Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 134 of 541
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Robert E DunnCRD 2601181 · North Bethesda, MDIA RegisteredBroker
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Samantha DunnCRD 7261046 · Richmond, VAIA RegisteredBroker
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Thomas Tonner DunnCRD 7279016 · Madison, WIIA RegisteredBroker
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Timothy Wayne DunnCRD 6908843 · Lexington, KYIA RegisteredBroker
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William Tate DunnCRD 7346084 · Norman, OKIA RegisteredBrokerDisclosure event(s) on record
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Caroline Dunn PackerCRD 7265518 · Providence, RIIA RegisteredBroker
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Kimberly Jo DunneCRD 2973975 · San Mateo, CAIA RegisteredBroker
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Patrick M DunneCRD 6587243 · Pennington, NJIA RegisteredBroker
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Karen Ann DunphyCRD 2385213 · Pennington, NJIA RegisteredBroker
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Allison DuoibesCRD 7383192 · Chicago, ILIA RegisteredBroker
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Hong Phuc DuongCRD 6240649 · San Jose, CAIA RegisteredBroker
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Vi DuongCRD 7807415 · North Quincy, MAIA RegisteredBroker
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Anderson DupontCRD 5014712 · Coral Gables, FLIA RegisteredBroker
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Brittany A DupontCRD 6371116 · New York, NYIA RegisteredBroker
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Dominique A DupontCRD 7530232 · Albuquerque, NMIA RegisteredBroker
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Thomas Francis DuprasCRD 6797231 · Pennington, NJIA RegisteredBrokerDisclosure event(s) on record
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Jonathan G DupreCRD 6749472 · San Francisco, CAIA RegisteredBroker
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Matthew Christopher DupuisCRD 4818837 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Juan Pablo DuqueCRD 7397828 · Miami, FLIA RegisteredBroker
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Anna B DuranCRD 5824705 · New York, NYBroker
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Antonio DuranCRD 7498845 · Scher, TXIA RegisteredBroker
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Byron Alexis DuranCRD 8014875 · Pasadena, CAIA RegisteredBroker
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Gabriel Alejandro DuranCRD 7565524 · Chicago, ILIA RegisteredBroker
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Holly DurdelCRD 4155910 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Amy DurelCRD 6985722 · Jacksonville, FLIA RegisteredBroker
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Nicholas J DurfeeCRD 7568513 · Fort Lauderdale, FLIA RegisteredBroker
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Milton Aaron DurhamCRD 7639601 · Jacksonville, FLIA RegisteredBroker
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Mark DurisCRD 6720869 · Schaumburg, ILIA RegisteredBroker
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Bennett J DurkinCRD 8140594 · Daytona Beach, FLIA RegisteredBroker
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Brian J DurkinCRD 2173007 · Providence, RIIA RegisteredBroker
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Christopher J DurkinCRD 6353289 · Milwaukee, WIIA RegisteredBroker
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Daniel Christopher DurkinCRD 7914651 · Tinley Park, ILIA RegisteredBroker
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David DurnanCRD 3184767 · Wilmington, DEIA RegisteredBroker
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Jason DurnanCRD 6499073 · Wilmington, DEIA RegisteredBroker
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Oluwaribigbe DurosogaCRD 7492531 · New York, NYIA RegisteredBroker
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Artur DurroCRD 7344779 · North Bethesda, MDIA RegisteredBroker
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Sara J DursoCRD 6689148 · Pittsford, NYIA RegisteredBroker
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Reneeann S DuryeaCRD 7679277 · Tucson, AZIA RegisteredBroker
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Saswati DuttaCRD 8245905 · Rolling Hills Estates, CAIA RegisteredBroker
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Casey M DuttonCRD 6876727 · Fort Worth, TXIA RegisteredBroker
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Stephen M DuttonCRD 2373814 · Bellevue, WABroker
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Zachary DuymichCRD 6826030 · Philadelphia, PAIA RegisteredBroker
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Joseph Barry DvoracekCRD 6894187 · Houston, TXIA RegisteredBroker
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Michael Steven DworacekCRD 4302513 · Pennington, NJIA RegisteredBroker
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Chelsea N DwyerCRD 7167761 · Portland, ORIA RegisteredBroker
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James G DwyerCRD 2566492 · New York, NYIA RegisteredBroker
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Matthew David DwyerCRD 6749605 · Boston, MAIA RegisteredBroker
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Michael DwyerCRD 847967 · Chicago, ILIA RegisteredBrokerDisclosure event(s) on record
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Richard F DwyerCRD 3169291 · Boston, MABroker
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Kristin N DycusCRD 4535880 · Bellevue, WAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 28, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.