Moors & Cabot, Inc

CRD 594 · Boston, MA · $3.4B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 594
SEC number: 801-48726
Firm type: RIA
Assets under management: $3.4B as of Sep 29, 2025
Website: www.linkedin.com/company/moors-&-cabot ↗
Phone: 800-426-0501
Address: One Federal Street, Boston, MA, 02110

Advisors at this firm

110 in our index · page 3 of 3

Michael Joseph SurprenantCRD 2458986 · Boston, MA

Broker

Disclosure event(s) on record
Yvonne L ShanklinCRD 5672177 · Crestview, FL

IA RegisteredBroker

Disclosure event(s) on record
Marielle TermineCRD 6791752 · Boston, MA

Broker
Ryan David TunisonCRD 7113372 · Poland, OH

IA RegisteredBroker
Ty August VinickCRD 8057738 · Springfield, MA

IA RegisteredBroker
Tanner Ryan WelchCRD 6677646 · Phoenix, AZ

IA RegisteredBroker
Lisa Marie ZinnaCRD 2360601 · Alexandria, VA

Broker
Brian ZehnpfennigCRD 7933378 · Phoenix, AZ

Broker
Nelson ZompettiCRD 7083668 · Boston, MA

IA RegisteredBroker
Courtney BridgeCRD 6982038 · Boston, MA

IA RegisteredBroker

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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