Lpl Financial LLC
Registered firm
Firm record
As recorded in SEC IAPD
- Firm CRD
- 6413
- SEC number
- 801-10970
- Firm type
- Not yet retrieved from the source record
- Assets under management
- $819.1B as of Jun 30, 2026
- Website
- www.instagram.com/lpl_financial ↗
- Phone
- 704-733-3300
- Address
- 1055 Lpl Way, Fort Mill, SC, 29715
Advisors at this firm
553 in our index · page 10 of 12
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Christine Marie SosciaCRD 2570450 · Las Vegas, NVIA RegisteredBrokerDisclosure event(s) on record
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David Stephen SpannCRD 5749321 · Houston, TXIA RegisteredBroker
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Jay Richard SpectorCRD 5197488 · Glendale, AZIA RegisteredBroker
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Mike C SpencerCRD 2194381 · El Dorado, KSIA RegisteredBroker
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Jeffrey R. St JohnCRD 4406350 · Northbrook, ILIA RegisteredBroker
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Scott Josef StaleyCRD 4674798 · Chicago, ILIA RegisteredBroker
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Mitchell Bradley StarrCRD 2361040 · Ft Lauderdale, FLIA RegisteredBrokerDisclosure event(s) on record
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Robert Reynolds SteinfeldCRD 4743836 · Metairie, LAIA RegisteredBroker
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Paul Richard StephensCRD 2220491 · Bloomfield Hills, MIIA RegisteredBroker
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Glenn Edward StephensonCRD 1412986 · Bedminster, NJIA RegisteredBroker
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Russell Albert StolaCRD 4125737 · Massapequa, NYIA RegisteredBrokerDisclosure event(s) on record
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Robert Charles StreitCRD 2922098 · Bryn Mawr, PAIA RegisteredBroker
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A. Nicholas Strom-OlsenCRD 4476718 · Manchester Center, VTIA RegisteredBroker
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Kathryn SwanCRD 7373127 · Scottsdale, AZIA RegisteredBroker
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Jacob David SeeCRD 7554084 · Roselle, ILIA RegisteredBroker
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Daniel Alan SellersCRD 6189200 · Mcminnville, TNIA RegisteredBroker
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Mary K SetterCRD 5838902 · Buffalo, NYIA RegisteredBrokerDisclosure event(s) on record
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Matthew J SivaCRD 6854915 · Buffalo, NYIA RegisteredBroker
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Brooke Ann SmithCRD 7385603 · Rutland, VTIA RegisteredBroker
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Eric M StortsCRD 6560660 · Winter Park, FLIA RegisteredBroker
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Diana SvarishchukCRD 7234431 · Fort Mill, SCBroker
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Kerry Patrick TallonCRD 2771471 · Pittsford, NYIA RegisteredBroker
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Keegan James TangheCRD 4819501 · Corona, CAIA RegisteredBrokerDisclosure event(s) on record
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Alejandro Alfonso TapiaCRD 4644355 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Narendra N TarikereCRD 8014503 · Albuquerque, NMIA RegisteredBroker
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Diane Susan TaylorCRD 4611193 · Pittman, NJIA Registered
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Jason TaylorCRD 5686395 · Gilford, NHIA RegisteredBroker
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Brandan Steven TeagueCRD 5737046 · Tampa, FLIA RegisteredBroker
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Thomas Scott TeasckCRD 3154752 · Brainerd, MNIA RegisteredBroker
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Ryan Nichols TempletonCRD 7091087 · Columbia, SCIA RegisteredBroker
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Todd Michael TevensCRD 4262030 · Buffalo, NYIA RegisteredBroker
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Brian Michael TherrellCRD 4793352 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Aaron Drew ThompsonCRD 4437463 · Columbia, ILIA RegisteredBroker
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Carl Lee ThompsonCRD 1373253 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Erik Eugene ThompsonCRD 5272154 · Madison, GAIA RegisteredBroker
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H Dewey ThompsonCRD 1694244 · Coshocton, OHIA RegisteredBrokerDisclosure event(s) on record
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Brian Craig TillotsonCRD 2468151 · Southlake, TXIA RegisteredBrokerDisclosure event(s) on record
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Brian Edward TokarikCRD 5783734 · San Diego, CAIA RegisteredBroker
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My Kim TonCRD 5728783 · Wichita Falls, TXIA RegisteredBroker
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Glenda Ruth ToonCRD 3267043 · El Paso, TXIA RegisteredBroker
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Peter Tomas TourvilleCRD 2379834 · Brookfield, WIIA RegisteredBroker
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Frederick E TreffCRD 5612919 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Daniel Scott TresemerCRD 2922195 · St. Charles, ILIA RegisteredBroker
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Kurt Frederick TrieboldCRD 3165391 · Delafield, WIIA RegisteredBroker
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Joseph Paul TrybulaCRD 2771725 · Town And Country, MOIA RegisteredBroker
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Sandra Jean TurchiarelliCRD 5153580 · West Seneca, NYIA RegisteredBroker
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John James TurcotteCRD 1344335 · Northville, MIIA RegisteredBrokerDisclosure event(s) on record
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Steven Matthew TaitCRD 7512516 · Springdale, ARIA RegisteredBroker
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Laurie L TinnellCRD 6584914 · Evergreen, COIA Registered
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Brian Joseph UllmannCRD 5474380 · Fresno, CAIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 6413 ↗
FINRA BrokerCheck record for firm CRD 6413 ↗
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Data compiled Aug 21, 2026. Source: IAPD. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.