Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 119 of 541
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John DrennanCRD 5431633 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Kathryn G DrewCRD 2417906 · Portsmouth, NHIA RegisteredBrokerDisclosure event(s) on record
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Joy Marie DrewiorCRD 2714254 · Tampa, FLIA RegisteredBroker
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Sarah A DrinkallCRD 6141146 · Jacksonville, FLIA RegisteredBroker
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Lauren Garza DrinkwaterCRD 6939160 · Dallas, TXIA RegisteredBroker
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Elisebeth Tomoko DriscollCRD 2931684 · Washington, DCIA RegisteredBroker
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Michael Thomas DroddyCRD 6319442 · Saint Paul, MNIA RegisteredBroker
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Christine Michelle DroneyCRD 4223950 · Wellesley Hills, MAIA RegisteredBroker
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Kelly DrotarCRD 4777400 · New York, NYIA RegisteredBroker
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Thomas Edward DruckenbrodCRD 4540122 · Huntersville, NCIA RegisteredBroker
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Ryan P DruganCRD 6145205 · New York, NYBroker
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Austin Crane DrukkerCRD 1533386 · Stuart, FLIA RegisteredBrokerDisclosure event(s) on record
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Bonnie J DryCRD 2290799 · New York, NYBroker
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Ryan N DubakCRD 4806562 · New York, NYIA RegisteredBroker
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Ian Alex DubeeCRD 5851749 · Raleigh, NCIA RegisteredBrokerDisclosure event(s) on record
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Michele Hanna DuboisCRD 2703359 · Gainesville, FLIA RegisteredBroker
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Dean Ronald DucatoCRD 2390658 · Westlake, OHIA RegisteredBroker
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Michael David DuckworthCRD 4265465 · Pittsburgh, PAIA RegisteredBroker
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Phillip Elliot DuckworthCRD 6085415 · New Orleans, LAIA RegisteredBroker
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Christopher Patrick DudasikCRD 5003927 · New York, NYBroker
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Charles Edward DuddingstonCRD 1304892 · Minneapolis, MNIA RegisteredBroker
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Alexander Mark DuddyCRD 5846514 · Monterey, CAIA RegisteredBroker
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Robert S DudekCRD 5892703 · Princeton, NJIA RegisteredBroker
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Robert F DudleyCRD 5440548 · New York, NYIA RegisteredBroker
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Benjamin Clair DuenwaldCRD 4117504 · Bellevue, WAIA RegisteredBroker
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Robert Matthew DuerreCRD 3254874 · Marietta, GAIA RegisteredBroker
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Mary Webb DuffmanCRD 4651571 · Raleigh, NCIA RegisteredBrokerDisclosure event(s) on record
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Brendan Francis DuffyCRD 4259034 · Fairfield, CTIA RegisteredBroker
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H T DuffyCRD 2679919 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Michael Lawrence DuffyCRD 1489537 · Atlanta, GAIA RegisteredBroker
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Michael Ellsworth DuffyCRD 1296118 · Norfolk, VAIA RegisteredBrokerDisclosure event(s) on record
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Sarah T DuffyCRD 4428138 · New York, NYIA RegisteredBroker
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Joseph P DugaryCRD 5951848 · Mount Laurel, NJIA RegisteredBroker
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Melissa Borne DugasCRD 4615355 · Lafayette, LAIA RegisteredBroker
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Dawn DugganCRD 2376912 · Atlanta, GAIA RegisteredBroker
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Jennifer C DugganCRD 2878773 · Rancho Santa Fe, CAIA RegisteredBroker
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Walter Howard DukeCRD 867553 · Gadsden, ALIA RegisteredBrokerDisclosure event(s) on record
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Joshua Paul Jaroslow DuksinCRD 4300331 · Miami, FLIA RegisteredBroker
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Paul Joseph DulacCRD 2445839 · Egg Harbor Township, NJIA RegisteredBroker
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Chandra Sekhar DulamCRD 6679910 · Palo Alto, CAIA RegisteredBroker
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Karen Marie DulaneyCRD 2420516 · Cleveland, OHIA RegisteredBroker
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Timothy Glen DumasCRD 1812943 · Sarasota, FLIA RegisteredBrokerDisclosure event(s) on record
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Marshall Ira DumontCRD 1127022 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Stephen Anthony DumskyCRD 2799547 · Leawood, KSIA RegisteredBrokerDisclosure event(s) on record
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Stephen Ray DunawayCRD 3050197 · Tulsa, OKIA RegisteredBroker
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Tyler S DunawayCRD 6323129 · Clayton, MOIA RegisteredBroker
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Jeffrey DunbarCRD 5410690 · Baton Rouge, LAIA RegisteredBrokerDisclosure event(s) on record
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John David DuncanCRD 2036917 · Bloomfield Hills, MIIA RegisteredBrokerDisclosure event(s) on record
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Joshua Ryan DunhamCRD 6434180 · New York, NYBroker
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Philip S DunhamCRD 868385 · Bloomfield Hills, MIIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 25, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.