Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 120 of 541
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Theodore W DunhamCRD 1397843 · Gilbert, AZIA RegisteredBroker
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Forrest Ethan DunnCRD 4983803 · Memphis, TNIA RegisteredBrokerDisclosure event(s) on record
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George Anthony DunnCRD 73551 · Ponte Vedra Beach, FLIA RegisteredBroker
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Kevin Brian DunnCRD 4646370 · Burlington, MAIA RegisteredBroker
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Leslie Denise DunnCRD 4289126 · San Francisco, CAIA RegisteredBroker
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Michael Thomas DunnCRD 2216670 · Walnut Creek, CAIA RegisteredBroker
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Paul DunnCRD 5413486 · Wayne, PAIA RegisteredBroker
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Robert DunnCRD 5915954 · Pennington, NJIA RegisteredBroker
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Shawna D DunnCRD 7600423 · Raleigh, NCIA RegisteredBroker
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Stacey I Dunn PadillaCRD 6401049 · Gilbert, AZIA RegisteredBroker
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Christopher Rayne DunnavantCRD 2178539 · Orlando, FLIA RegisteredBrokerDisclosure event(s) on record
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Peter Finley DunneCRD 1369182 · Bethesda, MDIA RegisteredBroker
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William D DunnewoldCRD 5923991 · New York, NYBroker
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Timothy Thomas DunniganCRD 6402923 · Pennington, NJIA RegisteredBroker
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Christopher Andrew DunningCRD 6278524 · Pennington, NJIA RegisteredBroker
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Sean Michael DunningCRD 4034820 · New York, NYBroker
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Bryan Michael DunstCRD 4702996 · Wayne, NJIA RegisteredBrokerDisclosure event(s) on record
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Vu Trieu DuongCRD 7693102 · Brookline, MAIA RegisteredBroker
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Alecia Mischelle DupontCRD 4275312 · Winter Park, FLIA RegisteredBroker
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Joshua M DupreyCRD 6555056 · Charlotte, NCIA RegisteredBroker
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Richard Leonard DupuisCRD 818010 · Stamford, CTIA RegisteredBroker
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Serena Angelique DupuyCRD 5321386 · Reston, VAIA RegisteredBroker
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Julia M DuranCRD 1429643 · Houston, TXIA RegisteredBroker
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Sheryl Lynn DuranCRD 5293187 · Las Cruces, NMIA RegisteredBroker
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Robert M DuranteCRD 4893796 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Dawn DurbinCRD 4285668 · North Bethesda, MDIA RegisteredBroker
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Christopher P DurdenCRD 6286749 · Farmington Hills, MIIA RegisteredBroker
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Anthony Edward DurelCRD 6553376 · Ponte Vedra Beach, FLIA RegisteredBroker
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Conor T DurkinCRD 5233694 · Pennington, NJIA RegisteredBroker
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Kathleen H DurkinCRD 2333864 · Exton, PAIA RegisteredBroker
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John Wayne DurkotaCRD 2126416 · Atlanta, GAIA RegisteredBroker
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Kathleen Joan DurningCRD 1899984 · Palm Beach Gardens, FLIA RegisteredBroker
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Megan Theresa DurningCRD 2664153 · Bellevue, WAIA RegisteredBroker
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Thomas E DurocherCRD 6117390 · Ann Arbor, MIIA RegisteredBroker
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Gregory DuseyCRD 3042375 · Winter Park, FLIA RegisteredBrokerDisclosure event(s) on record
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Eric Michael DuskinCRD 6160418 · Iselin, NJIA RegisteredBroker
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Peter DutcherCRD 3195713 · Naples, FLIA RegisteredBroker
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Darrin DuvalCRD 5024640 · Ontario, CAIA RegisteredBroker
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Howard Mareen DuvallCRD 2781556 · New York, NYIA RegisteredBroker
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Morgan Boone DuvallCRD 6341142 · Fort Worth, TXIA RegisteredBroker
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Ann T DuwelCRD 1908681 · Indianapolis, INIA RegisteredBroker
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Christopher George DwyerCRD 4472474 · Punta Gorda, FLIA RegisteredBroker
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Cynthia Wuerdeman DwyerCRD 2813634 · Cincinnati, OHIA RegisteredBroker
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Kelly A DwyerCRD 6411084 · Orlando, FLIA RegisteredBroker
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Robert William DwyerCRD 2456814 · Punta Gorda, FLIA RegisteredBroker
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Cheryl Ann DyeCRD 1277879 · Memphis, TNIA RegisteredBroker
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David M DyeCRD 5843281 · Miami, FLIA RegisteredBroker
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Jo Lynn DyerCRD 5227896 · Marble Falls, TXIA RegisteredBroker
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Robert Colgan DyerCRD 2917796 · Greenwich, CTIA RegisteredBrokerDisclosure event(s) on record
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Christopher Dean DyrekCRD 1351742 · Pasadena, CAIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 25, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.