Lpl Financial LLC
Registered firm
Firm record
As recorded in SEC IAPD
- Firm CRD
- 6413
- SEC number
- 801-10970
- Firm type
- Not yet retrieved from the source record
- Assets under management
- $819.1B as of Jun 30, 2026
- Website
- www.instagram.com/lpl_financial ↗
- Phone
- 704-733-3300
- Address
- 1055 Lpl Way, Fort Mill, SC, 29715
Advisors at this firm
553 in our index · page 8 of 12
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Michael Bradley MorganCRD 4725083 · Sherman, TXIA RegisteredBrokerDisclosure event(s) on record
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Christine Emily MusuneggiCRD 3124311 · Canonsburg, PAIA RegisteredBroker
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Daniel Mark NagelCRD 1861282 · Lake Forest, ILIA RegisteredBrokerDisclosure event(s) on record
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Philip Lee NagelCRD 1827270 · Scottsdale, AZIA RegisteredBroker
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Kathleen A NemetzCRD 4887008 · Prescott, AZIA RegisteredBroker
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Eric Thomas NormanCRD 5509766 · Hopkins, MNIA RegisteredBroker
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Joseph Spencer NorrisCRD 4920812 · Mount Laurel, NJIA RegisteredBroker
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Calvin Amandus NeemanCRD 2775144 · Columbia, ILIA RegisteredBrokerDisclosure event(s) on record
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Dawn Sanchez NicolesCRD 4454340 · Jacksonville, FLIA RegisteredBroker
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Tina Marie NofzingerCRD 2510293 · Archbold, OHIA RegisteredBroker
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Therese Michelle O'connellCRD 4763944 · Roanoke, VAIA RegisteredBroker
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Kevin John ObrienCRD 2635276 · Beachwood, OHIA RegisteredBroker
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Orlando OchoaCRD 4535436 · Chicago, ILIA RegisteredBroker
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Robert J OchoaCRD 4454820 · West Covina, CAIA RegisteredBroker
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Sean Michael OkeefeCRD 2259214 · Irvine, CAIA RegisteredBrokerDisclosure event(s) on record
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Alexandre Miguel OliveiraCRD 4819353 · Waltham, MAIA RegisteredBroker
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Mitchell G. OliverCRD 5533558 · Dalton, GAIA RegisteredBroker
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Mark Adam OppCRD 2502705 · Alexandria, MNIA RegisteredBrokerDisclosure event(s) on record
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Jon Richard OtternessCRD 4568390 · Mayer, MNIA RegisteredBroker
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Jonathan Alan OwenbyCRD 3109421 · Alpharetta, GAIA RegisteredBroker
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Timothy Joseph OlejniczakCRD 6331411 · West Des Moines, IAIA RegisteredBroker
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Bradley Gene PagliaroCRD 4580142 · Wesley Chapel, FLIA RegisteredBroker
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Mayank Ashvinbhai PatelCRD 6991045 · Fort Mill, SCIA RegisteredBroker
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Caleb Wellington PearsonCRD 5802474 · West Des Moines, IAIA RegisteredBroker
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Elisia Faith PearsonCRD 3079710 · Houston, TXIA RegisteredBroker
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Christopher Leigh PeddeCRD 7743742 · Rapid City, SDIA RegisteredBroker
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Gary William PelletierCRD 1257856 · Nashua, NHIA RegisteredBroker
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Traci Lee PetersonCRD 5471298 · Marshall, WIIA RegisteredBroker
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Jonathan Leo PetrieCRD 6436617 · Orchard Park, NYIA RegisteredBroker
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Alison Elizabeth Pettine WyshockCRD 6042658 · Horsham, PAIA RegisteredBroker
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Scott Andrew PiggushCRD 5192182 · Bourbonnais, ILIA RegisteredBroker
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Jesse Armand PigoniCRD 6976755 · Beaver Falls, PAIA RegisteredBroker
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Jason Busald PikeCRD 4803715 · Shelbyville, INIA RegisteredBroker
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Samantha Maryann PilacinskiCRD 6355274 · Woodbury, MNIA RegisteredRegistration inactive
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Craig Steven PineCRD 5326216 · San Jose, CAIA RegisteredBroker
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Beth Anne PlentzasCRD 2425767 · Bedford, NHIA RegisteredBroker
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Richard Austin PondCRD 4169336 · Sarasota, FLIA RegisteredBroker
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Mark Jeffrey PorterCRD 4943237 · Canton, MAIA RegisteredBroker
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Martin Dalton PorterCRD 5632549 · Mt. Juliet, TNIA RegisteredBroker
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John Asa PostCRD 1130205 · Pittsford, NYIA RegisteredBroker
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Mark Francis PowellCRD 4286919 · St. Charles, ILIA RegisteredBroker
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Kevin John PrendergastCRD 5651358 · Geneva, ILIA RegisteredBroker
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William James PrenticeCRD 3212474 · Rochester, NYIA RegisteredBroker
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Benjamin PaytonCRD 6890472 · Cody, WYIA RegisteredBroker
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Mindy Leigh QuaCRD 3027922 · Beachwood, OHIA RegisteredBroker
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Randy Evans RamosCRD 6211901 · Tampa, FLIA RegisteredBroker
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James Heath RaperCRD 4817494 · Memphis, TNIA RegisteredBroker
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Mark Steven RathjenCRD 2614215 · Melville, NYIA RegisteredBroker
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Blake Neil RawsonCRD 2732892 · Hudson, OHIA RegisteredBroker
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Richard S ReberCRD 5506442 · Stanley, NCIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 6413 ↗
FINRA BrokerCheck record for firm CRD 6413 ↗
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Data compiled Aug 20, 2026. Source: IAPD. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.