Moors & Cabot, Inc

Firm record

As recorded in SEC IAPD

Firm CRD

594

SEC number

801-48726

Firm type

RIA

Assets under management

$3.4B as of Sep 29, 2025

Website

www.linkedin.com/company/moors-&-cabot ↗

Phone

800-426-0501

Address

One Federal Street, Boston, MA, 02110

Advisors at this firm

110 in our index · page 2 of 3

• Marilyn Claire HayesCRD 728193 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Rafael HernandezCRD 4082039 · Boston, MA
  IA RegisteredBroker
• Michael Christopher HildrethCRD 2386839 · Boston, MA
  IA RegisteredBroker
• David John HoronzyCRD 2416575 · Mertztown, PA
  IA RegisteredBroker
• G Joseph HayesCRD 1215742 · Boston, MA
  BrokerRegistration inactive
  Disclosure event(s) on record
• Akhil Rajiv IyengarCRD 7227568 · Hollywood, FL
  IA RegisteredBroker
• Lisa Marie IsaacsCRD 1602640 · Maitland, FL
  IA RegisteredBroker
• Christopher John JuallCRD 2170381 · Englewood, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Wilbur JewsburyCRD 4603472 · Alexandria, VA
  IA RegisteredBroker
• Matthew James JohnsonCRD 4607958 · Naples, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Edward KellyCRD 5417918 · Keokuk, IA
  IA RegisteredBroker
• Christopher Alfred KoszitzkiCRD 6736380 · Mesa, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Sharon Marie KurgisCRD 1123345 · Naples, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael John KurkaCRD 2413833 · Alexandria, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Travis Scott KochCRD 4530099 · Naples, FL
  IA RegisteredBroker
• Daniel Robert KruegerCRD 2273841 · Keokuk, IA
  IA RegisteredBroker
• Francis KulakCRD 1494709 · Andover, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Aline Rose LavelleCRD 1234354 · Boston, MA
  Broker
• Callum Joseph Fraser MacleanCRD 2576933 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Lillian Margaret ManningCRD 1256510 · Boston, MA
  Broker
• Eric William MarchandCRD 2791633 · Boston, MA
  Broker
• Thomas Allen MasseyCRD 4338920 · Naples, FL
  IA RegisteredBroker
• Todd Alan MauermanCRD 1070495 · Englewood, FL
  IA RegisteredBroker
• Winfield Keys MayneCRD 4334505 · Greenville, NC
  IA RegisteredBroker
• Brice Michael McmahonCRD 6397229 · Boston, MA
  IA RegisteredBroker
• Peter Tilton MedgyesyCRD 5234700 · Maitland, FL
  IA RegisteredBroker
• Neal Edward MiltonCRD 2642841 · Boston, MA
  Broker
• Matthew Dale MooreCRD 5338962 · Boston, MA
  Broker
• Charles Ray MurphyCRD 2105028 · Roswell, NM
  IA RegisteredBroker
  Disclosure event(s) on record
• Carol Murphy-ReardonCRD 863862 · Boston, MA
  Broker
• Rana Samraat Singh MagheraCRD 4324408 · Boston, MA
  BrokerRegistration inactive
• Patricia ManocchioCRD 1253272 · Boston, MA
  Broker
• Joseph A McdonaldCRD 2875167 · Boston, MA
  Broker
• Erik Allen O'keefeCRD 5027947 · Lockport, NY
  IA RegisteredBroker
• Thomas Christopher ObrienCRD 1081204 · Boston, MA
  Broker
• Samuel John OkeefeCRD 7380263 · Lockport, NY
  Broker
• Darin OrthCRD 7200505 · Maitland, FL
  IA RegisteredBroker
• Rhodes Cuttle PalmerCRD 355670 · Lockport, NY
  Broker
• Andrew Joseph PhelanCRD 7710069 · Boston, MA
  IA RegisteredBroker
• William PlutaCRD 8042457 · Naples, FL
  IA RegisteredBroker
• Nicholas Anthony ProfetaCRD 7909278 · Keokuk, IA
  IA RegisteredBroker
• David A RobbinsCRD 5673670 · Phoenix, AZ
  IA RegisteredBroker
• Mary F RyanCRD 4591168 · Boston, MA
  Broker
• Al-Qamarudeen Oshiokenoya RilwanuCRD 7377911 · Boston, MA
  Broker
• Colleen Charlene SavageCRD 4616334 · Boston, MA
  Broker
• Bruce Johnson ScottCRD 2227107 · Athens, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter David ScottCRD 4616053 · Boston, MA
  IA RegisteredBroker
• Catherine ShashatyCRD 3022599 · Englewood, FL
  Broker
• Julia L SmithCRD 3086213 · Boston, MA
  Broker
• John P SullivanCRD 1391123 · Boston, MA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.