRD 4103704 · The Woodlands, TXIA RegisteredBroker
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Jordan Leigh HarrisCRD 6392130 · Westlake, TXBroker
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Kenneth Alan HarrisCRD 4746092 · Westlake, TXIA RegisteredBroker
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Ricardo O HarrisCRD 6265420 · Phoenix, AZIA RegisteredBrokerDisclosure event(s) on record
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Rita Lynn HarrisCRD 3242736 · Westlake, TXBrokerDisclosure event(s) on record
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Shirre R HarrisCRD 6820548 · Phoenix, AZBroker
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Spencer Craig HarrisCRD 5717394 · Omaha, NEBroker
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William Andrew HarrisCRD 2312929 · Lone Tree, COBroker
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Austin Michael HarrisonCRD 6742673 · Westlake, TXBroker
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James Andrew HarrisonCRD 6879810 · Omaha, NEIA RegisteredBroker
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David HarryCRD 7036224 · Richfield, OHIA RegisteredBroker
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Elizabeth Cullum HartCRD 1735664 · Jersey City, NJIA RegisteredBroker
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Shane Ryan HartCRD 5346391 · Dickson City, PAIA RegisteredBroker
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Steven George HartCRD 1991098 · Lone Tree, COIA RegisteredBroker
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Scott Brice HartgravesCRD 6090820 · Austin, TXIA RegisteredBroker
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Holley Ella HartleyCRD 5962747 · Westlake, TXIA RegisteredBroker
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Tina M HartleyCRD 4283548 · Orlando, FLBroker
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Mikel Jacob HartmanCRD 6074597 · Indianapolis, INIA RegisteredBroker
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Nathan HartmanCRD 4710174 · Phoenix, AZIA RegisteredBroker
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Ryan John HartmanCRD 4962067 · Westlake, TXIA RegisteredBroker
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Amy Elizabeth HartmannCRD 6866567 · Westlake, TXIA RegisteredBroker
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Nicholas Karl HartungCRD 5497610 · Omaha, NEIA RegisteredBrokerDisclosure event(s) on record
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Thomas Edward HartyCRD 2352350 · Richfield, OHIA RegisteredBroker
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Aaron Scott HarveyCRD 5119744 · Westlake, TXIA RegisteredBrokerDisclosure event(s) on record
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Allan B HarveyCRD 3065749 · Westlake, TXBroker
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Christopher Charles HarveyCRD 5739982 · Naples, FLIA RegisteredBroker
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Jeanne Louise HarveyCRD 5128184 · Lone Tree, COBroker
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Robert D HarveyCRD 5109541 · Westlake, TXIA RegisteredBroker
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Sarah HarveyCRD 7427941 · Phoenix, AZBroker
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Clinton HarwellCRD 5703203 · Westlake, TXBroker
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Graham R HarwellCRD 5228348 · Westlake, TXBrokerDisclosure event(s) on record
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Emily Whorton HarwoodCRD 3132381 · Lone Tree, COIA RegisteredBrokerDisclosure event(s) on record
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Eric Randall HarwoodCRD 5481230 · Lone Tree, COBrokerRegistration inactive
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Cais HasanCRD 5979482 · Lone Tree, COBroker
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Tamara K HaseltineCRD 2795884 · Richfield, OHBroker
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Julia Elizabeth HaskellCRD 6945552 · Red Bank, NJBroker
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Danielle HassanCRD 7426924 · Bethesda, MDIA RegisteredBroker
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James Scott HassellCRD 2870839 · Orlando, FLIA RegisteredBroker
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Geoffrey F HathhornCRD 4985057 · Albuquerque, NMIA RegisteredBroker
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Neesha K HathiCRD 2648997 · San Francisco, CABroker
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Carson Niles HatlaCRD 6942049 · Westlake, TXBroker
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Charles Arthur HattCRD 6436575 · Indianapolis, INBroker
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Aria HattiangadiCRD 5442154 · Atlanta, GAIA RegisteredBroker
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Michael HauCRD 8144990 · Omaha, NEBroker
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Alexandra Ann HauerCRD 6523572 · Westlake, TXIA RegisteredBroker
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Erik Dane HaugenCRD 2657209 · Philadelphia, PAIA RegisteredBroker
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Lukas Alexander HaugenCRD 6792378 · Phoenix, AZIA RegisteredBroker
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Michael Read HaugheryCRD 2197913 · Mountain Brook, ALIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 5393 ↗
FINRA BrokerCheck record for firm CRD 5393 ↗
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Data compiled Aug 26, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.