Lpl Financial LLC
Registered firm
Firm record
As recorded in SEC IAPD
- Firm CRD
- 6413
- SEC number
- 801-10970
- Firm type
- Not yet retrieved from the source record
- Assets under management
- $819.1B as of Jun 30, 2026
- Website
- www.instagram.com/lpl_financial ↗
- Phone
- 704-733-3300
- Address
- 1055 Lpl Way, Fort Mill, SC, 29715
Advisors at this firm
553 in our index · page 9 of 12
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James Joseph RehakCRD 1503983 · Buffalo, NYIA RegisteredBroker
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Thomas Vincent ReidCRD 2779975 · Boca Raton, FLIA RegisteredBroker
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Randall James ReinagelCRD 2665662 · San Antonio, TXIA RegisteredBroker
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Mark Alan ReinertCRD 1943873 · Topeka, KSIA RegisteredBroker
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David Patrick ReschCRD 836946 · Pittsford, NYIA RegisteredBrokerDisclosure event(s) on record
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Mark Clifford RichmondCRD 1520828 · Napa, CAIA RegisteredBroker
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Earl Bernard RideauCRD 2243525 · Napa, CAIA RegisteredBroker
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Steven T RiesCRD 5280917 · Voorhees, NJIA RegisteredBroker
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Sean Patrick RileyCRD 2785689 · Manchester, NHIA RegisteredBroker
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Jacob RiloffCRD 2089113 · Furlong, PAIA RegisteredRegistration inactive
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Susan Hays RobenaltCRD 2677352 · Powell, OHIA RegisteredBrokerDisclosure event(s) on record
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Michael Anthony RogersCRD 1999760 · Wayzata, MNIA RegisteredBroker
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Thomas Lake RossCRD 2384765 · Chesterfield, MOIA RegisteredBroker
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Joshua Glenn RothbardCRD 4147286 · Horsham, PAIA RegisteredBroker
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Lewis Marlin RoweCRD 1349573 · Bloomfield Hills, MIIA RegisteredBrokerDisclosure event(s) on record
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Jeffrey Carl RubinCRD 736859 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Michael Joseph RuggieriCRD 2652152 · Phoenix, AZIA RegisteredBroker
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David RectenwaldCRD 6689335 · Thurmont, MDIA RegisteredBroker
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James Patrick RehakCRD 6944181 · Buffalo, NYIA RegisteredBroker
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William Ryan Barbieri ReisCRD 7735456 · Canton, MAIA RegisteredBroker
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Cade RoqueCRD 7785643 · Mesa, AZIA RegisteredBroker
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Richard A. RosaCRD 6778672 · Denville, NJIA RegisteredBroker
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Taylor James SalisburyCRD 6232141 · Irvine, CAIA RegisteredBroker
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Christen Lee SanchezCRD 2885667 · Jacksonville, FLIA RegisteredBroker
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Greg James SansumCRD 4915283 · Greenacres, FLIA RegisteredBrokerDisclosure event(s) on record
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Christopher Michael SchankCRD 5866543 · Horsham, PAIA RegisteredBroker
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Jeffrey James SchmeltekopfCRD 2056563 · Fort Worth, TXIA RegisteredBroker
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Allison Louise SchmidtCRD 5631247 · Denver, COIA RegisteredBroker
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James Alan SchmidtCRD 1674426 · Mchenry, ILIA RegisteredBroker
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James Robert SchmidtCRD 6324047 · Mchenry, ILIA RegisteredBroker
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Kent SchmidtCRD 1121187 · Syracuse, NYIA RegisteredBroker
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Gregg S SchriroCRD 3140626 · Rockville Centre, NYIA RegisteredBroker
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Robert Cole SchwarzCRD 6274694 · Great Bend, KSIA RegisteredBroker
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Edward Vernon ScobyCRD 5440511 · Barriington, ILIA RegisteredBroker
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Daren Phillip SeekinsCRD 2637655 · Bangor, MEIA RegisteredBroker
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John Patrick SelasCRD 1716736 · Brookfield, WIIA RegisteredBroker
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James Christopher SextonCRD 5747666 · El Dorado, KSIA RegisteredBroker
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Patrick Joseph SgroiCRD 2226276 · West Seneca, NYIA RegisteredBroker
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Elaine Mueller ShanleyCRD 2800385 · Annapolis, MDIA RegisteredBroker
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Don Matthew SilkCRD 2276631 · Newington, NHIA RegisteredBrokerDisclosure event(s) on record
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Todd A. SimmonsCRD 4305126 · Mansfield, TXIA RegisteredBroker
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Brian A SlatteryCRD 5773046 · Albany, NYIA RegisteredBroker
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George Kenneth SlymanCRD 1460623 · New Ipswich, NHIA RegisteredBroker
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Christian Daly SmaistrlaCRD 3093304 · Tomball, TXIA RegisteredBroker
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Steven Charles SmallCRD 2097472 · Napoleon, OHIA RegisteredBroker
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Gregory Warren SmithCRD 1302617 · Louisville, KYIA RegisteredBroker
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Michael Keith SmithCRD 1424328 · Crystal Lake, ILIA RegisteredBroker
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Michael Thomas SmithCRD 4086330 · Bolingbrook, ILIA RegisteredBrokerDisclosure event(s) on record
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Joseph SolomonCRD 1076848 · Studio City, CAIA RegisteredBroker
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Sheri Lynn SorensenCRD 6129424 · Eau Claire, WIIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 6413 ↗
FINRA BrokerCheck record for firm CRD 6413 ↗
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Data compiled Aug 20, 2026. Source: IAPD. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.