Charles Schwab & Co., Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 5393
- SEC number
- 801-29938
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Address
- 425 Market Street, San Francisco, CA, 94105
Advisors at this firm
17,048 in our index · page 75 of 341
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Thomas Joseph DuclosCRD 6169993 · Albany, NYIA RegisteredBroker
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Scott Jeffrey DudashCRD 2977435 · Orlando, FLBroker
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David Nicholas DudekCRD 4325384 · Appleton, WIIA RegisteredBrokerDisclosure event(s) on record
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Michaela Beth DudleyCRD 5928591 · Lone Tree, COBroker
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Melissa Kay DuecyCRD 6691759 · Lone Tree, COBroker
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Tessa Brugh DuekerCRD 5354953 · Nashville, TNIA RegisteredBroker
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Lupita Chrystal DuenasCRD 6946340 · Brea, CAIA RegisteredBroker
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Craig Matthew DueroCRD 5543792 · Lone Tree, COBroker
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Rey DuesCRD 5936573 · Lone Tree, COIA RegisteredBroker
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Alan Douglas DuffCRD 6386892 · Lone Tree, COIA RegisteredBroker
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Daniel James DuffyCRD 4720865 · Houston, TXIA RegisteredBroker
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James Thomas DuganCRD 4226686 · Chestnut Hill, MAIA RegisteredBroker
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Jason Stephen DugdaleCRD 4524893 · Dallas, TXIA RegisteredBroker
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Andrew Elmer DugganCRD 7241491 · Lone Tree, COIA RegisteredBroker
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Edwin Emanuel DukeCRD 7624495 · Los Angeles, CAIA RegisteredBroker
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Matthew James DukowitzCRD 5066463 · Westlake, TXBroker
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Scott H DulgarianCRD 5243053 · Lone Tree, COIA RegisteredBroker
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Chloe DulworthCRD 8129014 · Austin, TXRegistration inactive
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David Brian DulyCRD 2623828 · Austin, TXIA RegisteredBroker
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Brent Michael DumanCRD 5741938 · Lone Tree, COBroker
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Nelson DumeCRD 5135312 · Chicago, ILIA RegisteredBroker
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Courtney Cleland DuncanCRD 5002843 · Austin, TXBroker
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Daniel Ryan DuncanCRD 7366816 · Phoenix, AZIA RegisteredBroker
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Harold Alarcon DuncanCRD 6336721 · Westlake, TXIA RegisteredBroker
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Jeremiah Lee DuncanCRD 5928617 · Lone Tree, COBroker
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Joshua Alan DuncanCRD 6616986 · Westlake, TXBroker
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Michael Lee DuncanCRD 5069004 · Orlando, FLBroker
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Elizabeth J DundisCRD 2849155 · Omaha, NEBroker
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Jerry Lynn DunivanCRD 5182195 · Clayton, MOIA RegisteredBroker
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Paul Delahoussaye DunkCRD 3222499 · Chicago, ILIA RegisteredBroker
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John Alan DunkelCRD 5700459 · Prescott, AZIA RegisteredBroker
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Kyle Robert DunkelbergerCRD 5277531 · Westlake, TXBroker
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Willie DunmoreCRD 1675179 · Leawood, KSIA RegisteredBrokerDisclosure event(s) on record
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Jason A DunnCRD 6801649 · Indianapolis, INIA RegisteredBroker
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Michael Spencer DunnCRD 5834628 · Omaha, NEIA RegisteredBroker
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Natalie Kay DunnCRD 4173477 · Westlake, TXIA RegisteredBroker
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Richard Francis DunnCRD 1412650 · Newport Beach, CAIA RegisteredBroker
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Tyler Paul DunnCRD 7304113 · Lone Tree, COIA RegisteredBroker
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Donald Ray DupontCRD 5379719 · Orlando, FLIA RegisteredBroker
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Jessica Alexis DuranCRD 6316142 · Phoenix, AZIA RegisteredBroker
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Katerina DurcakCRD 4933904 · Westlake, TXBroker
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R Scott DurcaninCRD 1946812 · San Francisco, CAIA RegisteredBrokerDisclosure event(s) on record
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Scott F DurfeyCRD 6854333 · Chicago, ILBroker
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Amy M DurganCRD 2909200 · Phoenix, AZBrokerDisclosure event(s) on record
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Ryan DurhamCRD 7166186 · Indianapolis, INIA RegisteredBroker
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Joel D DurkesCRD 7279173 · Indianapolis, INBroker
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John Thomas DurninCRD 4767849 · Orlando, FLBrokerDisclosure event(s) on record
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Glenn DurrCRD 5338011 · Westlake, TXIA RegisteredBroker
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Bradford Armstrong DusekCRD 6713818 · Westlake, TXBroker
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Dina G DvorakCRD 5206138 · San Francisco, CABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 5393 ↗
FINRA BrokerCheck record for firm CRD 5393 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.